[Code of Federal Regulations]

[Title 14, Volume 4]

[Revised as of January 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 14CFR302.24]



[Page 287-289]

 

                     TITLE 14--AERONAUTICS AND SPACE

 

   CHAPTER II--OFFICE OF THE SECRETARY, DEPARTMENT OF TRANSPORTATION 

                         (AVIATION PROCEEDINGS)

 

PART 302_RULES OF PRACTICE IN PROCEEDINGS--Table of Contents

 

                Subpart A_Rules of General Applicability

 

Sec. 302.24  Evidence.



    (a) Presenting evidence. Presenting evidence at the hearing shall be 

limited to material evidence relevant to the issues as drawn by the 

pleadings or as defined in the report of prehearing conference, subject 

to such later modifications of the issues as may be necessary to protect 

the public interest or to prevent injustice, and shall not be unduly 

repetitious. Evidence shall be presented in such form by all parties as 

the administrative law judge may direct.

    (b) Objections to evidence. Objections to the admission or exclusion 

of evidence shall be in short form, stating the grounds of objections 

relied upon, and the transcript shall not include argument or debate 

except as ordered by the administrative law judge. Rulings on such 

objections shall be a part of the transcript.

    (c) Exhibits. When exhibits are offered in evidence, one copy must 

be furnished to each of the parties at the hearing, and two copies to 

the administrative law judge, unless the parties previously have been 

furnished with copies or the administrative law judge directs otherwise. 

If the administrative law judge has not fixed a time for the exchange of 

exhibits, the parties shall exchange copies of exhibits at the earliest 

practicable time, preferably before the hearing or, at the latest, at 

the commencement of the hearing. Copies of exhibits may, at the 

discretion of the administrative law judge or the DOT decisionmaker, be 

furnished by use of electronic media in lieu of or in addition to a 

paper record copy.

    (d) Substitution of copies for original exhibits. In his or her 

discretion, the administrative law judge may permit a party to withdraw 

original documents offered in evidence and substitute true copies in 

lieu thereof.



[[Page 288]]



    (e) Designation of parts of documents. When relevant and material 

matter offered in evidence by any party is embraced in a book, paper, or 

document containing other matter not material or relevant, the party 

offering the same shall plainly designate the matter so offered. The 

immaterial and irrelevant parts shall be excluded and shall be 

segregated insofar as practicable. If the volume of immaterial or 

irrelevant matter would unduly encumber the record, such submission will 

not be received in evidence, but may be marked for identification, and, 

if properly authenticated, the relevant or material matter may be read 

into the record, or, if the administrative law judge so directs, a true 

copy of such matter, in proper form, shall be received as an exhibit, 

and like copies delivered by the party offering the same to opposing 

parties or their attorneys appearing at the hearing, who shall be 

afforded an opportunity to examine the submission, and to offer in 

evidence in like manner other portions of the exhibit.

    (f) Records in other proceedings. In case any portion of the record 

in any other proceeding or civil or criminal action is offered in 

evidence, a true copy of such portion shall be presented for the record 

in the form of an exhibit unless:

    (1) The portion is specified with particularity in such manner as to 

be readily identified;

    (2) The party offering the same agrees unconditionally to supply 

such copies later, or when required by the DOT decisionmaker;

    (3) The parties represented at the hearing stipulate upon the record 

that such portion may be incorporated by reference, and that any portion 

offered by any other party may be incorporated by like reference upon 

compliance with paragraphs (f)(1) and (2) of this section; and

    (4) The administrative law judge directs such incorporation or 

waives the requirement in paragraph (f)(3) of this section with the 

consent of the parties.

    (g) Official notice of facts contained in certain documents. (1) 

Without limiting, in any manner or to any extent, the discretionary 

powers of the DOT decisionmaker and the administrative law judge to 

notice other matters or documents properly the subject of official 

notice, facts contained in any document within the categories enumerated 

in this subdivision are officially noticed in all formal economic 

proceedings except those subject to subpart D of this part. Each such 

category shall include any document antedating the final Department 

decision in the proceeding where such notice is taken. The matters 

officially noticed under the provisions of this paragraph are:

    (i) Air carrier certificates or applications therefor, together with 

any requests for amendment, and pleadings responding to applications 

when properly filed.

    (ii) All Form 41 reports required to be filed by air carriers with 

the Department.

    (iii) Reports of Traffic and Financial Data of all U.S. Air Carriers 

issued by the Civil Aeronautics Board (CAB) or the Department.

    (iv) Airline Traffic Surveys and Passenger Origin-Destination 

Surveys, Domestic and International, compiled by the CAB or the 

Department and published and/or made available either to the public or 

to parties in proceedings.

    (v) Compilations of data relating to competition in the airline 

industry and made available to the public by the CAB or the Department, 

such as the 1990 Airline Competition Study.

    (vi) Passenger, mail, express, and freight data submitted to the CAB 

or the Department as part of ER-586 Service Segment Data by U.S. 

carriers, or similar data submitted to the Department by U.S. air 

carriers (T-100) or by foreign air carriers (T-100F) that is not 

confidential.

    (vii) All tariffs, including the electronic versions, and amendments 

thereof, of all air carriers, on file with the Department.

    (viii) Service Mail Pay and Subsidy for U.S. Certificated Air 

Carriers published by the CAB and any supplemental data and subsequent 

issues published by the CAB or the Department.

    (ix) Airport Activity Statistics of Certificated Air Carriers 

compiled and published by the Federal Aviation Administration (FAA) or 

the Department.

    (x) Air Traffic Activity Data issued by the FAA.



[[Page 289]]



    (xi) National Plan of Integrated Airport Systems (NPIAS) issued by 

the FAA.

    (xii) Airport Facilities Directory, Form 5010, issued by the FAA.

    (xiii) The Airman's Information Manual issued by the FAA.

    (xiv) ICAO Statistical Summary, Preliminary Issues and Nos. 1 

through 14, and Digest of Statistics, Nos. 15 through 71, prepared by 

ICAO, Montreal, Canada, with all changes and additions.

    (xv) Monthly, quarterly and annual reports of the Immigration and 

Naturalization Service, U.S. Department of Justice.

    (xvi) All forms and reports required by the U.S. Postal Service to 

be filed by air carriers authorized to transport mail.

    (xvii) All orders of the Postmaster General designating schedules 

for the transportation of mail.

    (xviii) Publications of the Bureau of the Census of the U.S. 

Department of Commerce (DOC) relating, but not necessarily limited, to 

population, manufacturing, business, statistics, and any yearbooks, 

abstracts, or similar publications published by DOC.

    (xix) ABC World Airways Guide and all Official Airline Guides, 

including the North American, Worldwide, All-Cargo and quick reference 

editions, including electronic versions.

    (xx) Official Guide of the Railways and Russell's Official National 

Motor Coach Guide.

    (xxi) The Rand McNally Commercial Atlas and Marketing Guide, and the 

Rand McNally Road Atlas, United States, Canada, and Mexico.

    (xxii) Survey of Buying Power published by Sales Management 

Magazine.

    (2) Any fact contained in a document belonging to a category 

enumerated in paragraph (g)(1) of this section shall be deemed to have 

been physically incorporated into and made part of the record in such 

proceedings. However, such taking of official notice shall be subject to 

the rights granted to any party or intervener to the proceeding under 

section 7(d) of the Administrative Procedure Act (5 U.S.C. 557(d)).

    (3) The decisions of the Department and its administrative law 

judges may officially notice any appropriate matter without regard to 

whether or not such items are contained in a document belonging to the 

categories enumerated in paragraph (g)(1) of this section. However, 

where the decision rests on official notice of a material fact or facts, 

it will set forth such items with sufficient particularity to advise 

interested persons of the matters that have been noticed.

    (h) Receipt of documents after hearing. No document or other 

writings shall be accepted for the record after the close of the hearing 

except in accordance with an agreement of the parties and the consent of 

the administrative law judge or the DOT decisionmaker.

    (i) Exceptions. Formal exceptions to the rulings of the 

administrative law judge made during the course of the hearing are 

unnecessary. For all purposes for which an exception otherwise would be 

taken, it is sufficient that a party, at the time the ruling of the 

administrative law judge is made or sought, makes known the action he or 

she desires the administrative law judge to take or his or her objection 

to an action taken, and his or her grounds therefor.

    (j) Offers of proof. Any offer of proof made in connection with an 

objection taken to any ruling of the administrative law judge rejecting 

or excluding proffered oral testimony shall consist of a statement of 

the substance of the evidence that counsel contends would be adduced by 

such testimony, and if the excluded evidence consists of evidence in 

documentary or written form or of reference to documents or records, a 

copy of such evidence shall be marked for identification and shall 

constitute the offer of proof.