[Code of Federal Regulations]

[Title 11, Volume 1]

[Revised as of January 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 11CFR4.7]



[Page 17-19]

 

                       TITLE 11--FEDERAL ELECTIONS

 

                 CHAPTER I--FEDERAL ELECTION COMMISSION

 

PART 4_PUBLIC RECORDS AND THE FREEDOM OF INFORMATION ACT--Table of 

Contents

 

Sec. 4.7  Requests for records.



    (a) [Reserved]

    (b)(1) Requests for copies of records pursuant to the Freedom of 

Information Act shall be addressed to FOIA officer, Federal Election 

Commission, 999 E Street, NW., Washington, DC 20463. The request shall 

reasonably describe



[[Page 18]]



the records sought with sufficient specificity with respect to names, 

dates, and subject matter, to permit the records to be located. A 

requester will be promptly advised if the records cannot be located on 

the basis of the description given and that further identifying 

information must be provided before the request can be satisfied.

    (2) Requests for Commission records and copies thereof shall specify 

the preferred form or format (including electronic formats) of the 

response. The Commission shall accommodate requesters as to form or 

format if the record is readily available in that form or format. When 

requesters do not specify the form or format of the response, the 

Commission shall respond in the form or format in which the document is 

most accessible to the Commission.

    (c) The Commission shall determine within twenty working days after 

receipt of a request, or twenty working days after an appeal is granted, 

whether to comply with such request, unless in unusual circumstances the 

time is extended or subject to Sec. 4.9(f)(3), which governs advance 

payments. In the event the time is extended, the requestor shall be 

notified of the reasons for the extension and the date on which a 

determination is expected to be made, but in no case shall the extended 

time exceed ten working days. An extension may be made if it is--

    (1) Necessary to locate records or transfer them from physically 

separate facilities; or

    (2) Necessary to search for, collect, and appropriately examine a 

large quantity of separate and distinct records which are the subject of 

a single request; or

    (3) Necessary for consultation with another agency which has a 

substantial interest in the determination of the request, or with two or 

more components of the Commission which have a substantial subject 

matter interest therein.

    (d) If the Commission determines that an extension of time greater 

than ten working days is necessary to respond to a request satisfying 

the ``unusual circumstances'' specified in paragraph (c) of this 

section, the Commission shall so notify the requester and give the 

requester an opportunity to limit the scope of the request so that it 

may be processed within the time limit prescribed in paragraph (c) of 

this section, or arrange with the Commission an alternative time frame 

for processing the request or a modified request.

    (e) The Commission may aggregate and process as a single request 

requests by the same requester, or a group of requesters acting in 

concert, if the Commission reasonably believes that the requests 

actually constitute a single request that would otherwise satisfy the 

unusual circumstances specified in paragraph (c) of this section, and 

the requests involve clearly related matters.

    (f) The Commission uses a multitrack system to process requests 

under the Freedom of Information Act that is based on the amount of work 

and/or time involved in processing requests. Requests for records are 

processed in the order they are received within each track. Upon receipt 

of a request for records, the Commission shall determine which track is 

appropriate for the request. The Commission may contact requesters whose 

requests do not appear to qualify for the fastest tracks and provide 

such requesters the opportunity to limit their requests so as to qualify 

for a faster track. Requesters who believe that their requests qualify 

for the fastest tracks and who wish to be notified if the Commission 

disagrees may so indicate in the request and, where appropriate and 

feasible, shall also be given an opportunity to limit their requests.

    (g) The Commission shall consider requests for the expedited 

processing of requests in cases where the requester demonstrates a 

compelling need for such processing.

    (1) The term compelling need means:

    (i) That a failure to obtain requested records on an expedited basis 

could reasonably be expected to pose an imminent threat to the life or 

physical safety of an individual; or

    (ii) With respect to a request made by a person primarily engaged in 

disseminating information, urgency to inform the public concerning 

actual or alleged Federal government activity.



[[Page 19]]



    (2) Requesters for expedited processing must include in their 

requests a statement setting forth the basis for the claim that a 

``compelling need'' exists for the requested information, certified by 

the requester to be true and correct to the best of his or her knowledge 

and belief.

    (3) The Commission shall determine whether to grant a request for 

expedited processing and notify the requester of such determination 

within ten days of receipt of the request. Denials of requests for 

expedited processing may be appealed as set forth in Sec. 4.8. The 

Commission shall expeditiously determine any such appeal. As soon as 

practicable, the Commission shall process the documents responsive to a 

request for which expedited processing is granted.

    (h) Any person denied access to records by the Commission shall be 

notified immediately giving reasons therefore, and notified of the right 

of such person to appeal such adverse determination to the Commission.

    (i) The date of receipt of a request under this part shall be the 

date on which the FOIA Officer actually receives the request.



[44 FR 33368, June 8, 1979, as amended at 45 FR 31292, May 13, 1980; 50 

FR 50778, Dec. 12, 1985; 52 FR 39213, Oct. 21, 1987; 65 FR 9206, Feb. 

24, 2000]