[Code of Federal Regulations]

[Title 14, Volume 4]

[Revised as of January 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 14CFR212.10]



[Page 35-36]

 

                     TITLE 14--AERONAUTICS AND SPACE

 

   CHAPTER II--OFFICE OF THE SECRETARY, DEPARTMENT OF TRANSPORTATION 

                         (AVIATION PROCEEDINGS)

 

PART 212_CHARTER RULES FOR U.S. AND FOREIGN DIRECT AIR CARRIERS--Table 

of Contents

 

Sec. 212.10  Application for statement of authorization.



    (a) Application for a statement of authorization shall be submitted 

on OST Form 4540 except that for part charters or long-term wet leases 

the application may be in letter form. An application for a long-term 

wet lease shall describe the purpose and terms of the wet lease 

agreement. Except for an application for a long-term wet lease involving 

a codeshare agreement, an original and two copies of an application 

shall be submitted to the Department of Transportation, Office of 

International Aviation, U.S. Air Carrier Licensing Division, X-44 (for 

an application by a certificated air carrier), or Foreign Air Carrier 

Licensing Division, X-45 (for an application by a foreign air carrier), 

400 7th Street, SW., Washington, DC 20590; an original and two copies of 

an application for a long-term wet lease involving a codeshare agreement 

shall be submitted to DOT Dockets, PL-401, 400 7th Street, SW., 

Washington, DC 20590, or by electronic submission to DOT Dockets 

according to procedures at the DOT Dockets website. Upon a showing of 

good cause, the application may be transmitted by facsimile (fax) or 

telegram, or may be made by telephone, provided, that in the case of a 

fax or telephone application, the applicant must confirm its request (by 

filing an original and two copies of its application as described above) 

within three business days.

    (b) A copy of each application for a long-term wet lease shall also 

be served on the Director of Flight Standards Service (AFS-1), Federal 

Aviation Administration, 800 Independence Avenue, SW., Washington, DC 

20591, and on each certificated air carrier that is authorized to serve 

the general area in which the proposed transportation is to be 

performed.

    (c)(1) Applicants for statements of authorization filed by foreign 

air carriers shall include documentation to establish the extent to 

which the country of the applicant's nationality deals with U.S. air 

carriers on the basis of reciprocity for similar flights, if such 

flights are not subject to a bilateral agreement, and

    (i) The Department has not established that the country accords 

reciprocity;

    (ii) The Department has found reciprocity defective in the most 

recent prior approval application involving the country; or

    (iii) Changes in reciprocity have occurred since the most recent 

Department finding for the country in question.

    (2) Applications filed by certificated or foreign air carriers to 

conduct long-term wet leases shall include, for the country of the 

lessee's nationality, the documentation specified in paragraph (c)(1) of 

this section.

    (d)(1) Applications shall be filed at least 5 business days before 

commencement of the proposed flight or flights, except as specified in 

paragraphs (d)(2), (d)(3), and (d)(4) of this section. Late applications 

may be considered upon a showing of good cause for the lateness.

    (2) Applications for a part charter or for a long-term wet lease 

shall be filed



[[Page 36]]



at least 45 calendar days before the date of the first proposed flight.

    (3) Applications specifically required under Sec. 212.9(d) shall be 

filed at least 30 calendar days before the proposed flight or flights 

(10 calendar days for cargo charters), unless otherwise specified by the 

Department.

    (4) Applications required by a Department order under Sec. 212.9(e) 

shall be filed at least 14 calendar days before the proposed flight or 

flights, unless otherwise specified by the Department.

    (5) Where an application is required by more than one provision of 

this part and/or order of the Department, only one application need be 

filed, but it must conform to the earliest applicable filing deadline.

    (6) The Department may require service of applications as it deems 

necessary.

    (e)(1) Any part in interest may file a memorandum supporting or 

opposing an application. Three copies of each memorandum shall be filed 

within 7 business days after service of the application or before the 

date of the proposed flight or flights, whichever is earlier. 

Memorandums will be considered to the extent practicable; the Department 

may act on an application without waiting for supporting or opposing 

memorandums to be filed.

    (2) Each memorandum shall set forth the reasons why the application 

should be granted or denied, accompanied by whatever data, including 

affidavits, the Department is requested to consider.

    (3) A copy of each memorandum shall be served on the certified or 

foreign air carrier applying for approval.

    (f)(1) Unless otherwise ordered by the Department, each application 

and memorandum filed in response will be available for public inspection 

at the Office of International Aviation immediately upon filing. Such 

information with respect to codeshare applications and responsive 

pleadings will be available for public inspection at DOT Dockets or at 

the DOT Dockets website. Notice of the filing of all applications shall 

be published in the Department's Weekly List of Applications Filed.

    (2) Any person objecting to public disclosure of any information in 

an application or memorandum must state the grounds for the objection in 

writing. If the Department finds that disclosure of all or part of the 

information would adversely affect the objecting person, and that the 

public interest does not require disclosure, it will order that the 

injurious information be withheld.



[Docket No. OST-97-2356, 63 FR 28236, May 22, 1998, as amended at 64 FR 

3213, Jan. 21, 1999]