[Code of Federal Regulations]
[Title 29, Volume 5]
[Revised as of July 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 29CFR1910.146]

[Page 461-482]
 
                             TITLE 29--LABOR
 
CHAPTER XVII--OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION, DEPARTMENT 
                                OF LABOR
 
PART 1910_OCCUPATIONAL SAFETY AND HEALTH STANDARDS--Table of Contents
 
                Subpart J_General Environmental Controls
 
Sec.  1910.146  Permit-required confined spaces.

    (a) Scope and application. This section contains requirements for 
practices and procedures to protect employees in general industry from 
the hazards of entry into permit-required confined spaces. This section 
does not apply to agriculture, to construction, or to shipyard 
employment (Parts 1928, 1926, and 1915 of this chapter, respectively).
    (b) Definitions.
    Acceptable entry conditions means the conditions that must exist in 
a permit space to allow entry and to ensure that

[[Page 462]]

employees involved with a permit-required confined space entry can 
safely enter into and work within the space.
    Attendant means an individual stationed outside one or more permit 
spaces who monitors the authorized entrants and who performs all 
attendant's duties assigned in the employer's permit space program.
    Authorized entrant means an employee who is authorized by the 
employer to enter a permit space.
    Blanking or blinding means the absolute closure of a pipe, line, or 
duct by the fastening of a solid plate (such as a spectacle blind or a 
skillet blind) that completely covers the bore and that is capable of 
withstanding the maximum pressure of the pipe, line, or duct with no 
leakage beyond the plate.
    Confined space means a space that:
    (1) Is large enough and so configured that an employee can bodily 
enter and perform assigned work; and
    (2) Has limited or restricted means for entry or exit (for example, 
tanks, vessels, silos, storage bins, hoppers, vaults, and pits are 
spaces that may have limited means of entry.); and
    (3) Is not designed for continuous employee occupancy.
    Double block and bleed means the closure of a line, duct, or pipe by 
closing and locking or tagging two in-line valves and by opening and 
locking or tagging a drain or vent valve in the line between the two 
closed valves.
    Emergency means any occurrence (including any failure of hazard 
control or monitoring equipment) or event internal or external to the 
permit space that could endanger entrants.
    Engulfment means the surrounding and effective capture of a person 
by a liquid or finely divided (flowable) solid substance that can be 
aspirated to cause death by filling or plugging the respiratory system 
or that can exert enough force on the body to cause death by 
strangulation, constriction, or crushing.
    Entry means the action by which a person passes through an opening 
into a permit-required confined space. Entry includes ensuing work 
activities in that space and is considered to have occurred as soon as 
any part of the entrant's body breaks the plane of an opening into the 
space.
    Entry permit (permit) means the written or printed document that is 
provided by the employer to allow and control entry into a permit space 
and that contains the information specified in paragraph (f) of this 
section.
    Entry supervisor means the person (such as the employer, foreman, or 
crew chief) responsible for determining if acceptable entry conditions 
are present at a permit space where entry is planned, for authorizing 
entry and overseeing entry operations, and for terminating entry as 
required by this section.
    Note: An entry supervisor also may serve as an attendant or as an 
authorized entrant, as long as that person is trained and equipped as 
required by this section for each role he or she fills. Also, the duties 
of entry supervisor may be passed from one individual to another during 
the course of an entry operation.
    Hazardous atmosphere means an atmosphere that may expose employees 
to the risk of death, incapacitation, impairment of ability to self-
rescue (that is, escape unaided from a permit space), injury, or acute 
illness from one or more of the following causes:
    (1) Flammable gas, vapor, or mist in excess of 10 percent of its 
lower flammable limit (LFL);
    (2) Airborne combustible dust at a concentration that meets or 
exceeds its LFL;
    Note: This concentration may be approximated as a condition in which 
the dust obscures vision at a distance of 5 feet (1.52 m) or less.
    (3) Atmospheric oxygen concentration below 19.5 percent or above 
23.5 percent;
    (4) Atmospheric concentration of any substance for which a dose or a 
permissible exposure limit is published in Subpart G, Occupational 
Health and Environmental Control, or in Subpart Z, Toxic and Hazardous 
Substances, of this part and which could result in employee exposure in 
excess of its dose or permissible exposure limit;
    Note: An atmospheric concentration of any substance that is not 
capable of causing death, incapacitation, impairment of ability to self-
rescue, injury, or acute illness due to its health effects is not 
covered by this provision.
    (5) Any other atmospheric condition that is immediately dangerous to 
life or health.


[[Page 463]]


    Note: For air contaminants for which OSHA has not determined a dose 
or permissible exposure limit, other sources of information, such as 
Material Safety Data Sheets that comply with the Hazard Communication 
Standard, Sec. 1910.1200 of this part, published information, and 
internal documents can provide guidance in establishing acceptable 
atmospheric conditions.

    Hot work permit means the employer's written authorization to 
perform operations (for example, riveting, welding, cutting, burning, 
and heating) capable of providing a source of ignition.
    Immediately dangerous to life or health (IDLH) means any condition 
that poses an immediate or delayed threat to life or that would cause 
irreversible adverse health effects or that would interfere with an 
individual's ability to escape unaided from a permit space.

    Note: Some materials--hydrogen fluoride gas and cadmium vapor, for 
example--may produce immediate transient effects that, even if severe, 
may pass without medical attention, but are followed by sudden, possibly 
fatal collapse 12-72 hours after exposure. The victim ``feels normal'' 
from recovery from transient effects until collapse. Such materials in 
hazardous quantities are considered to be ``immediately'' dangerous to 
life or health.

    Inerting means the displacement of the atmosphere in a permit space 
by a noncombustible gas (such as nitrogen) to such an extent that the 
resulting atmosphere is noncombustible.

    Note: This procedure produces an IDLH oxygen-deficient atmosphere.

    Isolation means the process by which a permit space is removed from 
service and completely protected against the release of energy and 
material into the space by such means as: blanking or blinding; 
misaligning or removing sections of lines, pipes, or ducts; a double 
block and bleed system; lockout or tagout of all sources of energy; or 
blocking or disconnecting all mechanical linkages.
    Line breaking means the intentional opening of a pipe, line, or duct 
that is or has been carrying flammable, corrosive, or toxic material, an 
inert gas, or any fluid at a volume, pressure, or temperature capable of 
causing injury.
    Non-permit confined space means a confined space that does not 
contain or, with respect to atmospheric hazards, have the potential to 
contain any hazard capable of causing death or serious physical harm.
    Oxygen deficient atmosphere means an atmosphere containing less than 
19.5 percent oxygen by volume.
    Oxygen enriched atmosphere means an atmosphere containing more than 
23.5 percent oxygen by volume.
    Permit-required confined space (permit space) means a confined space 
that has one or more of the following characteristics:
    (1) Contains or has a potential to contain a hazardous atmosphere;
    (2) Contains a material that has the potential for engulfing an 
entrant;
    (3) Has an internal configuration such that an entrant could be 
trapped or asphyxiated by inwardly converging walls or by a floor which 
slopes downward and tapers to a smaller cross- section; or
    (4) Contains any other recognized serious safety or health hazard.
    Permit-required confined space program (permit space program) means 
the employer's overall program for controlling, and, where appropriate, 
for protecting employees from, permit space hazards and for regulating 
employee entry into permit spaces.
    Permit system means the employer's written procedure for preparing 
and issuing permits for entry and for returning the permit space to 
service following termination of entry.
    Prohibited condition means any condition in a permit space that is 
not allowed by the permit during the period when entry is authorized.
    Rescue service means the personnel designated to rescue employees 
from permit spaces.
    Retrieval system means the equipment (including a retrieval line, 
chest or full-body harness, wristlets, if appropriate, and a lifting 
device or anchor) used for non-entry rescue of persons from permit 
spaces.
    Testing means the process by which the hazards that may confront 
entrants of a permit space are identified and evaluated. Testing 
includes specifying the tests that are to be performed in the permit 
space.

    Note: Testing enables employers both to devise and implement 
adequate control

[[Page 464]]

measures for the protection of authorized entrants and to determine if 
acceptable entry conditions are present immediately prior to, and 
during, entry.

    (c) General requirements. (1) The employer shall evaluate the 
workplace to determine if any spaces are permit- required confined 
spaces.

    Note: Proper application of the decision flow chart in appendix A to 
Sec. 1910.146 would facilitate compliance with this requirement.

    (2) If the workplace contains permit spaces, the employer shall 
inform exposed employees, by posting danger signs or by any other 
equally effective means, of the existence and location of and the danger 
posed by the permit spaces.

    Note: A sign reading ``DANGER--PERMIT-REQUIRED CONFINED SPACE, DO 
NOT ENTER'' or using other similar language would satisfy the 
requirement for a sign.

    (3) If the employer decides that its employees will not enter permit 
spaces, the employer shall take effective measures to prevent its 
employees from entering the permit spaces and shall comply with 
paragraphs (c)(1), (c)(2), (c)(6), and (c)(8) of this section.
    (4) If the employer decides that its employees will enter permit 
spaces, the employer shall develop and implement a written permit space 
program that complies with this section. The written program shall be 
available for inspection by employees and their authorized 
representatives.
    (5) An employer may use the alternate procedures specified in 
paragraph (c)(5)(ii) of this section for entering a permit space under 
the conditions set forth in paragraph (c)(5)(i) of this section.
    (i) An employer whose employees enter a permit space need not comply 
with paragraphs (d) through (f) and (h) through (k) of this section, 
provided that:
    (A) The employer can demonstrate that the only hazard posed by the 
permit space is an actual or potential hazardous atmosphere;
    (B) The employer can demonstrate that continuous forced air 
ventilation alone is sufficient to maintain that permit space safe for 
entry;
    (C) The employer develops monitoring and inspection data that 
supports the demonstrations required by paragraphs (c)(5)(i)(A) and 
(c)(5)(i)(B) of this section;
    (D) If an initial entry of the permit space is necessary to obtain 
the data required by paragraph (c)(5)(i)(C) of this section, the entry 
is performed in compliance with paragraphs (d) through (k) of this 
section;
    (E) The determinations and supporting data required by paragraphs 
(c)(5)(i)(A), (c)(5)(i)(B), and (c)(5)(i)(C) of this section are 
documented by the employer and are made available to each employee who 
enters the permit space under the terms of paragraph (c)(5) of this 
section or to that employee's authorized representative; and
    (F) Entry into the permit space under the terms of paragraph 
(c)(5)(i) of this section is performed in accordance with the 
requirements of paragraph (c)(5)(ii) of this section.

    Note: See paragraph (c)(7) of this section for reclassification of a 
permit space after all hazards within the space have been eliminated.

    (ii) The following requirements apply to entry into permit spaces 
that meet the conditions set forth in paragraph (c)(5)(i) of this 
section.
    (A) Any conditions making it unsafe to remove an entrance cover 
shall be eliminated before the cover is removed.
    (B) When entrance covers are removed, the opening shall be promptly 
guarded by a railing, temporary cover, or other temporary barrier that 
will prevent an accidental fall through the opening and that will 
protect each employee working in the space from foreign objects entering 
the space.
    (C) Before an employee enters the space, the internal atmosphere 
shall be tested, with a calibrated direct-reading instrument, for oxygen 
content, for flammable gases and vapors, and for potential toxic air 
contaminants, in that order. Any employee who enters the space, or that 
employee's authorized representative, shall be provided an opportunity 
to observe the pre-entry testing required by this paragraph.
    (D) There may be no hazardous atmosphere within the space whenever 
any employee is inside the space.
    (E) Continuous forced air ventilation shall be used, as follows:

[[Page 465]]

    (1) An employee may not enter the space until the forced air 
ventilation has eliminated any hazardous atmosphere;
    (2) The forced air ventilation shall be so directed as to ventilate 
the immediate areas where an employee is or will be present within the 
space and shall continue until all employees have left the space;
    (3) The air supply for the forced air ventilation shall be from a 
clean source and may not increase the hazards in the space.
    (F) The atmosphere within the space shall be periodically tested as 
necessary to ensure that the continuous forced air ventilation is 
preventing the accumulation of a hazardous atmosphere. Any employee who 
enters the space, or that employee's authorized representative, shall be 
provided with an opportunity to observe the periodic testing required by 
this paragraph.
    (G) If a hazardous atmosphere is detected during entry:
    (1) Each employee shall leave the space immediately;
    (2) The space shall be evaluated to determine how the hazardous 
atmosphere developed; and
    (3) Measures shall be implemented to protect employees from the 
hazardous atmosphere before any subsequent entry takes place.
    (H) The employer shall verify that the space is safe for entry and 
that the pre-entry measures required by paragraph (c)(5)(ii) of this 
section have been taken, through a written certification that contains 
the date, the location of the space, and the signature of the person 
providing the certification. The certification shall be made before 
entry and shall be made available to each employee entering the space or 
to that employee's authorized representative .
    (6) When there are changes in the use or configuration of a non-
permit confined space that might increase the hazards to entrants, the 
employer shall reevaluate that space and, if necessary, reclassify it as 
a permit-required confined space.
    (7) A space classified by the employer as a permit-required confined 
space may be reclassified as a non-permit confined space under the 
following procedures:
    (i) If the permit space poses no actual or potential atmospheric 
hazards and if all hazards within the space are eliminated without entry 
into the space, the permit space may be reclassified as a non-permit 
confined space for as long as the non-atmospheric hazards remain 
eliminated.
    (ii) If it is necessary to enter the permit space to eliminate 
hazards, such entry shall be performed under paragraphs (d) through (k) 
of this section. If testing and inspection during that entry demonstrate 
that the hazards within the permit space have been eliminated, the 
permit space may be reclassified as a non-permit confined space for as 
long as the hazards remain eliminated.

    Note: Control of atmospheric hazards through forced air ventilation 
does not constitute elimination of the hazards. Paragraph (c)(5) covers 
permit space entry where the employer can demonstrate that forced air 
ventilation alone will control all hazards in the space.

    (iii) The employer shall document the basis for determining that all 
hazards in a permit space have been eliminated, through a certification 
that contains the date, the location of the space, and the signature of 
the person making the determination. The certification shall be made 
available to each employee entering the space or to that employee's 
authorized representative.
    (iv) If hazards arise within a permit space that has been 
declassified to a non-permit space under paragraph (c)(7) of this 
section, each employee in the space shall exit the space. The employer 
shall then reevaluate the space and determine whether it must be 
reclassified as a permit space, in accordance with other applicable 
provisions of this section.
    (8) When an employer (host employer) arranges to have employees of 
another employer (contractor) perform work that involves permit space 
entry, the host employer shall:
    (i) Inform the contractor that the workplace contains permit spaces 
and that permit space entry is allowed only through compliance with a 
permit space program meeting the requirements of this section;

[[Page 466]]

    (ii) Apprise the contractor of the elements, including the hazards 
identified and the host employer's experience with the space, that make 
the space in question a permit space;
    (iii) Apprise the contractor of any precautions or procedures that 
the host employer has implemented for the protection of employees in or 
near permit spaces where contractor personnel will be working;
    (iv) Coordinate entry operations with the contractor, when both host 
employer personnel and contractor personnel will be working in or near 
permit spaces, as required by paragraph (d)(11) of this section; and
    (v) Debrief the contractor at the conclusion of the entry operations 
regarding the permit space program followed and regarding any hazards 
confronted or created in permit spaces during entry operations.
    (9) In addition to complying with the permit space requirements that 
apply to all employers, each contractor who is retained to perform 
permit space entry operations shall:
    (i) Obtain any available information regarding permit space hazards 
and entry operations from the host employer;
    (ii) Coordinate entry operations with the host employer, when both 
host employer personnel and contractor personnel will be working in or 
near permit spaces, as required by paragraph (d)(11) of this section; 
and
    (iii) Inform the host employer of the permit space program that the 
contractor will follow and of any hazards confronted or created in 
permit spaces, either through a debriefing or during the entry 
operation.
    (d) Permit-required confined space program (permit space program). 
Under the permit space program required by paragraph (c)(4) of this 
section, the employer shall:
    (1) Implement the measures necessary to prevent unauthorized entry;
    (2) Identify and evaluate the hazards of permit spaces before 
employees enter them;
    (3) Develop and implement the means, procedures, and practices 
necessary for safe permit space entry operations, including, but not 
limited to, the following:
    (i) Specifying acceptable entry conditions;
    (ii) Providing each authorized entrant or that employee's authorized 
representative with the opportunity to observe any monitoring or testing 
of permit spaces;
    (iii) Isolating the permit space;
    (iv) Purging, inerting, flushing, or ventilating the permit space as 
necessary to eliminate or control atmospheric hazards;
    (v) Providing pedestrian, vehicle, or other barriers as necessary to 
protect entrants from external hazards; and
    (vi) Verifying that conditions in the permit space are acceptable 
for entry throughout the duration of an authorized entry.
    (4) Provide the following equipment (specified in paragraphs 
(d)(4)(i) through (d)(4)(ix) of this section) at no cost to employees, 
maintain that equipment properly, and ensure that employees use that 
equipment properly:
    (i) Testing and monitoring equipment needed to comply with paragraph 
(d)(5) of this section;
    (ii) Ventilating equipment needed to obtain acceptable entry 
conditions;
    (iii) Communications equipment necessary for compliance with 
paragraphs (h)(3) and (i)(5) of this section;
    (iv) Personal protective equipment insofar as feasible engineering 
and work practice controls do not adequately protect employees;
    (v) Lighting equipment needed to enable employees to see well enough 
to work safely and to exit the space quickly in an emergency;
    (vi) Barriers and shields as required by paragraph (d)(3)(iv) of 
this section;
    (vii) Equipment, such as ladders, needed for safe ingress and egress 
by authorized entrants;
    (viii) Rescue and emergency equipment needed to comply with 
paragraph (d)(9) of this section, except to the extent that the 
equipment is provided by rescue services; and
    (ix) Any other equipment necessary for safe entry into and rescue 
from permit spaces.
    (5) Evaluate permit space conditions as follows when entry 
operations are conducted:

[[Page 467]]

    (i) Test conditions in the permit space to determine if acceptable 
entry conditions exist before entry is authorized to begin, except that, 
if isolation of the space is infeasible because the space is large or is 
part of a continuous system (such as a sewer), pre-entry testing shall 
be performed to the extent feasible before entry is authorized and, if 
entry is authorized, entry conditions shall be continuously monitored in 
the areas where authorized entrants are working;
    (ii) Test or monitor the permit space as necessary to determine if 
acceptable entry conditions are being maintained during the course of 
entry operations; and
    (iii) When testing for atmospheric hazards, test first for oxygen, 
then for combustible gases and vapors, and then for toxic gases and 
vapors.
    (iv) Provide each authorized entrant or that employee's authorized 
representative an opportunity to observe the pre-entry and any 
subsequent testing or monitoring of permit spaces;
    (v) Reevaluate the permit space in the presence of any authorized 
entrant or that employee's authorized representative who requests that 
the employer conduct such reevaluation because the entrant or 
representative has reason to believe that the evaluation of that space 
may not have been adequate;
    (vi) Immediately provide each authorized entrant or that employee's 
authorized representative with the results of any testing conducted in 
accord with paragraph (d) of this section.

    Note: Atmospheric testing conducted in accordance with appendix B to 
Sec.  1910.146 would be considered as satisfying the requirements of 
this paragraph. For permit space operations in sewers, atmospheric 
testing conducted in accordance with appendix B, as supplemented by 
appendix E to Sec.  1910.146, would be considered as satisfying the 
requirements of this paragraph.

    (6) Provide at least one attendant outside the permit space into 
which entry is authorized for the duration of entry operations;

    Note: Attendants may be assigned to monitor more than one permit 
space provided the duties described in paragraph (i) of this section can 
be effectively performed for each permit space that is monitored. 
Likewise, attendants may be stationed at any location outside the permit 
space to be monitored as long as the duties described in paragraph (i) 
of this section can be effectively performed for each permit space that 
is monitored.

    (7) If multiple spaces are to be monitored by a single attendant, 
include in the permit program the means and procedures to enable the 
attendant to respond to an emergency affecting one or more of the permit 
spaces being monitored without distraction from the attendant's 
responsibilities under paragraph (i) of this section;
    (8) Designate the persons who are to have active roles (as, for 
example, authorized entrants, attendants, entry supervisors, or persons 
who test or monitor the atmosphere in a permit space) in entry 
operations, identify the duties of each such employee, and provide each 
such employee with the training required by paragraph (g) of this 
section;
    (9) Develop and implement procedures for summoning rescue and 
emergency services, for rescuing entrants from permit spaces, for 
providing necessary emergency services to rescued employees, and for 
preventing unauthorized personnel from attempting a rescue;
    (10) Develop and implement a system for the preparation, issuance, 
use, and cancellation of entry permits as required by this section;
    (11) Develop and implement procedures to coordinate entry operations 
when employees of more than one employer are working simultaneously as 
authorized entrants in a permit space, so that employees of one employer 
do not endanger the employees of any other employer;
    (12) Develop and implement procedures (such as closing off a permit 
space and canceling the permit) necessary for concluding the entry after 
entry operations have been completed;
    (13) Review entry operations when the employer has reason to believe 
that the measures taken under the permit space program may not protect 
employees and revise the program to correct deficiencies found to exist 
before subsequent entries are authorized; and

    Note: Examples of circumstances requiring the review of the permit 
space program are: any unauthorized entry of a permit space,

[[Page 468]]

the detection of a permit space hazard not covered by the permit, the 
detection of a condition prohibited by the permit, the occurrence of an 
injury or near-miss during entry, a change in the use or configuration 
of a permit space, and employee complaints about the effectiveness of 
the program.

    (14) Review the permit space program, using the canceled permits 
retained under paragraph (e)(6) of this section within 1 year after each 
entry and revise the program as necessary, to ensure that employees 
participating in entry operations are protected from permit space 
hazards.

    Note: Employers may perform a single annual review covering all 
entries performed during a 12-month period. If no entry is performed 
during a 12-month period, no review is necessary.


Appendix C to Sec.  1910.146 presents examples of permit space programs 
that are considered to comply with the requirements of paragraph (d) of 
this section.
    (e) Permit system. (1) Before entry is authorized, the employer 
shall document the completion of measures required by paragraph (d)(3) 
of this section by preparing an entry permit.

    Note: Appendix D to Sec.  1910.146 presents examples of permits 
whose elements are considered to comply with the requirements of this 
section.

    (2) Before entry begins, the entry supervisor identified on the 
permit shall sign the entry permit to authorize entry.
    (3) The completed permit shall be made available at the time of 
entry to all authorized entrants or their authorized representatives, by 
posting it at the entry portal or by any other equally effective means, 
so that the entrants can confirm that pre-entry preparations have been 
completed.
    (4) The duration of the permit may not exceed the time required to 
complete the assigned task or job identified on the permit in accordance 
with paragraph (f)(2) of this section.
    (5) The entry supervisor shall terminate entry and cancel the entry 
permit when:
    (i) The entry operations covered by the entry permit have been 
completed; or
    (ii) A condition that is not allowed under the entry permit arises 
in or near the permit space.
    (6) The employer shall retain each canceled entry permit for at 
least 1 year to facilitate the review of the permit-required confined 
space program required by paragraph (d)(14) of this section. Any 
problems encountered during an entry operation shall be noted on the 
pertinent permit so that appropriate revisions to the permit space 
program can be made.
    (f) Entry permit. The entry permit that documents compliance with 
this section and authorizes entry to a permit space shall identify:
    (1) The permit space to be entered;
    (2) The purpose of the entry;
    (3) The date and the authorized duration of the entry permit;
    (4) The authorized entrants within the permit space, by name or by 
such other means (for example, through the use of rosters or tracking 
systems) as will enable the attendant to determine quickly and 
accurately, for the duration of the permit, which authorized entrants 
are inside the permit space;

    Note: This requirement may be met by inserting a reference on the 
entry permit as to the means used, such as a roster or tracking system, 
to keep track of the authorized entrants within the permit space.

    (5) The personnel, by name, currently serving as attendants;
    (6) The individual, by name, currently serving as entry supervisor, 
with a space for the signature or initials of the entry supervisor who 
originally authorized entry;
    (7) The hazards of the permit space to be entered;
    (8) The measures used to isolate the permit space and to eliminate 
or control permit space hazards before entry;

    Note: Those measures can include the lockout or tagging of equipment 
and procedures for purging, inerting, ventilating, and flushing permit 
spaces.

    (9) The acceptable entry conditions;
    (10) The results of initial and periodic tests performed under 
paragraph (d)(5) of this section, accompanied by the names or initials 
of the testers and by an indication of when the tests were performed;

[[Page 469]]

    (11) The rescue and emergency services that can be summoned and the 
means (such as the equipment to use and the numbers to call) for 
summoning those services;
    (12) The communication procedures used by authorized entrants and 
attendants to maintain contact during the entry;
    (13) Equipment, such as personal protective equipment, testing 
equipment, communications equipment, alarm systems, and rescue 
equipment, to be provided for compliance with this section;
    (14) Any other information whose inclusion is necessary, given the 
circumstances of the particular confined space, in order to ensure 
employee safety; and
    (15) Any additional permits, such as for hot work, that have been 
issued to authorize work in the permit space.
    (g) Training. (1) The employer shall provide training so that all 
employees whose work is regulated by this section acquire the 
understanding, knowledge, and skills necessary for the safe performance 
of the duties assigned under this section.
    (2) Training shall be provided to each affected employee:
    (i) Before the employee is first assigned duties under this section;
    (ii) Before there is a change in assigned duties;
    (iii) Whenever there is a change in permit space operations that 
presents a hazard about which an employee has not previously been 
trained;
    (iv) Whenever the employer has reason to believe either that there 
are deviations from the permit space entry procedures required by 
paragraph (d)(3) of this section or that there are inadequacies in the 
employee's knowledge or use of these procedures.
    (3) The training shall establish employee proficiency in the duties 
required by this section and shall introduce new or revised procedures, 
as necessary, for compliance with this section.
    (4) The employer shall certify that the training required by 
paragraphs (g)(1) through (g)(3) of this section has been accomplished. 
The certification shall contain each employee's name, the signatures or 
initials of the trainers, and the dates of training. The certification 
shall be available for inspection by employees and their authorized 
representatives.
    (h) Duties of authorized entrants. The employer shall ensure that 
all authorized entrants:
    (1) Know the hazards that may be faced during entry, including 
information on the mode, signs or symptoms, and consequences of the 
exposure;
    (2) Properly use equipment as required by paragraph (d)(4) of this 
section;
    (3) Communicate with the attendant as necessary to enable the 
attendant to monitor entrant status and to enable the attendant to alert 
entrants of the need to evacuate the space as required by paragraph 
(i)(6) of this section;
    (4) Alert the attendant whenever:
    (i) The entrant recognizes any warning sign or symptom of exposure 
to a dangerous situation, or
    (ii) The entrant detects a prohibited condition; and
    (5) Exit from the permit space as quickly as possible whenever:
    (i) An order to evacuate is given by the attendant or the entry 
supervisor,
    (ii) The entrant recognizes any warning sign or symptom of exposure 
to a dangerous situation,
    (iii) The entrant detects a prohibited condition, or
    (iv) An evacuation alarm is activated.
    (i) Duties of attendants. The employer shall ensure that each 
attendant:
    (1) Knows the hazards that may be faced during entry, including 
information on the mode, signs or symptoms, and consequences of the 
exposure;
    (2) Is aware of possible behavioral effects of hazard exposure in 
authorized entrants;
    (3) Continuously maintains an accurate count of authorized entrants 
in the permit space and ensures that the means used to identify 
authorized entrants under paragraph (f)(4) of this section accurately 
identifies who is in the permit space;
    (4) Remains outside the permit space during entry operations until 
relieved by another attendant;

    Note: When the employer's permit entry program allows attendant 
entry for rescue, attendants may enter a permit space to attempt a 
rescue if they have been trained and

[[Page 470]]

equipped for rescue operations as required by paragraph (k)(1) of this 
section and if they have been relieved as required by paragraph (i)(4) 
of this section.

    (5) Communicates with authorized entrants as necessary to monitor 
entrant status and to alert entrants of the need to evacuate the space 
under paragraph (i)(6) of this section;
    (6) Monitors activities inside and outside the space to determine if 
it is safe for entrants to remain in the space and orders the authorized 
entrants to evacuate the permit space immediately under any of the 
following conditions;
    (i) If the attendant detects a prohibited condition;
    (ii) If the attendant detects the behavioral effects of hazard 
exposure in an authorized entrant;
    (iii) If the attendant detects a situation outside the space that 
could endanger the authorized entrants; or
    (iv) If the attendant cannot effectively and safely perform all the 
duties required under paragraph (i) of this section;
    (7) Summon rescue and other emergency services as soon as the 
attendant determines that authorized entrants may need assistance to 
escape from permit space hazards;
    (8) Takes the following actions when unauthorized persons approach 
or enter a permit space while entry is underway:
    (i) Warn the unauthorized persons that they must stay away from the 
permit space;
    (ii) Advise the unauthorized persons that they must exit immediately 
if they have entered the permit space; and
    (iii) Inform the authorized entrants and the entry supervisor if 
unauthorized persons have entered the permit space;
    (9) Performs non-entry rescues as specified by the employer's rescue 
procedure; and
    (10) Performs no duties that might interfere with the attendant's 
primary duty to monitor and protect the authorized entrants.
    (j) Duties of entry supervisors. The employer shall ensure that each 
entry supervisor:
    (1) Knows the hazards that may be faced during entry, including 
information on the mode, signs or symptoms, and consequences of the 
exposure;
    (2) Verifies, by checking that the appropriate entries have been 
made on the permit, that all tests specified by the permit have been 
conducted and that all procedures and equipment specified by the permit 
are in place before endorsing the permit and allowing entry to begin;
    (3) Terminates the entry and cancels the permit as required by 
paragraph (e)(5) of this section;
    (4) Verifies that rescue services are available and that the means 
for summoning them are operable;
    (5) Removes unauthorized individuals who enter or who attempt to 
enter the permit space during entry operations; and
    (6) Determines, whenever responsibility for a permit space entry 
operation is transferred and at intervals dictated by the hazards and 
operations performed within the space, that entry operations remain 
consistent with terms of the entry permit and that acceptable entry 
conditions are maintained.
    (k) Rescue and emergency services. (1) An employer who designates 
rescue and emergency services, pursuant to paragraph (d)(9) of this 
section, shall:
    (i) Evaluate a prospective rescuer's ability to respond to a rescue 
summons in a timely manner, considering the hazard(s) identified;

    Note to paragraph (k)(1)(i): What will be considered timely will 
vary according to the specific hazards involved in each entry. For 
example, Sec.  1910.134, Respiratory Protection, requires that employers 
provide a standby person or persons capable of immediate action to 
rescue employee(s) wearing respiratory protection while in work areas 
defined as IDLH atmospheres.

    (ii) Evaluate a prospective rescue service's ability, in terms of 
proficiency with rescue-related tasks and equipment, to function 
appropriately while rescuing entrants from the particular permit space 
or types of permit spaces identified;
    (iii) Select a rescue team or service from those evaluated that:
    (A) Has the capability to reach the victim(s) within a time frame 
that is appropriate for the permit space hazard(s) identified;

[[Page 471]]

    (B) Is equipped for and proficient in performing the needed rescue 
services;
    (iv) Inform each rescue team or service of the hazards they may 
confront when called on to perform rescue at the site; and
    (v) Provide the rescue team or service selected with access to all 
permit spaces from which rescue may be necessary so that the rescue 
service can develop appropriate rescue plans and practice rescue 
operations.

    Note to paragraph (k)(1): Non-mandatory appendix F contains examples 
of criteria which employers can use in evaluating prospective rescuers 
as required by paragraph (k)(1) of this section.

    (2) An employer whose employees have been designated to provide 
permit space rescue and emergency services shall take the following 
measures:
    (i) Provide affected employees with the personal protective 
equipment (PPE) needed to conduct permit space rescues safely and train 
affected employees so they are proficient in the use of that PPE, at no 
cost to those employees;
    (ii) Train affected employees to perform assigned rescue duties. The 
employer must ensure that such employees successfully complete the 
training required to establish proficiency as an authorized entrant, as 
provided by paragraphs (g) and (h) of this section;
    (iii) Train affected employees in basic first-aid and 
cardiopulmonary resuscitation (CPR). The employer shall ensure that at 
least one member of the rescue team or service holding a current 
certification in first aid and CPR is available; and
    (iv) Ensure that affected employees practice making permit space 
rescues at least once every 12 months, by means of simulated rescue 
operations in which they remove dummies, manikins, or actual persons 
from the actual permit spaces or from representative permit spaces. 
Representative permit spaces shall, with respect to opening size, 
configuration, and accessibility, simulate the types of permit spaces 
from which rescue is to be performed.
    (3) To facilitate non-entry rescue, retrieval systems or methods 
shall be used whenever an authorized entrant enters a permit space, 
unless the retrieval equipment would increase the overall risk of entry 
or would not contribute to the rescue of the entrant. Retrieval systems 
shall meet the following requirements.
    (i) Each authorized entrant shall use a chest or full body harness, 
with a retrieval line attached at the center of the entrant's back near 
shoulder level, above the entrant's head, or at another point which the 
employer can establish presents a profile small enough for the 
successful removal of the entrant. Wristlets may be used in lieu of the 
chest or full body harness if the employer can demonstrate that the use 
of a chest or full body harness is infeasible or creates a greater 
hazard and that the use of wristlets is the safest and most effective 
alternative.
    (ii) The other end of the retrieval line shall be attached to a 
mechanical device or fixed point outside the permit space in such a 
manner that rescue can begin as soon as the rescuer becomes aware that 
rescue is necessary. A mechanical device shall be available to retrieve 
personnel from vertical type permit spaces more than 5 feet (1.52 m) 
deep.
    (4) If an injured entrant is exposed to a substance for which a 
Material Safety Data Sheet (MSDS) or other similar written information 
is required to be kept at the worksite, that MSDS or written information 
shall be made available to the medical facility treating the exposed 
entrant.
    (l) Employee participation. (1) Employers shall consult with 
affected employees and their authorized representatives on the 
development and implementation of all aspects of the permit space 
program required by paragraph (c) of this section.
    (2) Employers shall make available to affected employees and their 
authorized representatives all information required to be developed by 
this section.

      Appendixes to Sec.  1910.146--Permit-required Confined Spaces

    Note: Appendixes A through F serve to provide information and non-
mandatory guidelines to assist employers and employees in complying with 
the appropriate requirements of this section.

[[Page 472]]

 Appendix A to Sec.  1910.146--Permit-Required Confined Space Decision 
                               Flow Chart
[GRAPHIC] [TIFF OMITTED] TC27OC91.029

    Appendix B to Sec.  1910.146--Procedures for Atmospheric Testing

    Atmospheric testing is required for two distinct purposes: 
evaluation of the hazards of the permit space and verification that 
acceptable entry conditions for entry into that space exist.

[[Page 473]]

    (1) Evaluation testing. The atmosphere of a confined space should be 
analyzed using equipment of sufficient sensitivity and specificity to 
identify and evaluate any hazardous atmospheres that may exist or arise, 
so that appropriate permit entry procedures can be developed and 
acceptable entry conditions stipulated for that space. Evaluation and 
interpretation of these data, and development of the entry procedure, 
should be done by, or reviewed by, a technically qualified professional 
(e.g., OSHA consultation service, or certified industrial hygienist, 
registered safety engineer, certified safety professional, certified 
marine chemist, etc.) based on evaluation of all serious hazards.
    (2) Verification testing. The atmosphere of a permit space which may 
contain a hazardous atmosphere should be tested for residues of all 
contaminants identified by evaluation testing using permit specified 
equipment to determine that residual concentrations at the time of 
testing and entry are within the range of acceptable entry conditions. 
Results of testing (i.e., actual concentration, etc.) should be recorded 
on the permit in the space provided adjacent to the stipulated 
acceptable entry condition.
    (3) Duration of testing. Measurement of values for each atmospheric 
parameter should be made for at least the minimum response time of the 
test instrument specified by the manufacturer.
    (4) Testing stratified atmospheres. When monitoring for entries 
involving a descent into atmospheres that may be stratified, the 
atmospheric envelope should be tested a distance of approximately 4 feet 
(1.22 m) in the direction of travel and to each side. If a sampling 
probe is used, the entrant's rate of progress should be slowed to 
accommodate the sampling speed and detector response.
    (5) Order of testing. A test for oxygen is performed first because 
most combustible gas meters are oxygen dependent and will not provide 
reliable readings in an oxygen deficient atmosphere. Combustible gasses 
are tested for next because the threat of fire or explosion is both more 
immediate and more life threatening, in most cases, than exposure to 
toxic gasses and vapors. If tests for toxic gasses and vapors are 
necessary, they are performed last.

Appendix C to Sec.  1910.146--Examples of Permit-required Confined Space 
                                Programs

                               Example 1.

Workplace. Sewer entry.

Potential hazards. The employees could be exposed to the following:

Engulfment.

Presence of toxic gases. Equal to or more than 10 ppm hydrogen sulfide 
measured as an 8-hour time-weighted average. If the presence of other 
toxic contaminants is suspected, specific monitoring programs will be 
developed.

Presence of explosive/flammable gases. Equal to or greater than 10% of 
the lower flammable limit (LFL).

Oxygen Deficiency. A concentration of oxygen in the atmosphere equal to 
or less than 19.5% by volume.

A. Entry Without Permit/Attendant

Certification. Confined spaces may be entered without the need for a 
written permit or attendant provided that the space can be maintained in 
a safe condition for entry by mechanical ventilation alone, as provided 
in Sec. 1910.146(c)(5). All spaces shall be considered permit-required 
confined spaces until the pre-entry procedures demonstrate otherwise. 
Any employee required or permitted to pre-check or enter an enclosed/
confined space shall have successfully completed, -as a minimum, the 
training as required by the following sections of these procedures. A 
written copy of operating and rescue procedures as required by these 
procedures shall be at the work site for the duration of the job. The 
Confined Space Pre-Entry Check List must be completed by the LEAD WORKER 
before entry into a confined space. This list verifies completion of 
items listed below. This check list shall be kept at the job site for 
duration of the job. If circumstances dictate an interruption in the 
work, the permit space must be re-evaluated and a new check list must be 
completed.

Control of atmospheric and engulfment hazards.

Pumps and Lines. All pumps and lines which may reasonably cause 
contaminants to flow into the space shall be disconnected, blinded and 
locked out, or effectively isolated by other means to prevent 
development of dangerous air contamination or engulfment. Not all 
laterals to sewers or storm drains require blocking. However, where 
experience or knowledge of industrial use indicates there is a 
reasonable potential for contamination of air or engulfment into an 
occupied sewer, then all affected laterals shall be blocked. If blocking 
and/or isolation requires entry into the space the provisions for entry 
into a permit- required confined space must be implemented.

Surveillance. The surrounding area shall be surveyed to avoid hazards 
such as drifting vapors from the tanks, piping, or sewers.

Testing. The atmosphere within the space will be tested to determine 
whether dangerous air contamination and/or oxygen deficiency exists. 
Detector tubes, alarm only gas monitors and explosion meters are 
examples of monitoring equipment that may be used to test permit space 
atmospheres. Testing shall be performed by the LEAD WORKER who has 
successfully completed the Gas Detector training for the monitor he will 
use. The minimum parameters to be monitored

[[Page 474]]

are oxygen deficiency, LFL, and hydrogen sulfide concentration. A 
written record of the pre-entry test results shall be made and kept at 
the work site for the duration of the job. The supervisor will certify 
in writing, based upon the results of the pre-entry testing, that all 
hazards have been eliminated. Affected employees shall be able to review 
the testing results. The most hazardous conditions shall govern when 
work is being performed in two adjoining, connecting spaces.

Entry Procedures. If there are no non-atmospheric hazards present and if 
the pre-entry tests show there is no dangerous air contamination and/or 
oxygen deficiency within the space and there is no reason to believe 
that any is likely to develop, entry into and work within may proceed. 
Continuous testing of the atmosphere in the immediate vicinity of the 
workers within the space shall be accomplished. The workers will 
immediately leave the permit space when any of the gas monitor alarm set 
points are reached as defined. Workers will not return to the area until 
a SUPERVISOR who has completed the gas detector training has used a 
direct reading gas detector to evaluate the situation and has determined 
that it is safe to enter.

Rescue. Arrangements for rescue services are not required where there is 
no attendant. See the rescue portion of section B., below, for 
instructions regarding rescue planning where an entry permit is 
required.

B. Entry Permit Required

Permits. Confined Space Entry Permit. All spaces shall be considered 
permit-required confined spaces until the pre-entry procedures 
demonstrate otherwise. Any employee required or permitted to pre-check 
or enter a permit-required confined space shall have successfully 
completed, as a minimum, the training as required by the following 
sections of these procedures. A written copy of operating and rescue 
procedures as required by these procedures shall be at the work site for 
the duration of the job. The Confined Space Entry Permit must be 
completed before approval can be given to enter a permit-required 
confined space. This permit verifies completion of items listed below. 
This permit shall be kept at the job site for the duration of the job. 
If circumstances cause an interruption in the work or a change in the 
alarm conditions for which entry was approved, a new Confined Space 
Entry Permit must be completed.

Control of atmospheric and engulfment hazards.

Surveillance. The surrounding area shall be surveyed to avoid hazards 
such as drifting vapors from tanks, piping or sewers.

Testing. The confined space atmosphere shall be tested to determine 
whether dangerous air contamination and/or oxygen deficiency exists. A 
direct reading gas monitor shall be used. Testing shall be performed by 
the SUPERVISOR who has successfully completed the gas detector training 
for the monitor he will use. The minimum parameters to be monitored are 
oxygen deficiency, LFL and hydrogen sulfide concentration. A written 
record of the pre- entry test results shall be made and kept at the work 
site for the duration of the job. Affected employees shall be able to 
review the testing results. The most hazardous conditions shall govern 
when work is being performed in two adjoining, connected spaces.

Space Ventilation. Mechanical ventilation systems, where applicable, 
shall be set at 100% outside air. Where possible, open additional 
manholes to increase air circulation. Use portable blowers to augment 
natural circulation if needed. After a suitable ventilating period, 
repeat the testing. Entry may not begin until testing has demonstrated 
that the hazardous atmosphere has been eliminated.

Entry Procedures. The following procedure shall be observed under any of 
the following conditions: 1.) Testing demonstrates the existence of 
dangerous or deficient conditions and additional ventilation cannot 
reduce concentrations to safe levels; 2.) The atmosphere tests as safe 
but unsafe conditions can reasonably be expected to develop; 3.) It is 
not feasible to provide for ready exit from spaces equipped with 
automatic fire suppression systems and it is not practical or safe to 
deactivate such systems; or 4.) An emergency exists and it is not 
feasible to wait for pre-entry procedures to take effect.
    All personnel must be trained. A self contained breathing apparatus 
shall be worn by any person entering the space. At least one worker 
shall stand by the outside of the space ready to give assistance in case 
of emergency. The standby worker shall have a self contained breathing 
apparatus available for immediate use. There shall be at least one 
additional worker within sight or call of the standby worker. Continuous 
powered communications shall be maintained between the worker within the 
confined space and standby personnel.
    If at any time there is any questionable action or non- movement by 
the worker inside, a verbal check will be made. If there is no response, 
the worker will be moved immediately. Exception: If the worker is 
disabled due to falling or impact, he/she shall not be removed from the 
confined space unless there is immediate danger to his/her life. Local 
fire department rescue personnel shall be notified immediately. The 
standby worker may only enter the confined space in case of an emergency 
(wearing the self contained breathing apparatus) and only after being 
relieved by another worker. Safety belt or harness with attached 
lifeline shall be used by all workers entering the space with the free

[[Page 475]]

end of the line secured outside the entry opening. The standby worker 
shall attempt to remove a disabled worker via his lifeline before 
entering the space.
    When practical, these spaces shall be entered through side 
openings--those within 3 1/2 feet (1.07 m) of the bottom. When entry 
must be through a top opening, the safety belt shall be of the harness 
type that suspends a person upright and a hoisting device or similar 
apparatus shall be available for lifting workers out of the space.
    In any situation where their use may endanger the worker, use of a 
hoisting device or safety belt and attached lifeline may be 
discontinued.
    When dangerous air contamination is attributable to flammable and/or 
explosive substances, lighting and electrical equipment shall be Class 
1, Division 1 rated per National Electrical Code and no ignition sources 
shall be introduced into the area.
    Continuous gas monitoring shall be performed during all confined 
space operations. If alarm conditions change adversely, entry personnel 
shall exit the confined space and a new confined space permit issued.

Rescue. Call the fire department services for rescue. Where immediate 
hazards to injured personnel are present, workers at the site shall 
implement emergency procedures to fit the situation.

                               Example 2.

Workplace. Meat and poultry rendering plants.
    Cookers and dryers are either batch or continuous in their 
operation. Multiple batch cookers are operated in parallel. When one 
unit of a multiple set is shut down for repairs, means are available to 
isolate that unit from the others which remain in operation.
    Cookers and dryers are horizontal, cylindrical vessels equipped with 
a center, rotating shaft and agitator paddles or discs. If the inner 
shell is jacketed, it is usually heated with steam at pressures up to 
150 psig (1034.25 kPa). The rotating shaft assembly of the continuous 
cooker or dryer is also steam heated.
Potential Hazards. The recognized hazards associated with cookers and 
dryers are the risk that employees could be:

1. Struck or caught by rotating agitator;
2. Engulfed in raw material or hot, recycled fat;
3. Burned by steam from leaks into the cooker/dryer steam jacket or the 
condenser duct system if steam valves are not properly closed and locked 
out;
4. Burned by contact with hot metal surfaces, such as the agitator shaft 
assembly, or inner shell of the cooker/dryer;
5. Heat stress caused by warm atmosphere inside cooker/dryer;
6. Slipping and falling on grease in the cooker/dryer;
7. Electrically shocked by faulty equipment taken into the cooker/dryer;
8. Burned or overcome by fire or products of combustion; or
9. Overcome by fumes generated by welding or cutting done on grease 
covered surfaces.

Permits. The supervisor in this case is always present at the cooker/
dryer or other permit entry confined space when entry is made. The 
supervisor must follow the pre-entry isolation procedures described in 
the entry permit in preparing for entry, and ensure that the protective 
clothing, ventilating equipment and any other equipment required by the 
permit are at the entry site.

Control of hazards. Mechanical. Lock out main power switch to agitator 
motor at main power panel. Affix tag to the lock to inform others that a 
permit entry confined space entry is in progress.

Engulfment. Close all valves in the raw material blow line. Secure each 
valve in its closed position using chain and lock. Attach a tag to the 
valve and chain warning that a permit entry confined space entry is in 
progress. The same procedure shall be used for securing the fat recycle 
valve.

Burns and heat stress. Close steam supply valves to jacket and secure 
with chains and tags. Insert solid blank at flange in cooker vent line 
to condenser manifold duct system. Vent cooker/dryer by opening access 
door at discharge end and top center door to allow natural ventilation 
throughout the entry. If faster cooling is needed, use a portable 
ventilation fan to increase ventilation. Cooling water may be circulated 
through the jacket to reduce both outer and inner surface temperatures 
of cooker/dryers faster. Check air and inner surface temperatures in 
cooker/dryer to assure they are within acceptable limits before 
entering, or use proper protective clothing.

Fire and fume hazards. Careful site preparation, such as cleaning the 
area within 4 inches (10.16 cm) of all welding or torch cutting 
operations, and proper ventilation are the preferred controls. All 
welding and cutting operations shall be done in accordance with the 
requirements of 29 CFR Part 1910, Subpart Q, OSHA's welding standard. 
Proper ventilation may be achieved by local exhaust ventilation, or the 
use of portable ventilation fans, or a combination of the two practices.

Electrical shock. Electrical equipment used in cooker/dryers shall be in 
serviceable condition.

Slips and falls. Remove residual grease before entering cooker/dryer.

Attendant. The supervisor shall be the attendant for employees entering 
cooker/dryers.


[[Page 476]]


Permit. The permit shall specify how isolation shall be done and any 
other preparations needed before making entry. This is especially 
important in parallel arrangements of cooker/dryers so that the entire 
operation need not be shut down to allow safe entry into one unit.

Rescue. When necessary, the attendant shall call the fire department as 
previously arranged.

                               Example 3.

Workplace. Workplaces where tank cars, trucks, and trailers, dry bulk 
tanks and trailers, railroad tank cars, and similar portable tanks are 
fabricated or serviced.

A. During fabrication. These tanks and dry-bulk carriers are entered 
repeatedly throughout the fabrication process. These products are not 
configured identically, but the manufacturing processes by which they 
are made are very similar.

Sources of hazards. In addition to the mechanical hazards arising from 
the risks that an entrant would be injured due to contact with 
components of the tank or the tools being used, there is also the risk 
that a worker could be injured by breathing fumes from welding materials 
or mists or vapors from materials used to coat the tank interior. In 
addition, many of these vapors and mists are flammable, so the failure 
to properly ventilate a tank could lead to a fire or explosion.

Control of hazards.

Welding. Local exhaust ventilation shall be used to remove welding fumes 
once the tank or carrier is completed to the point that workers may 
enter and exit only through a manhole. (Follow the requirements of 29 
CFR 1910, Subpart Q, OSHA's welding standard, at all times.) Welding gas 
tanks may never be brought into a tank or carrier that is a permit entry 
confined space.

    Application of interior coatings/linings. Atmospheric hazards shall 
be controlled by forced air ventilation sufficient to keep the 
atmospheric concentration of flammable materials below 10% of the lower 
flammable limit (LFL) (or lower explosive limit (LEL), whichever term is 
used locally). The appropriate respirators are provided and shall be 
used in addition to providing forced ventilation if the forced 
ventilation does not maintain acceptable respiratory conditions.

Permits. Because of the repetitive nature of the entries in these 
operations, an ``Area Entry Permit'' will be issued for a 1 month period 
to cover those production areas where tanks are fabricated to the point 
that entry and exit are made using manholes.

Authorization. Only the area supervisor may authorize an employee to 
enter a tank within the permit area. The area supervisor must determine 
that conditions in the tank trailer, dry bulk trailer or truck, etc. 
meet permit requirements before authorizing entry.

Attendant. The area supervisor shall designate an employee to maintain 
communication by employer specified means with employees working in 
tanks to ensure their safety. The attendant may not enter any permit 
entry confined space to rescue an entrant or for any other reason, 
unless authorized by the rescue procedure and, and even then, only after 
calling the rescue team and being relieved by as attendant by another 
worker.

Communications and observation. Communications between attendant and 
entrant(s) shall be maintained throughout entry. Methods of 
communication that may be specified by the permit include voice, voice 
powered radio, tapping or rapping codes on tank walls, signalling tugs 
on a rope, and the attendant's observation that work activities such as 
chipping, grinding, welding, spraying, etc., which require deliberate 
operator control continue normally. These activities often generate so 
much noise that the necessary hearing protection makes communication by 
voice difficult.

Rescue procedures. Acceptable rescue procedures include entry by a team 
of employee-rescuers, use of public emergency services, and procedures 
for breaching the tank. The area permit specifies which procedures are 
available, but the area supervisor makes the final decision based on 
circumstances. (Certain injuries may make it necessary to breach the 
tank to remove a person rather than risk additional injury by removal 
through an existing manhole. However, the supervisor must ensure that no 
breaching procedure used for rescue would violate terms of the entry 
permit. For instance, if the tank must be breached by cutting with a 
torch, the tank surfaces to be cut must be free of volatile or 
combustible coatings within 4 inches (10.16 cm) of the cutting line and 
the atmosphere within the tank must be below the LFL.

Retrieval line and harnesses. The retrieval lines and harnesses 
generally required under this standard are usually impractical for use 
in tanks because the internal configuration of the tanks and their 
interior baffles and other structures would prevent rescuers from 
hauling out injured entrants. However, unless the rescue procedure calls 
for breaching the tank for rescue, the rescue team shall be trained in 
the use of retrieval lines and harnesses for removing injured employees 
through manholes.

B. Repair or service of ``used'' tanks and bulk trailers.

Sources of hazards. In addition to facing the potential hazards 
encountered in fabrication or manufacturing, tanks or trailers which 
have been in service may contain residues of

[[Page 477]]

dangerous materials, whether left over from the transportation of 
hazardous cargoes or generated by chemical or bacterial action on 
residues of non-hazardous cargoes.

Control of atmospheric hazards. A ``used'' tank shall be brought into 
areas where tank entry is authorized only after the tank has been 
emptied, cleansed (without employee entry) of any residues, and purged 
of any potential atmospheric hazards.

Welding. In addition to tank cleaning for control of atmospheric 
hazards, coating and surface materials shall be removed 4 inches (10.16 
cm) or more from any surface area where welding or other torch work will 
be done and care taken that the atmosphere within the tank remains well 
below the LFL. (Follow the requirements of 29 CFR 1910, Subpart Q, 
OSHA's welding standard, at all times.)

Permits. An entry permit valid for up to 1 year shall be issued prior to 
authorization of entry into used tank trailers, dry bulk trailers or 
trucks. In addition to the pre-entry cleaning requirement, this permit 
shall require the employee safeguards specified for new tank fabrication 
or construction permit areas.

Authorization. Only the area supervisor may authorize an employee to 
enter a tank trailer, dry bulk trailer or truck within the permit area. 
The area supervisor must determine that the entry permit requirements 
have been met before authorizing entry.

[[Page 478]]

              Appendix D to Sec.  1910.146--Sample Permits
[GRAPHIC] [TIFF OMITTED] TC27OC91.030


[[Page 479]]


[GRAPHIC] [TIFF OMITTED] TC27OC91.031

            Appendix E to Sec.  1910.146--Sewer System Entry

    Sewer entry differs in three vital respects from other permit 
entries; first, there rarely exists any way to completely isolate the 
space (a section of a continuous system) to be entered; second, because 
isolation is not complete, the atmosphere may suddenly and

[[Page 480]]

unpredictably become lethally hazardous (toxic, flammable or explosive) 
from causes beyond the control of the entrant or employer, and third, 
experienced sewer workers are especially knowledgeable in entry and work 
in their permit spaces because of their frequent entries. Unlike other 
employments where permit space entry is a rare and exceptional event, 
sewer workers' usual work environment is a permit space.
    (1) Adherence to procedure. The employer should designate as 
entrants only employees who are thoroughly trained in the employer's 
sewer entry procedures and who demonstrate that they follow these entry 
procedures exactly as prescribed when performing sewer entries.
    (2) Atmospheric monitoring. Entrants should be trained in the use 
of, and be equipped with, atmospheric monitoring equipment which sounds 
an audible alarm, in addition to its visual readout, whenever one of the 
following conditions are encountered: Oxygen concentration less than 
19.5 percent; flammable gas or vapor at 10 percent or more of the lower 
flammable limit (LFL); or hydrogen sulfide or carbon monoxide at or 
above 10 ppm or 35 ppm, respectively, measured as an 8-hour time-
weighted average. Atmospheric monitoring equipment needs to be 
calibrated according to the manufacturer's instructions. The oxygen 
sensor/broad range sensor is best suited for initial use in situations 
where the actual or potential contaminants have not been identified, 
because broad range sensors, unlike substance-specific sensors, enable 
employers to obtain an overall reading of the hydrocarbons (flammables) 
present in the space. However, such sensors only indicate that a 
hazardous threshold of a class of chemicals has been exceeded. They do 
not measure the levels of contamination of specific substances. 
Therefore, substance-specific devices, which measure the actual levels 
of specific substances, are best suited for use where actual and 
potential contaminants have been identified. The measurements obtained 
with substance-specific devices are of vital importance to the employer 
when decisions are made concerning the measures necessary to protect 
entrants (such as ventilation or personal protective equipment) and the 
setting and attainment of appropriate entry conditions. However, the 
sewer environment may suddenly and unpredictably change, and the 
substance-specific devices may not detect the potentially lethal 
atmospheric hazards which may enter the sewer environment.
    Although OSHA considers the information and guidance provided above 
to be appropriate and useful in most sewer entry situations, the Agency 
emphasizes that each employer must consider the unique circumstances, 
including the predictability of the atmosphere, of the sewer permit 
spaces in the employer's workplace in preparing for entry. Only the 
employer can decide, based upon his or her knowledge of, and experience 
with permit spaces in sewer systems, what the best type of testing 
instrument may be for any specific entry operation.
    The selected testing instrument should be carried and used by the 
entrant in sewer line work to monitor the atmosphere in the entrant's 
environment, and in advance of the entrant's direction of movement, to 
warn the entrant of any deterioration in atmospheric conditions. Where 
several entrants are working together in the same immediate location, 
one instrument, used by the lead entrant, is acceptable.
    (3) Surge flow and flooding. Sewer crews should develop and maintain 
liaison, to the extent possible, with the local weather bureau and fire 
and emergency services in their area so that sewer work may be delayed 
or interrupted and entrants withdrawn whenever sewer lines might be 
suddenly flooded by rain or fire suppression activities, or whenever 
flammable or other hazardous materials are released into sewers during 
emergencies by industrial or transportation accidents.
    (4) Special Equipment. Entry into large bore sewers may require the 
use of special equipment. Such equipment might include such items as 
atmosphere monitoring devices with automatic audible alarms, escape 
self-contained breathing apparatus (ESCBA) with at least 10 minute air 
supply (or other NIOSH approved self-rescuer), and waterproof 
flashlights, and may also include boats and rafts, radios and rope 
stand-offs for pulling around bends and corners as needed.

 Appendix F to Sec.  1910.146--Rescue Team or Rescue Service Evaluation 
                        Criteria (Non-Mandatory)

    (1) This appendix provides guidance to employers in choosing an 
appropriate rescue service. It contains criteria that may be used to 
evaluate the capabilities both of prospective and current rescue teams. 
Before a rescue team can be trained or chosen, however, a satisfactory 
permit program, including an analysis of all permit-required confined 
spaces to identify all potential hazards in those spaces, must be 
completed. OSHA believes that compliance with all the provisions of 
Sec.  1910.146 will enable employers to conduct permit space operations 
without recourse to rescue services in nearly all cases. However, 
experience indicates that circumstances will arise where entrants will 
need to be rescued from permit spaces. It is therefore important for 
employers to select rescue services or teams, either on-site or off-
site, that are equipped and capable of minimizing harm to both entrants 
and rescuers if the need arises.
    (2) For all rescue teams or services, the employer's evaluation 
should consist of two components: an initial evaluation, in which

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employers decide whether a potential rescue service or team is 
adequately trained and equipped to perform permit space rescues of the 
kind needed at the facility and whether such rescuers can respond in a 
timely manner, and a performance evaluation, in which employers measure 
the performance of the team or service during an actual or practice 
rescue. For example, based on the initial evaluation, an employer may 
determine that maintaining an on-site rescue team will be more expensive 
than obtaining the services of an off-site team, without being 
significantly more effective, and decide to hire a rescue service. 
During a performance evaluation, the employer could decide, after 
observing the rescue service perform a practice rescue, that the 
service's training or preparedness was not adequate to effect a timely 
or effective rescue at his or her facility and decide to select another 
rescue service, or to form an internal rescue team.

                          A. Initial Evaluation

    I. The employer should meet with the prospective rescue service to 
facilitate the evaluations required by Sec.  1910.146(k)(1)(i) and Sec.  
1910.146(k)(1)(ii). At a minimum, if an off-site rescue service is being 
considered, the employer must contact the service to plan and coordinate 
the evaluations required by the standard. Merely posting the service's 
number or planning to rely on the 911 emergency phone number to obtain 
these services at the time of a permit space emergency would not comply 
with paragraph (k)(1) of the standard.
    II. The capabilities required of a rescue service vary with the type 
of permit spaces from which rescue may be necessary and the hazards 
likely to be encountered in those spaces. Answering the questions below 
will assist employers in determining whether the rescue service is 
capable of performing rescues in the permit spaces present at the 
employer's workplace.
    1. What are the needs of the employer with regard to response time 
(time for the rescue service to receive notification, arrive at the 
scene, and set up and be ready for entry)? For example, if entry is to 
be made into an IDLH atmosphere, or into a space that can quickly 
develop an IDLH atmosphere (if ventilation fails or for other reasons), 
the rescue team or service would need to be standing by at the permit 
space. On the other hand, if the danger to entrants is restricted to 
mechanical hazards that would cause injuries (e.g., broken bones, 
abrasions) a response time of 10 or 15 minutes might be adequate.
    2. How quickly can the rescue team or service get from its location 
to the permit spaces from which rescue may be necessary? Relevant 
factors to consider would include: the location of the rescue team or 
service relative to the employer's workplace, the quality of roads and 
highways to be traveled, potential bottlenecks or traffic congestion 
that might be encountered in transit, the reliability of the rescuer's 
vehicles, and the training and skill of its drivers.
    3. What is the availability of the rescue service? Is it unavailable 
at certain times of the day or in certain situations? What is the 
likelihood that key personnel of the rescue service might be unavailable 
at times? If the rescue service becomes unavailable while an entry is 
underway, does it have the capability of notifying the employer so that 
the employer can instruct the attendant to abort the entry immediately?
    4. Does the rescue service meet all the requirements of paragraph 
(k)(2) of the standard? If not, has it developed a plan that will enable 
it to meet those requirements in the future? If so, how soon can the 
plan be implemented?
    5. For off-site services, is the service willing to perform rescues 
at the employer's workplace? (An employer may not rely on a rescuer who 
declines, for whatever reason, to provide rescue services.)
    6. Is an adequate method for communications between the attendant, 
employer and prospective rescuer available so that a rescue request can 
be transmitted to the rescuer without delay? How soon after notification 
can a prospective rescuer dispatch a rescue team to the entry site?
    7. For rescues into spaces that may pose significant atmospheric 
hazards and from which rescue entry, patient packaging and retrieval 
cannot be safely accomplished in a relatively short time (15-20 
minutes), employers should consider using airline respirators (with 
escape bottles) for the rescuers and to supply rescue air to the 
patient. If the employer decides to use SCBA, does the prospective 
rescue service have an ample supply of replacement cylinders and 
procedures for rescuers to enter and exit (or be retrieved) well within 
the SCBA's air supply limits?
    8. If the space has a vertical entry over 5 feet in depth, can the 
prospective rescue service properly perform entry rescues? Does the 
service have the technical knowledge and equipment to perform rope work 
or elevated rescue, if needed?
    9. Does the rescue service have the necessary skills in medical 
evaluation, patient packaging and emergency response?
    10. Does the rescue service have the necessary equipment to perform 
rescues, or must the equipment be provided by the employer or another 
source?

                        B. Performance Evaluation

    Rescue services are required by paragraph (k)(2)(iv) of the standard 
to practice rescues at least once every 12 months, provided that the 
team or service has not successfully performed a permit space rescue 
within that time. As part of each practice session, the

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service should perform a critique of the practice rescue, or have 
another qualified party perform the critique, so that deficiencies in 
procedures, equipment, training, or number of personnel can be 
identified and corrected. The results of the critique, and the 
corrections made to respond to the deficiencies identified, should be 
given to the employer to enable it to determine whether the rescue 
service can quickly be upgraded to meet the employer's rescue needs or 
whether another service must be selected. The following questions will 
assist employers and rescue teams and services evaluate their 
performance.
    1. Have all members of the service been trained as permit space 
entrants, at a minimum, including training in the potential hazards of 
all permit spaces, or of representative permit spaces, from which rescue 
may be needed? Can team members recognize the signs, symptoms, and 
consequences of exposure to any hazardous atmospheres that may be 
present in those permit spaces?
    2. Is every team member provided with, and properly trained in, the 
use and need for PPE, such as SCBA or fall arrest equipment, which may 
be required to perform permit space rescues in the facility? Is every 
team member properly trained to perform his or her functions and make 
rescues, and to use any rescue equipment, such as ropes and backboards, 
that may be needed in a rescue attempt?
    3. Are team members trained in the first aid and medical skills 
needed to treat victims overcome or injured by the types of hazards that 
may be encountered in the permit spaces at the facility?
    4. Do all team members perform their functions safely and 
efficiently? Do rescue service personnel focus on their own safety 
before considering the safety of the victim?
    5. If necessary, can the rescue service properly test the atmosphere 
to determine if it is IDLH?
    6. Can the rescue personnel identify information pertinent to the 
rescue from entry permits, hot work permits, and MSDSs?
    7. Has the rescue service been informed of any hazards to personnel 
that may arise from outside the space, such as those that may be caused 
by future work near the space?
    8. If necessary, can the rescue service properly package and 
retrieve victims from a permit space that has a limited size opening 
(less than 24 inches (60.9 cm) in diameter), limited internal space, or 
internal obstacles or hazards?
    9. If necessary, can the rescue service safely perform an elevated 
(high angle) rescue?
    10. Does the rescue service have a plan for each of the kinds of 
permit space rescue operations at the facility? Is the plan adequate for 
all types of rescue operations that may be needed at the facility? Teams 
may practice in representative spaces, or in spaces that are ``worst-
case'' or most restrictive with respect to internal configuration, 
elevation, and portal size. The following characteristics of a practice 
space should be considered when deciding whether a space is truly 
representative of an actual permit space:
    (1) Internal configuration.
    (a) Open--there are no obstacles, barriers, or obstructions within 
the space. One example is a water tank.
    (b) Obstructed--the permit space contains some type of obstruction 
that a rescuer would need to maneuver around. An example would be a 
baffle or mixing blade. Large equipment, such as a ladder or scaffold, 
brought into a space for work purposes would be considered an 
obstruction if the positioning or size of the equipment would make 
rescue more difficult.
    (2) Elevation.
    (a) Elevated--a permit space where the entrance portal or opening is 
above grade by 4 feet or more. This type of space usually requires 
knowledge of high angle rescue procedures because of the difficulty in 
packaging and transporting a patient to the ground from the portal.
    (b) Non-elevated--a permit space with the entrance portal located 
less than 4 feet above grade. This type of space will allow the rescue 
team to transport an injured employee normally.
    (3) Portal size.
    (a) Restricted--A portal of 24 inches or less in the least 
dimension. Portals of this size are too small to allow a rescuer to 
simply enter the space while using SCBA. The portal size is also too 
small to allow normal spinal immobilization of an injured employee.
    (b) Unrestricted--A portal of greater than 24 inches in the least 
dimension. These portals allow relatively free movement into and out of 
the permit space.
    (4) Space access.
    (a) Horizontal--The portal is located on the side of the permit 
space. Use of retrieval lines could be difficult.
    (b) Vertical--The portal is located on the top of the permit space, 
so that rescuers must climb down, or the bottom of the permit space, so 
that rescuers must climb up to enter the space. Vertical portals may 
require knowledge of rope techniques, or special patient packaging to 
safely retrieve a downed entrant.

[58 FR 4549, Jan. 14, 1993; 58 FR 34845, 34846, June 29, 1993, as 
amended at 59 FR 26114, May 19, 1994; 63 FR 66038, 66039, Dec. 1, 1998]