[Code of Federal Regulations]

[Title 10, Volume 2]

[Revised as of January 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 10CFR73.51]



[Page 433-435]

 

                            TITLE 10--ENERGY

 

          CHAPTER I--NUCLEAR REGULATORY COMMISSION (CONTINUED)

 

PART 73_PHYSICAL PROTECTION OF PLANTS AND MATERIALS--Table of Contents

 

Sec. 73.51  Requirements for the physical protection of stored spent 

nuclear fuel and high-level radioactive waste.



    (a) Applicability. Notwithstanding the provisions of Sec. Sec. 

73.20, 73.50, or 73.67, the physical protection requirements of this 

section apply to each licensee that stores spent nuclear fuel and high-

level radioactive waste pursuant to paragraphs (a)(1)(i), (ii), and (2) 

of this section. This includes--

    (1) Spent nuclear fuel and high-level radioactive waste stored under 

a specific license issued pursuant to part 72 of this chapter:

    (i) At an independent spent fuel storage installation (ISFSI) or

    (ii) At a monitored retrievable storage (MRS) installation; or

    (2) Spent nuclear fuel and high-level radioactive waste at a 

geologic repository operations area (GROA) licensed pursuant to part 60 

or 63 of this chapter;

    (b) General performance objectives. (1) Each licensee subject to 

this section shall establish and maintain a physical protection system 

with the objective of providing high assurance that activities involving 

spent nuclear fuel and high-level radioactive waste do not constitute an 

unreasonable risk to public health and safety.

    (2) To meet the general objective of paragraph (b)(1) of this 

section, each licensee subject to this section shall meet the following 

performance capabilities.

    (i) Store spent nuclear fuel and high-level radioactive waste only 

within a protected area;

    (ii) Grant access to the protected area only to individuals who are 

authorized to enter the protected area;

    (iii) Detect and assess unauthorized penetration of, or activities 

within, the protected area;

    (iv) Provide timely communication to a designated response force 

whenever necessary; and

    (v) Manage the physical protection organization in a manner that 

maintains its effectiveness.

    (3) The physical protection system must be designed to protect 

against loss of control of the facility that could be sufficient to 

cause a radiation exposure exceeding the dose as described in Sec. 

72.106 of this chapter.

    (c) Plan retention. Each licensee subject to this section shall 

retain a copy of the effective physical protection plan as a record for 

3 years or until termination of the license for which procedures were 

developed.

    (d) Physical protection systems, components, and procedures. A 

licensee shall comply with the following provisions as methods 

acceptable to NRC for meeting the performance capabilities of Sec. 

73.51(b)(2). The Commission may, on a specific basis and upon request or 

on its own initiative, authorize other alternative measures for the 

protection of spent fuel and high-level radioactive waste subject to the 

requirements of this section, if after evaluation of the specific 

alternative measures, it finds reasonable assurance of compliance with 

the performance capabilities of paragraph (b)(2) of this section.

    (1) Spent nuclear fuel and high-level radioactive waste must be 

stored only within a protected area so that access to this material 

requires passage through or penetration of two physical barriers, one 

barrier at the perimeter of the protected area and one barrier offering 

substantial penetration resistance. The physical barrier at the 

perimeter of the protected area must be as defined in Sec. 73.2. 

Isolation zones, typically 20 feet wide each, on both sides of this 

barrier, must be provided to facilitate assessment. The barrier offering 

substantial resistance to penetration may be provided by an approved 

storage cask or building walls such as those of a reactor or fuel 

storage building.



[[Page 434]]



    (2) Illumination must be sufficient to permit adequate assessment of 

unauthorized penetrations of or activities within the protected area.

    (3) The perimeter of the protected area must be subject to continual 

surveillance and be protected by an active intrusion alarm system which 

is capable of detecting penetrations through the isolation zone and that 

is monitored in a continually staffed primary alarm station and in one 

additional continually staffed location. The primary alarm station must 

be located within the protected area; have bullet-resisting walls, 

doors, ceiling, and floor; and the interior of the station must not be 

visible from outside the protected area. A timely means for assessment 

of alarms must also be provided. Regarding alarm monitoring, the 

redundant location need only provide a summary indication that an alarm 

has been generated.

    (4) The protected area must be monitored by daily random patrols.

    (5) A security organization with written procedures must be 

established. The security organization must include sufficient personnel 

per shift to provide for monitoring of detection systems and the conduct 

of surveillance, assessment, access control, and communications to 

assure adequate response. Members of the security organization must be 

trained, equipped, qualified, and requalified to perform assigned job 

duties in accordance with appendix B to part 73, sections I.A, (1) (a) 

and (b), B(1)(a), and the applicable portions of II.

    (6) Documented liaison with a designated response force or local law 

enforcement agency (LLEA) must be established to permit timely response 

to unauthorized penetration or activities.

    (7) A personnel identification system and a controlled lock system 

must be established and maintained to limit access to authorized 

individuals.

    (8) Redundant communications capability must be provided between 

onsite security force members and designated response force or LLEA.

    (9) All individuals, vehicles, and hand-carried packages entering 

the protected area must be checked for proper authorization and visually 

searched for explosives before entry.

    (10) Written response procedures must be established and maintained 

for addressing unauthorized penetration of, or activities within, the 

protected area including Category 5, ``Procedures,'' of appendix C to 

part 73. The licensee shall retain a copy of response procedures as a 

record for 3 years or until termination of the license for which the 

procedures were developed. Copies of superseded material must be 

retained for 3 years after each change or until termination of the 

license.

    (11) All detection systems and supporting subsystems must be tamper 

indicating with line supervision. These systems, as well as 

surveillance/assessment and illumination systems, must be maintained in 

operable condition. Timely compensatory measures must be taken after 

discovery of inoperability, to assure that the effectiveness of the of 

the security system is not reduced.

    (12) The physical protection program must be reviewed once every 24 

months by individuals independent of both physical protection program 

management and personnel who have direct responsibility for 

implementation of the physical protection program. The physical 

protection program review must include an evaluation of the 

effectiveness of the physical protection system and a verification of 

the liaison established with the designated response force or LLEA.

    (13) The following documentation must be retained as a record for 3 

years after the record is made or until termination of the license. 

Duplicate records to those required under Sec. 72.180 of part 72 and 

Sec. 73.71 of this part need not be retained under the requirements of 

this section:

    (i) A log of individuals granted access to the protected area;

    (ii) Screening records of members of the security organization;

    (iii) A log of all patrols;

    (iv) A record of each alarm received, identifying the type of alarm, 

location, date and time when received, and disposition of the alarm; and

    (v) The physical protection program review reports.

    (e) A licensee that operates a GROA is exempt from the requirements 

of



[[Page 435]]



this section for that GROA after permanent closure of the GROA.



[63 FR 26962, May 15, 1998, as amended at 63 FR 49414, Sept. 16, 1998; 

66 FR 55816, Nov. 2, 2001]