[Code of Federal Regulations]

[Title 49, Volume 5]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR386.46]



[Page 265-267]

 

                        TITLE 49--TRANSPORTATION

 

                      DEPARTMENT OF TRANSPORTATION

 

PART 386_RULES OF PRACTICE FOR MOTOR CARRIER, BROKER, FREIGHT FORWARDER, 

AND HAZARDOUS MATERIALS PROCEEDINGS--Table of Contents

 

                  Subpart D_General Rules and Hearings

 

Sec. 386.46  Depositions.



    (a) When, how, and by whom taken. The deposition of any witness may 

be taken at any stage of the proceeding at reasonable times. Depositions 

may be taken by oral examination or upon written interrogatories before 

any person having power to administer oaths.

    (b) Application. Any party desiring to take the deposition of a 

witness shall indicate to the witness and all other parties the time 

when, the place where, and the name and post office address of the 

person before whom the deposition is to be taken; the name and address 

of each witness; and the subject matter concerning which each such 

witness is expected to testify.

    (c) Notice. Notice shall be given for the taking of a deposition, 

which shall be not less than 5 days written notice when the deposition 

is to be taken within the continental United States and not less than 20 

days written notice when the deposition is to be taken elsewhere.

    (d) Taking and receiving in evidence. Each witness testifying upon 

deposition shall be sworn, and any other party shall have the right to 

cross-examine. The questions propounded and the answers thereto, 

together with all objections made, shall be reduced to writing; read by 

or to, and subscribed by the witness; and certified by the person 

administering the oath. Thereafter, such officer shall seal the 

deposition in an envelope and mail the same by certified mail to the 

Assistant Administrator or the administrative law judge, if one has been 

appointed. Subject to such objections to the questions



[[Page 266]]



and answers as were noted at the time of taking the deposition and which 

would have been valid if the witness were personally present and 

testifying, such deposition may be read and offered in evidence by the 

party taking it as against any party who was present or represented at 

the taking of the deposition or who had due notice thereof.

    (e) Motion to terminate or limit examination. During the taking of a 

deposition, a party or deponent may request suspension of the deposition 

on grounds of bad faith in the conduct of the examination, oppression of 

a deponent or party or improper questions propounded. The deposition 

will then be adjourned. However, the objecting party or deponent must 

immediately move the Assistant Administrator or administrative law judge 

for a ruling on his or her objections to the deposition conduct or 

proceedings. The Assistant Administrator or administrative law judge may 

then limit the scope or manner of the taking of the deposition.



    Effective Date Note: At 70 FR 28484, May 18, 2005, Sec. 386.46 was 

revised, effective November 14, 2005. For the convenience of the user, 

the revised text is set forth as follows:



Sec. 386.46  Depositions.



    (a) When, how, and by whom taken.

    (1) The deposition of any witness may be taken at reasonable times 

subsequent to the appointment of an Administrative Law Judge. Prior to 

referral to the Office of Hearings, a party may petition the Assistant 

Administrator, in accordance with Sec. 386.37, for leave to conduct a 

deposition based on good cause shown.

    (2) Depositions may be taken by oral examination or upon written 

interrogatories before any person having power to administer oaths.

    (3) The parties may stipulate in writing or the Administrative Law 

Judge may upon motion order that a deposition be taken by telephone or 

other remote electronic means.

    (4) If a subpoena duces tecum is to be served on the person to be 

examined, the designation of the materials to be produced as set forth 

in the subpoena shall be attached to, or included in, the notice.

    (5) If the deposition is to be recorded by videotape or audiotape, 

the notice shall specify the method of recording.

    (b) Application. Any party desiring to take the deposition of a 

witness must indicate to the witness and all other parties the time 

when, the place where, and the name and post office address of the 

person before whom the deposition is to be taken; the name and address 

of each witness; and the subject matter concerning which each such 

witness is expected to testify.

    (c) Notice. A party desiring to take a deposition must give notice 

to the witness and all other parties. Notice must be in writing. Notice 

of the deposition must be given not less than 20 days from when the 

deposition is to be taken if the deposition is to be held within the 

continental United States and not less than 30 days from when the 

deposition is to be taken if the deposition is to be held elsewhere, 

unless a shorter time is agreed to by the parties or by leave of the 

Assistant Administrator or Administrative Law Judge by motion for good 

cause shown.

    (d) Depositions upon written questions. Within 14 days after the 

notice and written questions are served, a party may serve cross-

questions upon all other parties. Within 7 days after being served with 

cross-questions, a party may serve redirect questions upon all other 

parties. Within 7 days after being served with redirect questions, a 

party may serve recross questions upon all other parties. The Assistant 

Administrator or Administrative Law Judge may enlarge or shorten the 

time for cause shown.

    (e) Taking and receiving in evidence. Each witness testifying upon 

deposition must be sworn, and any other party must be given the right to 

cross-examine. The questions propounded and the answers to them, 

together with all objections made, must be reduced to writing; read by 

or to, and subscribed by the witness; and certified by the person 

administering the oath. The person who took the deposition must seal the 

deposition transcript in an envelope and file it in accordance with 

Sec. 386.7. Subject to objections to the questions and answers as were 

noted at the time of taking the deposition and which would have been 

valid if the witness were personally present and testifying, the 

deposition may be read and offered in evidence by the party taking it as 

against any party who was present or represented at the taking of the 

deposition or who had due notice of it.

    (f) Witness Limit. No party may seek deposition testimony of more 

than five witnesses without leave of the Agency decisionmaker for good 

cause shown. Individual depositions are not to exceed 8 hours for any 

one witness.

    (g) Motion to terminate or limit examination. During the taking of a 

deposition, a party or deponent may request suspension of the deposition 

on grounds of bad faith in the conduct of the examination, oppression of 

a deponent or party or improper questions propounded. The deposition 

will then be adjourned. The objecting party or deponent must, however, 

immediately move for a ruling on his or her objections to the deposition 

conduct or proceedings before the Assistant



[[Page 267]]



Administrator or Administrative Law Judge, who then may limit the scope 

or manner of the taking of the deposition.