[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR232.5]



[Page 524-527]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 232_BRAKE SYSTEM SAFETY STANDARDS for FREIGHT and OTHER 

NON-PASSENGER TRAINS and EQUIPMENT; END-of-TRAIN DEVICES--Table 

of Contents

 

                            Subpart A_General

 

Sec. 232.5  Definitions.



    The definitions in this section are intended to clarify the meaning 

of terms used in this part as it becomes applicable pursuant to Sec. 

232.1(b) and (c).

    AAR means the Association of American Railroads.

    Air brake means a combination of devices operated by compressed air, 

arranged in a system, and controlled manually, electrically, 

electronically, or pneumatically, by means of which the motion of a 

railroad car or locomotive is retarded or arrested.

    Air Flow Indicator, AFM means a specific air flow indicator required 

by the air flow method of qualifying train air brakes (AFM). The AFM Air 

Flow Indicator is a calibrated air flow measuring device which is 

clearly visible and legible in daylight and darkness from the engineer's 

normal operating position. The indicator face displays:

    (1) Markings from 10 cubic feet per minute (CFM) to 80 CFM, in 

increments of 10 CFM or less; and

    (2) Numerals indicating 20, 40, 60, and 80 CFM for continuous 

monitoring of air flow.

    Bind means restrict the intended movement of one or more brake 

system components by reduced clearance, by obstruction, or by increased 

friction.

    Brake, dynamic means a train braking system whereby the kinetic 

energy of a moving train is used to generate electric current at the 

locomotive traction motors, which is then dissipated through resistor 

grids or into the catenary or third rail system.

    Brake, effective means a brake that is capable of producing its 

nominally designed retarding force on the train. A



[[Page 525]]



car's air brake is not considered effective if it is not capable of 

producing its nominally designed retarding force or if its piston travel 

exceeds:

    (1) 10\1/2\ inches for cars equipped with nominal 12-inch stroke 

brake cylinders; or

    (2) The piston travel limit indicated on the stencil, sticker, or 

badge plate for that brake cylinder.

    Brake, hand means a brake that can be applied and released by hand 

to prevent or retard the movement of a locomotive.

    Brake indicator means a device which indicates the brake application 

range and indicates whether brakes are applied and released.

    Brake, inoperative means a primary brake that, for any reason, no 

longer applies or releases as intended.

    Brake, inoperative dynamic means a dynamic brake that, for any 

reason, no longer provides its designed retarding force on the train.

    Brake, parking means a brake that can be applied by means other than 

by hand, such as spring, hydraulic, or air pressure when the brake pipe 

air is depleted, or by an electrical motor.

    Brake pipe means the system of piping (including branch pipes, angle 

cocks, cutout cocks, dirt collectors, hoses, and hose couplings) used 

for connecting locomotives and all railroad cars for the passage of 

compressed air.

    Brake, primary means those components of the train brake system 

necessary to stop the train within the signal spacing distance without 

thermal damage to friction braking surfaces.

    Brake, secondary means those components of the train brake system 

which develop supplemental brake retarding force that is not needed to 

stop the train within signal spacing distances or to prevent thermal 

damage to wheels.

    Emergency application means an irretrievable brake application 

resulting in the maximum retarding force available from the train brake 

system.

    End-of-train device, one-way means two pieces of equipment linked by 

radio that meet the requirements of Sec. 232.403.

    End-of-train device, two-way means two pieces of equipment linked by 

radio that meet the requirements of Sec. Sec. 232.403 and 232.405.

    Foul means any condition which restricts the intended movement of 

one or more brake system components because the component is snagged, 

entangled, or twisted.

    Freight car means a vehicle designed to carry freight, or railroad 

personnel, by rail and a vehicle designed for use in a work or wreck 

train or other non-passenger train.

    Initial terminal means the location where a train is originally 

assembled.

    Locomotive means a piece of railroad on-track equipment, other than 

hi-rail, specialized maintenance, or other similar equipment, which may 

consist of one or more units operated from a single control stand--

    (1) With one or more propelling motors designed for moving other 

railroad equipment;

    (2) With one or more propelling motors designed to transport freight 

or passenger traffic or both; or

    (3) Without propelling motors but with one or more control stands.

    Locomotive cab means that portion of the superstructure designed to 

be occupied by the crew operating the locomotive.

    Locomotive, controlling means the locomotive from which the engineer 

exercises control over the train.

    Off air means not connected to a continuous source of compressed air 

of at least 60 pounds per square inch (psi).

    Ordered date or date ordered means the date on which notice to 

proceed is given by a procuring railroad to a contractor or supplier for 

new equipment.

    Piston travel means the amount of linear movement of the air brake 

hollow rod (or equivalent) or piston rod when forced outward by movement 

of the piston in the brake cylinder or actuator and limited by the brake 

shoes being forced against the wheel or disc.

    Pre-revenue service acceptance testing plan means a document, as 

further specified in Sec. 232.505, prepared by a railroad that explains 

in detail how pre-revenue service tests of certain equipment demonstrate 

that the equipment meets Federal safety standards and the railroad's own 

safety design requirements.

    Previously tested equipment means equipment that has received a 

Class I brake test pursuant to Sec. 232.205 and has



[[Page 526]]



not been off air for more than four hours.

    Primary responsibility means the task that a person performs at 

least 50 percent of the time. The totality of the circumstances will be 

considered on a case-by-case basis in circumstances where an individual 

does not spend 50 percent of the day engaged in any one readily 

identifiable type of activity.

    Qualified mechanical inspector means a qualified person who has 

received, as a part of the training, qualification, and designation 

program required under Sec. 232.203, instruction and training that 

includes ``hands-on'' experience (under appropriate supervision or 

apprenticeship) in one or more of the following functions: 

troubleshooting, inspection, testing, maintenance or repair of the 

specific train brake components and systems for which the person is 

assigned responsibility. This person shall also possess a current 

understanding of what is required to properly repair and maintain the 

safety-critical brake components for which the person is assigned 

responsibility. Further, the qualified mechanical inspector shall be a 

person whose primary responsibility includes work generally consistent 

with the functions listed in this definition.

    Qualified person means a person who has received, as a part of the 

training, qualification, and designation program required under Sec. 

232.203, instruction and training necessary to perform one or more 

functions required under this part. The railroad is responsible for 

determining that the person has the knowledge and skills necessary to 

perform the required function for which the person is assigned 

responsibility. The railroad determines the qualifications and 

competencies for employees designated to perform various functions in 

the manner set forth in this part. Although the rule uses the term 

``qualified person'' to describe a person responsible for performing 

various functions required under this part, a person may be deemed 

qualified to perform some functions but not qualified to perform other 

functions. For example, although a person may be deemed qualified to 

perform the Class II/intermediate brake test required by this part, that 

same person may or may not be deemed qualified to perform the Class I/

initial Terminal brake test or authorize the movement of defective 

equipment under this part. The railroad will determine the required 

functions for which an individual will be deemed a ``qualified person'' 

based upon the instruction and training the individual has received 

pursuant to Sec. 232.203 concerning a particular function.

    Railroad means any form of non-highway ground transportation that 

runs on rails or electromagnetic guideways, including:

    (1) Commuter or short-haul railroad passenger service in a 

metropolitan or suburban area and commuter railroad service that was 

operated by the Consolidated Rail Corporation on January 1, 1979; and

    (2) High speed ground transportation systems that connect 

metropolitan areas, without regard to whether those systems use new 

technologies not associated with traditional railroads. The term 

``railroad'' is also intended to mean a person that provides 

transportation by railroad, whether directly or by contracting out 

operation of the railroad to another person. The term does not include 

rapid transit operations in an urban area that are not connected to the 

general railroad system of transportation.

    Rebuilt equipment means equipment that has undergone overhaul 

identified by the railroad as a capital expense under the Surface 

Transportation Board's accounting standards.

    Refresher training means periodic retraining required for employees 

or contractors to remain qualified to perform specific equipment 

troubleshooting, inspection, testing, maintenance, or repair functions.

    Respond as intended means to produce the result that a device or 

system is designed to produce.

    ``Roll-by'' inspection means an inspection performed while equipment 

is moving.

    Service application means a brake application that results from one 

or more service reductions or the equivalent.

    Service reduction means a decrease in brake pipe pressure, usually 

from 5 to 25 psi at a rate sufficiently rapid to



[[Page 527]]



move the operating valve to service position, but at a rate not rapid 

enough to move the operating valve to emergency position.

    Solid block of cars means two or more freight cars coupled together 

and added to or removed from a train as a single unit.

    State inspector means an inspector of a participating State rail 

safety program under part 212 of this chapter.

    Switching service means the classification of freight cars according 

to commodity or destination; assembling of cars for train movements; 

changing the position of cars for purposes of loading, unloading, or 

weighing; placing of locomotives and cars for repair or storage; or 

moving of rail equipment in connection with work service that does not 

constitute a train movement.

    Tourist, scenic, historic, or excursion operations are railroad 

operations that carry passengers, often using antiquated equipment, with 

the conveyance of the passengers to a particular destination not being 

the principal purpose.

    Train means one or more locomotives coupled with one or more freight 

cars, except during switching service.

    Train line means the brake pipe or any non-pneumatic system used to 

transmit the signal that controls the locomotive and freight car brakes.

    Train, unit or train, cycle means a train that, except for the 

changing of locomotive power and the removal or replacement of defective 

equipment, remains coupled as a consist and continuously operates from 

location A to location B and back to location A.

    Transfer train means a train that travels between a point of origin 

and a point of final destination not exceeding 20 miles. Such trains may 

pick up or deliver freight equipment while en route to destination.

    Yard air means a source of compressed air other than from a 

locomotive.



[66 FR 4193, Jan. 17, 2001, as amended at 67 FR 17580, Apr. 10, 2002]