[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR232.109]



[Page 535-537]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 232_BRAKE SYSTEM SAFETY STANDARDS for FREIGHT and OTHER 

NON-PASSENGER TRAINS and EQUIPMENT; END-of-TRAIN DEVICES--Table 

of Contents

 

                     Subpart B_General Requirements

 

Sec. 232.109  Dynamic brake requirements.



    (a) Except as provided in paragraph (i) of this section, a 

locomotive engineer shall be informed of the operational status of the 

dynamic brakes on all locomotive units in the consist at the initial 

terminal for a train and at other locations where a locomotive engineer 

first begins operation of a train. The information required by this 

paragraph may be provided to the locomotive engineer by any means 

determined to be appropriate by the railroad; however, a written or 

electronic record of the information shall be maintained in the cab of 

the controlling locomotive.



[[Page 536]]



    (b) Except as provided in paragraph (e) of this section, all 

inoperative dynamic brakes shall be repaired within 30 calendar days of 

becoming inoperative or at the locomotive's next periodic inspection 

pursuant to Sec. 229.23 of this chapter, whichever occurs first.

    (c) Except as provided in paragraph (e) of this section, a 

locomotive discovered with inoperative dynamic brakes shall have a tag 

bearing the words ``inoperative dynamic brake'' securely attached and 

displayed in a conspicuous location in the cab of the locomotive. This 

tag shall contain the following information:

    (1) The locomotive number;

    (2) The name of the discovering carrier;

    (3) The location and date where condition was discovered; and

    (4) The signature of the person discovering the condition.

    (d) An electronic or written record of repairs made to a 

locomotive's dynamic brakes shall be retained for 92 days.

    (e) A railroad may elect to declare the dynamic brakes on a 

locomotive deactivated without removing the dynamic brake components 

from the locomotive, only if all of the following conditions are met:

    (1) The locomotive is clearly marked with the words ``dynamic brake 

deactivated'' in a conspicuous location in the cab of the locomotive; 

and

    (2) The railroad has taken appropriate action to ensure that the 

deactivated locomotive is incapable of utilizing dynamic brake effort to 

retard or control train speed.

    (f) If a locomotive consist is intended to have its dynamic brakes 

used while in transit, a locomotive with inoperative or deactivated 

dynamic brakes or a locomotive not equipped with dynamic brakes shall 

not be placed in the controlling (lead) position of a consist unless the 

locomotive has the capability of:

    (1) Controlling the dynamic braking effort in trailing locomotives 

in the consist that are so equipped; and

    (2) Displaying to the locomotive engineer the deceleration rate of 

the train or the total train dynamic brake retarding force.

    (g) All locomotives equipped with dynamic brakes and ordered on or 

after April 1, 2006, or placed in service for the first time on or after 

October 1, 2007, shall be designed to:

    (1) Conduct an electrical integrity test of the dynamic brake to 

determine if electrical current is being received at the grids on the 

system; and

    (2) Display in real-time in the cab of the controlling (lead) 

locomotive the total train dynamic brake retarding force available in 

the train.

    (h) All rebuilt locomotives equipped with dynamic brakes and placed 

in service on or after April 1, 2004, shall be designed to:

    (1) Conduct an electrical integrity test of the dynamic brake to 

determine if electrical current is being received at the grids on the 

system; and

    (2) Display either the train deceleration rate or in real-time in 

the cab of the controlling (lead) locomotive the total train dynamic 

brake retarding force available in the train.

    (i) The information required by paragraph (a) of this section is not 

required to be provided to the locomotive engineer if all of the 

locomotives in the lead consist of a train are equipped in accordance 

with paragraph (g) of this section.

    (j) A railroad operating a train with a brake system that includes 

dynamic brakes shall adopt and comply with written operating rules 

governing safe train handling procedures using these dynamic brakes 

under all operating conditions, which shall be tailored to the specific 

equipment and territory of the railroad. The railroad's operating rules 

shall:

    (1) Ensure that the friction brakes are sufficient by themselves, 

without the aid of dynamic brakes, to stop the train safely under all 

operating conditions.

    (2) Include a ``miles-per-hour-overspeed-stop'' rule. At a minimum, 

this rule shall require that any train when descending a section of 

track with an average grade of one percent or greater over a distance of 

three continuous miles shall be immediately brought to a stop, by an 

emergency brake application if necessary, when the train's speed exceeds 

the maximum authorized speed for that train by more than 5



[[Page 537]]



miles per hour. A railroad shall reduce the 5-miles-per-hour-overspeed-

stop restriction if validated research indicates the need for such a 

reduction. A railroad may increase the 5-miles-per-hour-overspeed 

restriction only with approval of FRA and based upon verifiable data and 

research.

    (k) A railroad operating a train with a brake system that includes 

dynamic brakes shall adopt and comply with specific knowledge, skill, 

and ability criteria to ensure that its locomotive engineers are fully 

trained in the operating rules prescribed by paragraph (j) of this 

section. The railroad shall incorporate such criteria into its 

locomotive engineer certification program pursuant to Part 240 of this 

chapter.



[66 FR 4193, Jan. 17, 2001, as amended at 67 FR 17581, Apr. 10, 2002]