[Code of Federal Regulations]
[Title 17, Volume 3]
[Revised as of April 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR249.322]

[Page 624]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
       CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
 
PART 249_FORMS, SECURITIES EXCHANGE ACT OF 1934--Table of Contents
 
 Subpart D_Forms for Annual and Other Reports of Issuers Required Under 
      Sections 13 and 15(d) of the Securities Exchange Act of 1934
 
Sec.  249.322  Form 12b-25--Notification of late filing.

    (a) This form shall be filed pursuant to Sec.  240.12b-25 of this 
chapter by issuers who are unable to file timely all or any required 
portion of an annual or transition report on Form 10-K and Form 10-KSB, 
20-F, or 11-K (Sec.  249.310, 249.310b, 249.220f or 249.311), a 
quarterly or transition report on Form 10-Q and Form 10-QSB (Sec. Sec.  
249.308a and 249.308b), or a distribution report on Form 10-D (Sec.  
249.312) pursuant to section 13 or 15(d) of the Act (15 U.S.C. 78m or 
78o(d)) or a semi-annual, annual, or transition report on Form N-SAR 
(Sec. Sec.  249.330; 274.101) or Form N-CSR (Sec. Sec.  249.331; 
274.128) pursuant to section 13 or 15(d) of the Act or section 30 of the 
Investment Company Act of 1940 (15 U.S.C. 80a-29). The filing shall 
consist of a signed original and three conformed copies, and shall be 
filed with the Commission at Washington, DC 20549, no later than one 
business day after the due date for the periodic report in question. 
Copies of this form may be obtained from ``Publications,'' Securities 
and Exchange Commission, 450 5th Street, NW., Washington, DC 20549 and 
at our Web site at http://www.sec.gov.
    (b) This form shall not be used by electronic filers unable to 
timely file a report solely due to electronic difficulties. Filers 
unable to submit a report within the time period prescribed due to 
electronic difficulties should comply with either Rule 201 or Rule 202 
of Regulation S-T (Sec.  232.201 or Sec.  232.202 of this chapter), or 
apply for an adjustment in filing date pursuant to Rule 13(b) of 
Regulation S-T (Sec.  232.13(b) of this chapter).

[50 FR 1449, Jan. 11, 1985, as amended at 70 FR 1630, Jan. 7, 2005]

    Editorial Note: For Federal Register citations affecting Form 12b-
25, see the List of CFR Sections Affected, which appears in the Finding 
Aids section of the printed volume and on GPO Access.