[Code of Federal Regulations]
[Title 10, Volume 3]
[Revised as of January 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR431.97]

[Page 424-426]
 
                            TITLE 10--ENERGY
 
                    CHAPTER II--DEPARTMENT OF ENERGY
 
PART 431_ENERGY EFFICIENCY PROGRAM FOR CERTAIN COMMERCIAL AND INDUSTRIAL 
EQUIPMENT--Table of Contents
 
          Subpart F_Commercial Air Conditioners and Heat Pumps
 
Sec. 431.97  Energy efficiency standards and their effective dates.

    (a) Each commercial air conditioner or heat pump manufactured on or 
after January 1, 1994 (except for large commercial package air-
conditioning and heating equipment, for which the effective date is 
January 1, 1995) and before January 1, 2010 must meet the applicable 
minimum energy efficiency standard level(s) set forth in Tables 1 and 2 
of this section.

                                               Table 1 to Sec. 431.97--Minimum Cooling Efficiency Levels
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                        Efficiency level \1\
                                                                                                           ---------------------------------------------
              Product                       Category            Cooling  capacity         Sub-category      Products manufactured  Products manufactured
                                                                                                              until  October 29,    on and after October
                                                                                                                     2003                 29, 2003
--------------------------------------------------------------------------------------------------------------------------------------------------------
Small Commercial Packaged Air        Air Cooled, 3 phase...  <65,000 Btu/h.........  Split System.........  SEER = 10.0..........  SEER = 10.0.
 Conditioning and Heating Equipment.
                                                                                    --------------------------------------------------------------------
                                                                                     Single Package         SEER = 9.7...........  SEER = 9.7.
                                    --------------------------------------------------------------------------------------------------------------------
                                     Air Cooled............  =65,000 Btu/ All..................  EER = 8.9............  EER = 8.9.
                                                              h and <135,000 Btu/h.
                                    --------------------------------------------------------------------------------------------------------------------

[[Page 425]]


                                     Water Cooled            <17,000 Btu/h.........  AC...................  EER = 9.3............  EER = 12.1.
                                      Evaporatively Cooled
                                      and Water-Source.
                                                                                    --------------------------------------------------------------------
                                                                                     HP...................  EER = 9.3............  EER = 11.2.
                                                            --------------------------------------------------------------------------------------------
                                                             =17,000 Btu/ AC...................  EER = 9.3............  EER = 12.1.
                                                              h and <65,000 Btu/h.
                                                                                    --------------------------------------------------------------------
                                                                                     HP...................  EER = 9.3............  EER = 12.0.
                                                            --------------------------------------------------------------------------------------------
                                                             =65,000 Btu/ AC...................  EER = 10.5...........  EER = 11.5.\2\
                                                              h and <135,000 Btu/h.
                                                                                    --------------------------------------------------------------------
                                                                                     HP...................  EER = 10.5...........  EER = 12.0.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Large Commercial Packaged Air        Air Cooled............  =135,000     All..................  EER = 8.5............  EER = 8.5.
 Conditioning and Heating Equipment.                          Btu/h and <240,000
                                                              Btu/h.
                                    --------------------------------------------------------------------------------------------------------------------
                                     Water-Cooled and        =135,000     All..................  EER = 9.6............  EER = 9.6.\3\
                                      Evaporatively Cooled.   and <240,000 Btu/h.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Packaged Terminal Air Conditioners   All...................  <7,000 Btu/h..........  All..................  EER = 8.88...........  EER = 8.88.
 and Heat Pumps.
                                                            ------------------------                       ---------------------------------------------
                                                             =7,000 Btu/                         EER = 10.0 - (0.16 x   EER = 10.0 - (0.16 x
                                                              h and <=15,000 Btu/h.                          capacity [in kBtu/h    capacity [in kBtu/h
                                                                                                             at 95 [deg]F outdoor   at 95 [deg]F outdoor
                                                                                                             dry-bulb               dry-bulb
                                                                                                             temperature]).         temperature]).
                                                            ------------------------                       ---------------------------------------------
                                                             15,000 Btu/  .....................  EER = 7.6............  EER = 7.6.
                                                              h.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ For equipment rated according to the ARI standards, all EER values must be rated at 95 [deg]F outdoor dry-bulb temperature for air-cooled products
  and evaporatively-cooled products and at 85 [deg]F entering water temperature for water-cooled products. For water-source heat pumps rated according
  to the ISO standard, EER must be rated at 30 [deg]C (86 [deg]F) entering water temperature.
\2\ Deduct 0.2 from the required EER for units with heating sections other than electric resistance heat.
\3\ Effective 10/29/2004, the minimum value becomes EER = 11.0.


                                               Table 2 to Sec. 431.97--Minimum Heating Efficiency Levels
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                        Efficiency level \1\
                                                                                                           ---------------------------------------------
              Product                       Category            Cooling  capacity         Sub-category      Products manufactured  Products manufactured
                                                                                                              until  October 29,    on and after October
                                                                                                                     2003                 29, 2003
--------------------------------------------------------------------------------------------------------------------------------------------------------
Small Commercial Packaged Air        Air Cooled, 3 Phase...  <65,000 Btu/h.........  Split System.........  HSPF = 6.8...........  HSPF = 6.8.
 Conditioning and Heating Equipment.
                                                                                    --------------------------------------------------------------------
                                                                                     Single Package.......  HSPF = 6.6...........  HSPF = 6.6.
                                    --------------------------------------------------------------------------------------------------------------------
                                     Water-source..........  <135,000 Btu/h........  Split System and       COP = 3.8............  COP = 4.2.
                                                                                      Single Package.
                                    --------------------------------------------------------------------------------------------------------------------
                                     Air Cooled............  =65,000 Btu/ All..................  COP = 3.0............  COP = 3.0.
                                                              h and <135,000 Btu/h.
--------------------------------------------------------------------------------------------------------------------------------------------------------

[[Page 426]]


Large Commercial Packaged Air        Air Cooled............  =135,000     Split System and       COP = 2.9............  COP = 2.9.
 Conditioning Package and Heating                             Btu/h and <240,000      Single Package.
 Equipment.                                                   Btu/h.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Packaged Terminal Heat Pumps.......  All...................  All...................  All..................  COP = 1.3+(0.16 x the  COP = 1.3+(0.16 x the
                                                                                                             applicable minimum     applicable minimum
                                                                                                             cooling EER            cooling EER
                                                                                                             prescribed in Table    prescribed in Table
                                                                                                             1--Minimum Cooling     1--Minimum Cooling
                                                                                                             Efficiency Levels).    Efficiency Levels).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ For units tested by ARI standards, all COP values must be rated at 47 [deg]F outdoor dry-bulb temperature for air-cooled products, and at 70 [deg]F
  entering water temperature for water-source heat pumps. For heat pumps tested by the ISO Standard 13256-1, the COP values must be obtained at the
  rating point with 20 [deg]C (68 [deg]F) entering water temperature.

    (b) Commercial package air conditioning and heating equipment 
manufactured on or after January 1, 2010, shall have Energy Efficiency 
Ratio and Coefficient of Performance no less than:

----------------------------------------------------------------------------------------------------------------
                                        Cooling capacity  (Btu/
               Product                            h)                    Category        Efficiency level[dagger]
----------------------------------------------------------------------------------------------------------------
Small commercial package air-          =65,000 and    AC...................  EER = 11.2*
 conditioning and heating equipment     <135,000.                                       EER = 11.0**
 (air-cooled).
                                                                 HP...................  EER = 11.0*
                                                                                        EER = 10.8**
Large commercial package air-          =135,000 and   AC...................  EER = 11.0*
 conditioning and heating equipment     <240,000.                                       EER = 10.8**
 (air-cooled).
                                                                 HP...................  EER = 10.6*
                                                                                        EER = 10.4**
Very large commercial package air-     = 240,000 and  AC...................  EER = 10.0*
 conditioning (air-cooled).             <760,000.                                       EER = 9.8**
                                                                 HP...................  EER = 9.5*
                                                                                        EER = 9.3**
Small commercial package air-          =65,000 and    HP...................  COP = 3.3
 conditioning heat pump.                <135,000.
Large commercial package air-          =135,000 and   HP...................  COP = 3.2
 conditioning heat pump.                <240,000.
Very large commercial package air-     = 240,000 and  HP...................  COP = 3.2
 conditioning heat pump.                <760,000.
----------------------------------------------------------------------------------------------------------------
* This EER level applies to equipment that has electric resistance heat or no heating.
** This EER level applies to equipment with all other heating-system types that are integrated into the unitary
  equipment.
[dagger]EER at a standard temperature rating of 95 [deg]F dry-bulb and COP at a high temperature rating of 47
  [deg]F dry-bulb.


[69 FR 61969, Oct. 21, 2004, as amended at 70 FR 60415, Oct. 18, 2005; 
70 FR 61698, Oct. 25, 2005]