[Code of Federal Regulations]

[Title 10, Volume 2]

[Revised as of January 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 10CFR73.71]



[Page 454-455]

 

                            TITLE 10--ENERGY

 

          CHAPTER I--NUCLEAR REGULATORY COMMISSION (CONTINUED)

 

PART 73_PHYSICAL PROTECTION OF PLANTS AND MATERIALS--Table of Contents

 

Sec. 73.71  Reporting of safeguards events.



    (a)(1) Each licensee subject to the provisions of Sec. Sec. 73.25, 

73.26, 73.27(c), 73.37, 73.67(e), or 73.67(g) shall notify the NRC 

Operations Center \1\ within one hour after discovery of the loss of any 

shipment of SNM or spent fuel, and within one hour after recovery of or 

accounting for such lost shipment.

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    \1\ Commercial telephone number of the NRC Operation Center is (301) 

816-5100.

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    (2) This notification must be made to the NRC Operations Center via 

the Emergency Notification System, if the licensee is party to that 

system. If the Emergency Notification System is inoperative or 

unavailable, the licensee shall make the required notification via 

commercial telephonic service or other dedicated telephonic system or 

any other methods that will ensure that a report is received by the NRC 

Operations Center within one hour. The exemption of Sec. 73.21(g)(3) 

applies to all telephonic reports required by this section.

    (3) The licensee shall, upon request to the NRC, maintain an open 

and continuous communication channel with the NRC Operations Center.

    (4) The initial telephonic notification must be followed within a 

period of 60 days by a written report submitted to the NRC by an 

appropriate method listed in Sec. 73.4. In addition to the addressees 

specified in Sec. 73.4, the licensee shall also provide one copy of the 

written report addressed to the Director, Division of Nuclear Security, 

Office of Nuclear Security and Incident Response. The report must 

include sufficient information for NRC analysis and evaluation.

    (5) Significant supplemental information which becomes available 

after the initial telephonic notification to the NRC Operations Center 

or after the submission of the written report must be telephonically 

reported to the NRC Operations Center and also submitted in a revised 

written report (with the revisions indicated) to the Regional Office and 

the Document Control Desk. Errors discovered in a written report must be 

corrected in a revised report with revisions indicated. The revised 

report must replace the previous report; the update must be a complete 

entity and not contain only supplementary or revised information. Each 

licensee shall maintain a copy of the written report of an event 

submitted under this section as record for a period of three years from 

the date of the report.

    (b)(1) Each licensee subject to the provisions of Sec. Sec. 73.20, 

73.37, 73.50, 73.51, 73.55, 73.60, or 73.67 shall notify the NRC 

Operations Center within 1 hour of discovery of the safeguards events 

described in paragraph I(a)(1) of appendix G to this part. Licensees 

subject to the provisions of Sec. Sec. 73.20, 73.37, 73.50, 73.51, 

73.55, 73.60, or each licensee possessing strategic special nuclear 

material and subject to Sec. 73.67(d) shall notify the NRC Operations 

Center within 1 hour after discovery of the safeguards events described 

in paragraphs I(a)(2), (a)(3), (b), and (c) of appendix G to this part. 

Licensees subject to the provisions of Sec. Sec. 73.20, 73.37, 73.50, 

73.51, 73.55,



[[Page 455]]



or 73.60 shall notify the NRC Operations Center within 1 hour after 

discovery of the safeguards events described in paragraph I(d) of 

appendix G to this part.

    (2) This notification must be made in accordance with the 

requirements of paragraphs (a) (2), (3), (4), and (5) of this section.

    (c) Each licensee subject to the provisions of Sec. Sec. 73.20, 

73.37, 73.50, 73.51, 73.55, 73.60, or each licensee possessing SSNM and 

subject to the provisions of Sec. 73.67(d) shall maintain a current log 

and record the safeguards events described in paragraphs II (a) and (b) 

of appendix G to this part within 24 hours of discovery by a licensee 

employee or member of the licensee's contract security organization. The 

licensee shall retain the log of events recorded under this section as a 

record for 3 years after the last entry is made in each log or until 

termination of the license.

    (d) Each licensee shall submit to the Commission the 60-day written 

reports required under the provisions of this section that are of a 

quality that will permit legible reproduction and processing. If the 

facility is subject to Sec. 50.73 of this chapter, the licensee shall 

prepare the written report on NRC Form 366. If the facility is not 

subject to Sec. 50.73 of this chapter, the licensee shall not use this 

form but shall prepare the written report in letter format. The report 

must include sufficient information for NRC analysis and evaluation.

    (e) Duplicate reports are not required for events that are also 

reportable in accordance with Sec. Sec. 50.72 and 50.73 of this 

chapter.



[52 FR 21658, June 9, 1987; 52 FR 23257, June 18, 1987, as amended at 59 

FR 14087, Mar. 25, 1994; 60 FR 13617, Mar. 14, 1995; 63 FR 26963, May 

15, 1998; 67 FR 3586, Jan. 25, 2002; 68 FR 14530, Mar. 26, 2003; 68 FR 

23575, May 5, 2003; 68 FR 33617, June 5, 2003]