[Code of Federal Regulations]
[Title 17, Volume 1]
[Revised as of April 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR160.2]

[Page 572]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
             CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
 
PART 160_PRIVACY OF CONSUMER FINANCIAL INFORMATION--Table of Contents
 
Sec.  160.2  Rule of construction.

    (a) Safe harbor. The examples in this part and the sample clauses in 
the Appendix to this part are not exclusive. Compliance with an example 
or use of a sample clause, to the extent applicable, constitutes 
compliance with this part.
    (b) Substituted compliance. (1) Any person or entity otherwise 
subject to this part that is subject to and in compliance with 
Securities and Exchange Commission Regulation S-P, 17 CFR part 248, will 
be deemed to be in compliance with this part.
    (2) Any commodity trading advisor otherwise subject to this part 
that is registered or required to be registered as an investment adviser 
in the state in which it maintains its principal office and place of 
business as defined in Sec.  275.203A-3 of this title, and that is 
subject to and in compliance with 16 CFR part 313, will be deemed to be 
in compliance with this part.