[Code of Federal Regulations]
[Title 31, Volume 2]
[Revised as of July 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 31CFR306.0]

[Page 146-147]
 
                  TITLE 31--MONEY AND FINANCE: TREASURY
 
         CHAPTER II--FISCAL SERVICE, DEPARTMENT OF THE TREASURY
 
PART 306_GENERAL REGULATIONS GOVERNING U.S. SECURITIES--Table of Contents
 
                      Subpart A_General Information
 
Sec.  306.0  Applicability of regulations.




                      Subpart A_General Information

Sec.
306.0 Applicability of regulations.
306.1 Official agencies.
306.2 Definitions of words and terms as used in these regulations.
306.3 Transportation charges and risks in the shipment of securities.

                         Subpart B_Registration

306.10 General.
306.11 Forms of registration for transferable securities.
306.12 Errors in registration.
306.13 Nontransferable securities.

               Subpart C_Transfers, Exchanges and Reissues

306.15 Transfers and exchanges of securities--closed periods.
306.16 Exchanges of registered securities.
306.17 Exchanges of registered securities for coupon securities.
306.18 Exchanges of coupon securities for registered securities.
306.19 Denominational exchanges of coupon securities.
306.20 Reissue of registered transferable securities.
306.21 Reissue of nontransferable securities.
306.22 Exchange of Treasury Bonds, Investment Series B-1975-80.
306.23 Securities eligible to be held in the TREASURY DIRECT Book-entry 
          Securities System.
306.24 Collection of fees on definitive securities.

                     Subpart D_Redemption or Payment

306.25 Presentation and surrender.
306.26 Redemption of registered securities at maturity, upon prior call, 
          or for prerefunding or advance refunding.
306.27 Redemption of bearer securities at maturity, upon prior call, or 
          for advance refunding or prerefunding.

                           Subpart E_Interest

306.35 Computation of interest.
306.36 Termination of interest.
306.37 Interest on registered securities.
306.38 Interest on bearer securities.

Appendix to Subpart E--Interest--Computation of Interest on Treasury 
          Bonds, Treasury Notes, and Treasury Certificates of 
          Indebtedness, and Computation of Discount on Treasury Bills--
          Interest Tables

         Subpart F_Assignments of Registered Securities_General

306.40 Execution of assignments.
306.41 Form of assignment.
306.42 Alterations and erasures.
306.43 Voidance of assignments.
306.44 Discrepancies in names.
306.45 Certifying individuals.

          Subpart G_Assignments by or in Behalf of Individuals

306.55 Signatures, minor errors and change of name.
306.56 Assignment of securities registered in the names of or assigned 
          to two or more persons.
306.57 Minors and incompetents.
306.58 Nontransferable securities.

      Subpart H_Assignments in Behalf of Estates of Deceased Owners

306.65 Decedent's estate.
306.66-306.67 [Reserved]
306.68 Nontransferable securities.

     Subpart I_Assignments by or in Behalf of Trustees and Similar 
                               Fiduciaries

306.75 Individual fiduciaries.
306.76 Fiduciaries acting as a unit.
306.77 Corepresentatives and fiduciaries.
306.78 Nontransferable securities.

   Subpart J_Assignments in Behalf of Private or Public Organizations

306.85 Private corporations and unincorporated associations (including 
          nominees).
306.86 Change of name and succession of private organizations.
306.87 Partnerships (including nominee partnerships).
306.88 Political entities and public corporations.
306.89 Public officers.
306.90 Nontransferable securities.

                       Subpart K_Attorneys in Fact

306.95 Attorneys in fact.
306.96 Nontransferable securities.

             Subpart L_Transfer Through Judicial Proceedings

306.100 Transferable securities.

[[Page 147]]

306.101 Evidence required.
306.102 Nontransferable securities.

            Subpart M_Requests for Suspension of Transactions

306.105 Requests for suspension of transactions in registered 
          securities.
306.106 Requests for suspension of transactions in bearer securities.

Subpart N_Relief for Loss, Theft, Destruction, Mutilation, or Defacement 
                              of Securities

306.110 Statutory authority and requirements.
306.111 Procedure for applying for relief.
396.112 Type of relief granted.
306.113 Cases not requiring bonds of indemnity.

                     Subpart O_Book-Entry Procedure

306.115 Definition of terms.
306.116 Scope and effect of book-entry procedure.
306.117 Withdrawal of eligible book-entry Treasury securities for 
          conversion to registered form.

                   Subpart P_Miscellaneous Provisions

306.125 Additional requirements.
306.126 Waiver of regulations.
306.127 Preservation of existing rights.
306.128 Supplements, amendments or revisions.

    Authority: 31 U.S.C. Chapter 31; 5 U.S.C. 301; 12 U.S.C. 391.

    Source: 38 FR 7078, Mar. 15, 1973, unless otherwise noted.



    These regulations apply to all U.S. transferable and nontransferable 
securities,\1\ other than U.S. Savings Bonds and U.S. Savings Notes, to 
the extent specified in these regulations, the offering circulars or 
special regulations governing such securities.
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    \1\ These regulations may also be applied to securities issued by 
certain agencies of the United States and certain Government and 
Government-sponsored corporations.
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