[Code of Federal Regulations]
[Title 31, Volume 2]
[Revised as of July 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 31CFR356.16]

[Page 375-376]
 
                  TITLE 31--MONEY AND FINANCE: TREASURY
 
         CHAPTER II--FISCAL SERVICE, DEPARTMENT OF THE TREASURY
 
PART 356_SALE AND ISSUE OF MARKETABLE BOOK-ENTRY TREASURY BILLS, NOTES, 
AND BONDS (DEPARTMENT OF THE TREASURY CIRCULAR, PUBLIC DEBT SERIES NO. 
1-93)--Table of Contents
 
             Subpart B_Bidding, Certifications, and Payment
 
Sec.  356.16  Do I have to make any certifications?

    (a) Submitters. If you submit bids or other information in an 
auction, we deem you to have certified that:
    (1) You are in compliance with this part and the auction 
announcement;
    (2) The information provided with regard to any bids for your own 
account is accurate and complete; and
    (3) The information provided with regard to any bids for customers 
accurately and completely reflects information provided by your 
customers or intermediaries.
    (4) If you submit bids by computer, you must have on file a written 
certification that, each time you submit such bids, you are in 
compliance with this part and the applicable auction announcement. An 
authorized person must sign and date the certification on

[[Page 376]]

behalf of the submitter, and it must be filed with us and renewed at 
least annually.
    (b) Intermediaries. If you forward bids in an auction, we deem you 
to have certified that:
    (1) You are in compliance with this part and the applicable auction 
announcement; and
    (2) That the information you provided to a submitter or other 
intermediary with regard to bids for customers accurately and completely 
reflects information provided by those customers or intermediaries.
    (c) Customers. By bidding for a security as a customer we deem you 
to have certified that:
    (1) You are in compliance with this part and the auction 
announcement and;
    (2) The information you provided to the submitter or intermediary in 
connection with the bid is accurate and complete.