[Code of Federal Regulations]

[Title 20, Volume 1]

[Revised as of April 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 20CFR200.1]



[Page 155-156]

 

                      TITLE 20--EMPLOYEES' BENEFITS

 

                  CHAPTER II--RAILROAD RETIREMENT BOARD

 

PART 200_GENERAL ADMINISTRATION--Table of Contents

 

Sec.  200.1  Designation of central and field organization.









Sec.

200.1 Designation of central and field organization.

200.2 The general course and method by which the Board's functions are 

          channeled and determined.

200.3 Obtaining forms from the Railroad Retirement Board.

200.4 Availability of information to public.

200.5 Protection of privacy of records maintained on individuals.

200.6 Open meetings.

200.7 Assessment or waiver of interest, penalties, and administrative 

          costs with respect to collection of certain debts.

200.8 Disclosure of information obtained in the administration of the 

          Railroad Retirement Act and the Railroad Unemployment 

          Insurance Act.

200.9 Selection of members of Actuarial Advisory Committee.

200.10 Representatives of applicant or beneficiaries.



    Authority: 45 U.S.C. 231f(b)(5) and 45 U.S.C. 362; Sec.  200.4 also 

issued under 5 U.S.C. 552; Sec.  200.5 also issued under 5 U.S.C. 552a; 

Sec.  200.6 also issued under 5 U.S.C. 552b; and Sec.  200.7 also issued 

under 31 U.S.C. 3717.





    (a) Introduction. (1) The Railroad Retirement Board (hereinafter 

referenced as the ``Board'') is an independent agency in the executive 

branch of the Federal Government and is administered by three members 

appointed by the President, with the advice and consent of the Senate. 

By law, one member is appointed upon recommendations made by railroad 

labor organizations, one upon recommendations of railroad employers, and 

the third member, the Chairman, is in effect independent of employees 

and employers and represents the public interest. The terms of office 

are five years and are arranged so as to expire in different calendar 

years.

    (2) The primary function of the Board is the determination and 

payment of benefits under the retirement-survivor and unemployment-

sickness programs. To this end, the Board must maintain lifetime 

earnings records for covered employees, a network of field offices to 

assist railroad personnel and their dependents in filing claims for 

benefits, and examiners to adjudicate the claims.

    (3) The Board administers the Railroad Retirement Act and the 

Railroad Unemployment Insurance Act. The Railroad Retirement Tax Act, 

which imposes employment taxes to fund the railroad retirement system, 

is administered by the Internal Revenue Service of the U.S. Department 

of Treasury. The Board also participates in the administration of the 

Federal Medicare health insurance program.

    (4) The headquarters of the Board is in Chicago, Illinois, at 844 

North Rush Street. The Board maintains numerous district offices across 

the country in localities easily accessible to large numbers of railroad 

workers, in addition to three regional offices located in Atlanta, 

Georgia; Denver, Colorado; and, Philadelphia, Pennsylvania.

    (b) Internal organization. (1) Reporting directly to the Board 

Members is the six member Executive Committee. The Executive Committee 

is comprised of the General Counsel, who also serves as the Senior 

Executive Officer, the Director of Administration, the Director of 

Programs, the Chief Financial Officer, the Chief Information Officer, 

and the Chief Actuary.

    (2) The Executive Committee is responsible for the day to day 

operations of the agency. The Senior Executive Officer is responsible 

for direction and oversight of the Executive Committee. The General 

Counsel is responsible for advising the Board Members on major issues, 

interpreting the Acts and regulations administered by the Board, 

drafting and analyzing legislation, and planning, directing, and 

coordinating the work of the Office of General Counsel, the Bureau of 

Hearings and Appeals, and the Office of Legislative Affairs through 

their respective directors, and the Office of Secretary to the Board. 

The Director of Programs is responsible for managing, coordinating, and 

controlling the program operations of the agency which carry out 

provisions of the Railroad Retirement and



[[Page 156]]



Railroad Unemployment Insurance Acts. The Director of Administration is 

responsible for managing, coordinating, and controlling certain 

administrative operations of the Board including the Bureau of Supply 

and Service, the Bureau of Human Resources, the Office of Public 

Affairs, and the Office of Equal Opportunity. The Chief Financial 

Officer is responsible for the financial management of the agency, and 

the Chief Information Officer is responsible for coordinating the 

agency's information resources management program. The Board's Chief 

Actuary is responsible for the actuarial program of the Board. The Chief 

Actuary is a non-voting member of the Executive Committee.

    (3) Further, the following offices provide administrative and other 

services in support of Board Operations: Office of Equal Employment 

Opportunity, Washington Legislative/Liaison Office, Office of Planning, 

Office of Public Affairs and Bureau of Quality Assurance.

    (c) Office of Inspector General. The Railroad Retirement Solvency 

Act of 1983 established the Office of Inspector General within the Board 

to be governed by the Inspector General Act of 1978. As structured, the 

Inspector General reports directly to the Chairman. The Office of 

Inspector General is responsible for policy direction and conduct of 

audit, inspection, and investigation activities relating to program and 

operations of the Board; and maintaining liaison with other law 

enforcement agencies, the Department of Justice, and United States 

Attorneys on all matters relating to the detection and prevention of 

fraud and abuse. The Inspector General reports semi-annually to the 

Congress through the Chairman concerning fraud, abuses, other serious 

problems, and deficiencies of agency programs and operations; recommends 

corrective action; and, reports on progress made in implementing these 

actions.



[52 FR 11010, Apr. 6, 1987, as amended at 67 FR 5723, Feb. 7, 2002]