[Code of Federal Regulations]

[Title 33, Volume 3]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 33CFR210.5]



[Page 173-182]

 

                TITLE 33--NAVIGATION AND NAVIGABLE WATERS

 

 CHAPTER II--CORPS OF ENGINEERS, DEPARTMENT OF THE ARMY, DEPARTMENT OF 

                                 DEFENSE

 

PART 210_PROCUREMENT ACTIVITIES OF THE CORPS OF ENGINEERS--Table of 

Contents

 

Sec.  210.5  Rules of the Corps of Engineers Board of Contract Appeals 

for cases subject to the Contract Disputes Act of 1978.



    (a) Preface to rules--(1) Jurisdiction for considering appeals. The 

Corps of Engineers Board of Contract Appeals (referred to herein as the 

``Board'') shall consider and determine appeals from decisions of 

contracting officers pursuant to the Contract Disputes Act of 1978 (Pub. 

L. 95-563, 41 U.S.C. 601-613) relating to: (i) Civil Works Contracts of 

the Corps of Engineers, (ii) contracts made by any other executive 

agency when such agency or the Administrator for Federal Procurement 

Policy has designated the Board to decide the appeal, or (iii) with the 

approval of the Chief of Engineers, contracts made by any other agency 

when such agency has designated the Board to decide the appeal.

    (2) Location and organization of the Board. (i) The Board's address 

is Room 4108, Pulaski Building, 20 Massachusetts Avenue, NW., 

Washington, DC 20314, telephone (202) 272-0369.

    (ii) The Board consists of a chairman, vice chairman, and other 

members, all of whom are attorneys at law duly licensed by a state, 

commonwealth, territory, or the District of Columbia. In general, the 

appeals are assigned to a panel of at least three members who decide the 

case by a majority vote. Board members are designated Administrative 

Judges.

    (3) Applicability of the Contract Disputes Act of 1978. (i) If a 

contract with an executive agency was awarded before 1 March 1979, and 

if the contracting officer's final decision was issued 1 March 1979 or 

thereafter, the contractor may elect to proceed under the Contract 

Disputes Act of 1978.

    (ii) If a contract with an executive agency was awarded on 1 March 

1979 or thereafter, the Contract Disputes Act is automatically 

applicable.

    (iii) All other appeals are not subject to the Contract Disputes Act 

of 1978 and are controlled by the Board's rules published 14 January 

1975 (33 CFR 210.4).

    (iv) If the Contract Disputes Act is applicable to the appeal, the 

contractor can elect an accelerated procedure if the disputed amount is 

$50,000 or less. If the disputed amount is $10,000 or less the 

contractor has a further right to elect a small claims (expedited) 

procedure. Both of these procedures are described in Rule 12. Particular 

note should be made of the 180 day limit on processing accelerated 

procedure cases and the 120 day limit on processing small claims 

(expedited) procedure cases.

    (4) General guidelines. (i) Emphasis is placed upon the sound 

administration of these rules in specific cases, because it is 

impracticable to articulate a rule to fit every possible circumstance 

which may be encountered. These rules will be interpreted so as to 

secure a just and inexpensive determination of appeals without 

unnecessary delay.

    (ii) Preliminary procedures are available to encourage full 

disclosure of relevant and material facts, and to discourage unwarranted 

surprise. The parties are expected to cooperate and to voluntarily 

comply with the intent of such procedures without resort to the Board 

except on controversial questions. The Board expects the parties to 

exchange complicated exhibits prior to hearing in order to expedite the 

hearing.

    (iii) Whenever reference is made to contractor, appellant, 

contracting officer, respondent, and parties, this shall include 

respective counsel for the parties as soon as appropriate notices of 

appearance have been filed with the Board.

    (b) Rule 1, Appeals, how taken. (1) Notice of an appeal shall be in 

writing and mailed or otherwise furnished to the Board within 90 days 

from the date of



[[Page 174]]



receipt of a contracting officer's decision. A copy thereof shall be 

furnished to the contracting officer from whose decision the appeal is 

taken.

    (2) Where the contractor has submitted a claim of $50,000 or less to 

the contracting officer and has requested a written decision within 60 

days from receipt of the request, and the contracting officer has not 

done so, the contractor may file a notice of appeal as provided in 

paragraph (b)(1) of this section, citing the failure of the contracting 

officer to issue a decision.

    (3) Where the contractor has submitted a claim to the contracting 

officer and the contracting officer has failed to issue a decision 

within a reasonable time, the contractor may file a notice of appeal as 

provided in paragraph (b)(1) of this section, citing the failure to 

issue a decision.

    (4) Upon docketing of appeals filed pursuant to paragraph (b)(2) or 

(3) of this section, the Board may, at its option, stay further 

proceedings pending issuance of a final decision by the contracting 

officer within such period of time as is determined by the Board.

    (5) In lieu of filing a notice of appeal under paragraph (b)(2) or 

(3) of this section, the contractor may request the Board to direct the 

contracting officer to issue a decision in a specified period of time, 

as determined by the Board, in the event of undue delay on the part of 

the contracting officer.

    (c) Rule 2, Notice of appeal, contents of. A notice of appeal should 

indicate that an appeal is being taken and should identify the contract 

(by number), the agency involved in the dispute, the decision from which 

the appeal is taken, and the amount in dispute, if known. The notice of 

appeal should be signed personally by the appellant (the contractor 

taking the appeal), or by the appellant's duly authorized representative 

or attorney. The complaint referred to in Rule 6 may be filed with the 

notice of appeal, or the appellant may designate the notice of appeal as 

a complaint, if it otherwise fulfills the requirements of a complaint.

    (d) Rule 3, Docketing of appeals. When a notice of appeal in any 

form has been received by the Board, it shall be docketed promptly. 

Notice in writing shall be given to the appellant with a copy of these 

rules, and to the contracting officer.

    (e) Rule 4, Preparation, content, organization, forwarding, and 

status of appeal file--(1) Duties of Contracting Officer. Within 30 days 

of receipt of an appeal, or notice that an appeal has been filed, the 

contracting officer shall assemble and transmit to the Board an appeal 

file consisting of all documents pertinent to the appeal, including:

    (i) The decision from which the appeal is taken;

    (ii) The contract including specifications and pertinent amendments, 

plans and drawings;

    (iii) All correspondence between the parties relevant to the appeal, 

including the letter or letters of claim in response to which the 

decision was issued;

    (iv) Transcripts of any testimony taken during the course of 

proceedings, and affidavits or statements of any witnesses on the matter 

in dispute made prior to the filing of the notice of appeal with the 

Board; and

    (v) Any additional information considered relevant to the appeal.



Within the same time above specified the contracting officer shall 

furnish the appellant a copy of each document he transmits to the Board, 

except those in paragraph (e)(1)(ii) of this section. As to the latter, 

a list furnished appellant indicating specific contractual documents 

transmitted will suffice.

    (2) Duties of the appellant. Within 30 days after receipt of a copy 

of the appeal file assembled by the contracting officer, the appellant 

shall transmit to the Board any documents not contained therein which he 

considers relevant to the appeal, and furnish two copies of such 

documents to the government trial attorney.

    (3) Organization of appeal file. Documents in the appeal file may be 

originals or legible facsimiles or authenticated copies, and shall be 

arranged in chronological order where practicable, numbered 

sequentially, tabbed, and indexed to identify the contents of the file.

    (4) Lengthy documents. Upon request by either party, the Board may 

waive the requirement to furnish to the other party copies of bulky, 

lengthy, or out-of-size documents in the appeal file



[[Page 175]]



when inclusion would be burdensome. At the time a party files with the 

Board a document as to which such a waiver has been granted he shall 

notify the other party that the document or a copy is available for 

inspection at the offices of the Board or of the party filing same.

    (5) Status of documents in appeal file. Documents contained in the 

appeal file are considered, without further action by the parties, as 

part of the record upon which the Board will render its decision. 

However, a party may object, for reasons stated, to consideration of a 

particular document or documents reasonably in advance of hearing or, if 

there is no hearing, of settling the record. If such objection is made 

the Board shall remove the document or documents from the appeal file 

and permit the party offering the document to move its admission as 

evidence in accordance with Rules 13 and 20.

    (6) Notwithstanding the foregoing, the filing of the Rule 4 (1) and 

(2) documents may be dispensed with by the Board either upon request of 

the appellant in his notice of appeal or thereafter upon stipulation of 

the parties.

    (f) Rule 5, Motions. (1) Any motion addressed to the jurisdiction of 

the Board shall be promptly filed. Hearing on the motion shall be 

afforded on application of either party. However, the Board may defer 

its decision on the motion pending hearing on both the merits and the 

motion. The Board shall have the right at any time and on its own 

initiative to raise the issue of its jurisdiction to proceed with a 

particular case, and shall do so by an appropriate order, affording the 

parties an opportunity to be heard thereon.

    (2) The Board may entertain and rule upon other appropriate motions.

    (g) Rule 6, Pleadings--(1) Appellant. Within 30 days after receipt 

of notice of docketing of the appeal, the appellant shall file with the 

Board an original and two copies of a complaint setting forth simple, 

concise and direct statements of each of its claims. Appellant shall 

also set forth the basis, with appropriate reference to contract 

provisions, of each claim and the dollar amount claimed, to the extent 

known. This pleading shall fulfill the generally recognized requirements 

of a complaint, although no particular form is required. Upon receipt of 

the complaint, the Board shall serve a copy of it upon the Government. 

Should the complaint not be received within 30 days, appellant's claim 

and appeal may, if in the opinion of the Board the issues before the 

Board are sufficiently defined, be deemed to set forth its complaint and 

the Government shall be so notified.

    (2) Government. Within 30 days from receipt of the complaint, or the 

aforesaid notice from the Board, the Government shall prepare and file 

with the Board an original and two copies of an answer thereto. The 

answer shall set forth simple, concise and direct statements of 

Government's defenses to each claim asserted by appellant, including any 

affirmative defenses available. Upon receipt of the answer, the Board 

shall serve a copy upon appellant. Should the answer not be received 

within 30 days, the Board may, in its discretion, enter a general denial 

on behalf of the Government, and the appellant shall be so notified.

    (h) Rule 7, Amendments of pleadings or record. The Board upon its 

own initiative or upon application by a party may order a party to make 

a more definite statement of the complaint or answer, or to reply to an 

answer. The Board may, in its discretion, and within the proper scope of 

the appeal, permit either party to amend its pleading upon conditions 

fair to both parties. When issues within the proper scope of the appeal, 

but not raised by the pleadings, are tried by express or implied consent 

of the parties, or by permission of the Board, they shall be treated in 

all respects as if they had been raised therein. In such instances, 

motions to amend the pleadings to conform to the proof may be entered, 

but are not required. If evidence is objected to at a hearing on the 

ground that it is not within the issues raised by the pleadings, it may 

be admitted within the proper scope of the appeal, provided, however, 

that the objecting party may be granted a continuance if necessary to 

enable it to meet such evidence.

    (i) Rule 8, Hearing election. After filing of the Government's 

answer or notice from the Board that it has entered



[[Page 176]]



a general denial on behalf of the Government, each party shall advise 

whether it desires a hearing as prescribed in Rules 17 through 25, or 

whether it elects to submit its case on the record without a hearing, as 

prescribed in Rule 11.

    (j) Rule 9, Prehearing briefs. Based on an examination of the 

pleadings, and its determination of whether the arguments and 

authorities addressed to the issues are adequately set forth therein, 

the Board may, in its discretion, require the parties to submit 

prehearing briefs in any case in which a hearing has been elected 

pursuant to Rule 8. If the Board does not require prehearing briefs 

either party may, in its discretion and upon appropriate and sufficient 

notice to the other party, furnish a prehearing brief to the Board. In 

any case where a prehearing brief is submitted, it shall be furnished so 

as to be received by the Board at least 15 days prior to the date set 

for hearing, and a copy shall simultaneously be furnished to the other 

party as previously arranged.

    (k) Rule 10, Prehearing or presubmission conference. (1) Whether the 

case is to be submitted pursuant to Rule 11, or heard pursuant to Rules 

17 through 25, the Board may upon its own initiative, or upon the 

application of either party, arrange a telephone conference or call upon 

the parties to appear before an administrative judge or examiner of the 

Board for a conference to consider:

    (i) Simplification, clarification, or severing of the issues;

    (ii) The possibility of obtaining stipulations, admissions, 

agreements and rulings on admissibility of documents, understandings on 

matters already of record, or similar agreements that will avoid 

unnecessary proof;

    (iii) Agreements and rulings to facilitate discovery;

    (iv) Limitation of the number of expert witnesses, or avoidance of 

similar cumulative evidence;

    (v) The possibility of agreement disposing of any or all of the 

issues in dispute; and

    (vi) Such other matters as may aid in the disposition of the appeal.

    (2) The administrative judge or examiner of the Board shall make 

such rulings and orders as may be appropriate to aid in the disposition 

of the appeal. The results of pre-trial conferences, including any 

rulings and orders, shall be reduced to writing by the administrative 

judge or examiner and this writing shall thereafter constitute a part of 

the record.

    (l) Rule 11, Submission without a hearing. Either party may elect to 

waive a hearing and to submit its case upon the record before the Board, 

as settled pursuant to Rule 13. Submission of a case without hearing 

does not relieve the parties from the necessity of proving the facts 

supporting their allegations or defenses. Affidavits, depositions, 

admissions, answers to interrogatories, and stipulations may be employed 

to supplement other documentary evidence in the Board record. The Board 

may permit such submissions to be supplemented by oral argument 

(transcribed if requested), and by briefs arranged in accordance with 

Rule 23.

    (m) Rule 12, Optional SMALL CLAIMS (EXPEDITED) and ACCELERATED 

procedures. These procedures are available solely at the election of the 

appellant.

    (1) Sub-Rule 12.1 Elections to utilize SMALL CLAIMS (EXPEDITED) and 

ACCELERATED procedures. (i) In appeals where the amount in dispute is 

$10,000 or less, the appellant may elect to have the appeal processed 

under a SMALL CLAIMS (EXPEDITED) procedure requiring decision of the 

appeal, whenever possible, within 120 days after the Board receives 

written notice of the appellant's election to utilize this procedure. 

The details of this procedure appear in sub-Rule 12.2 of this Rule. An 

appellant may elect the ACCELERATED procedure rather than the SMALL 

CLAIMS (EXPEDITED) procedure for any appeal eligible for the SMALL 

CLAIMS (EXPEDITED) procedure.

    (ii) In appeals where the amount in dispute is $50,000 or less, the 

appellant may elect to have the appeal processed under an ACCELERATED 

procedure requiring decision of the appeal, whenever possible, within 

180 days after the Board receives written notice of the appellant's 

election to utilize this procedure. The details of this procedure appear 

in sub-Rule 12.3 of this Rule.



[[Page 177]]



    (iii) The appellant's election of either the SMALL CLAIMS 

(EXPEDITED) procedure or the ACCELERATED procedure may be made by 

written notice within 60 days after receipt of notice of docketing, 

unless such period is extended by the Board for good cause. The election 

may not be withdrawn except with permission of the Board and for good 

cause.

    (2) Sub-Rule 12.2, The SMALL CLAIMS (EXPEDITED) procedure. (i) In 

cases proceeding under the SMALL CLAIMS (EXPEDITED) procedure, the 

following time periods shall apply:

    (A) Within 10 days from the Government's first receipt from either 

the appellant or the Board of a copy of the appellant's notice of 

election of the SMALL CLAIMS (EXPEDITED) procedure, the Government shall 

send the Board a copy of the contract, the contracting officer's final 

decision, and the appellant's claim letter or letters, if any; remaining 

documents required under Rule 4 shall be submitted in accordance with 

times specified in that rule unless the Board otherwise directs;

    (B) Within 15 days after the Board has acknowledged receipt of 

appellant's notice of election, the assigned administrative judge shall 

take the following actions, if feasible, in an informal meeting or a 

telephone conference with both parties: (1) Identify and simplify the 

issues; (2) establish a simplified procedure appropriate to the 

particular appeal involved; (3) determine whether either party wants a 

hearing, and if so, fix a time and place therefor; (4) require the 

Government to furnish all the additional documents relevant to the 

appeal; and (5) establish an expedited schedule for resolution of the 

appeal.

    (ii) Pleadings, discovery, and other prehearing activity will be 

allowed only as consistent with the requirement to conduct the hearing 

on the date scheduled, or if no hearing is scheduled, to close the 

record on a date that will allow decisions within the 120-day limit. The 

Board, in its discretion, may impose shortened time periods for any 

actions prescribed or allowed under these rules, as necessary to enable 

the Board to decide the appeal within the 120-day limit, allowing 

whatever time, up to 30 days, that the Board considers necessary for the 

preparation of the decision after closing the record and the filing of 

briefs, if any.

    (iii) Written decision by the Board in cases processed under the 

SMALL CLAIMS (EXPEDITED) procedure will be short and contain only 

summary findings of fact and conclusions. Decisions will be rendered for 

the Board by a single administrative judge. If there has been a hearing, 

the administrative judge presiding at the hearing may, in the judge's 

discretion, at the conclusion of the hearing and after entertaining such 

oral arguments as deemed appropriate, render on the record oral summary 

findings of fact, conclusions, and a decision of the appeal. Whenever 

such an oral decision is rendered, the Board will subsequently furnish 

the parties a typed copy of such oral decision for record and payment 

purposes and to establish the starting date for the period for filing a 

motion for reconsideration under Rule 29.

    (iv) A decision against the Government or the contractor shall have 

no value as precedent, and in the absence of fraud shall be final and 

conclusive and may not be appealed or set aside.

    (3) Sub-Rule 12.3, The ACCELERATED procedure. (i) In cases 

proceeding under the ACCELERATED procedure, the parties are encouraged, 

to the extent possible consistent with adequate presentation of their 

factual and legal positions, to waive pleadings, discovery, and briefs. 

The Board, in its discretion, may shorten time periods prescribed or 

allowed elsewhere in these Rules, including Rule 4, as necessary to 

enable the Board to decide the appeal within 180 days after the Board 

has received the appellant's notice of election of the ACCELERATED 

procedure, and may reserve 30 days for preparation of the decision.

    (ii) Written decisions by the Board in cases processed under the 

Accelerated procedure will normally be short and contain only summary 

findings of fact and conclusions. Decisions will be rendered for the 

Board by a single Administrative Judge with the concurrence of the 

Chairman or the Vice Chairman or other designated Administrative Judge, 

or by a majority among these



[[Page 178]]



two and an additional designated member in case of desagreement. 

Alternatively, in cases where the amount in dispute is $10,000 or less 

as to which the Accelerated procedure has been elected and in which 

there has been a hearing, the single Administrative Judge presiding at 

the hearing may, with the concurrence of both parties, at the conclusion 

of the hearing and after entertaining such oral arguments as he deems 

appropriate, render on the record oral summary findings of fact, 

conclusions, and a decision of the appeal. Whenever such an oral 

decision is rendered, the Board will subsequently furnish the parties a 

typed copy of such oral decision for record and payment purposes and to 

establish the date of commencement of the period for filing a motion for 

reconsideration under Rule 29.

    (4) Sub-Rule 12.4, Motions for reconsideration in Rule 12 Cases. 

Motions for Reconsideration of cases decided under either the SMALL 

CLAIMS (EXPEDITED) procedure or the ACCELERATED procedure need not be 

decided within the original 120-day or 180-day limit, but all such 

motions shall be processed and decided rapidly so as to fulfill the 

intent of this Rule.

    (n) Rule 13, Settling the record. (1) The record upon which the 

Board's decision will be rendered consists of the documents furnished 

under Rules 4 and 12, to the extent admitted in evidence, and the 

following items, if any: pleadings, prehearing conference memoranda or 

orders, prehearing briefs, depositions or interrogatories received in 

evidence, admissions, stipulations, transcripts of conferences and 

hearings, hearing exhibits, post-hearing briefs, and documents which the 

Board has specifically designated be made a part of the record. The 

record will, at all reasonable times, be available for inspection by the 

parties at the office of the Board.

    (2) Except as the Board may otherwise order in its discretion, no 

proof shall be received in evidence after completion of an oral hearing 

or, in cases submitted on the record, after notification by the Board 

that the case is ready for decision.

    (3) The weight to be attached to any evidence of record will rest 

within the sound discretion of the Board. The Board may in any case 

require either party, with appropriate notice to the other party, to 

submit additional evidence on any matter relevant to the appeal.

    (o) Rule 14, Discovery--depositions--(1) General policy and 

protective orders. The parties are encouraged to engage in voluntary 

discovery procedures. In connection with any deposition or other 

discovery procedure, the Board may make any order required to protect a 

party or person from annoyance, embarrassment, or undue burden or 

expense. Those orders may include limitations on the scope, method, time 

and place for discovery, and provisions for protecting the secrecy of 

confidential information or documents.

    (2) When depositions permitted. After an appeal has been docketed 

and complaint filed, the parties may mutually agree to, or the Board 

may, upon application of either party, order the taking of testimony of 

any person by deposition upon oral examination or written 

interrogatories before any officer authorized to administer oaths at the 

place of examination, for use as evidence or for purpose of discovery. 

The application for order shall specify whether the purpose of the 

deposition is discovery or for use as evidence.

    (3) Orders on depositions. The time, place, and manner of taking 

depositions shall be as mutually agreed by the parties, or failing such 

agreement, governed by order of the Board.

    (4) Use as evidence. No testimony taken by depositions shall be 

considered as part of the evidence in the hearing of an appeal until 

such testimony is offered and received in evidence at such hearing. It 

will not ordinarily be received in evidence if the deponent is present 

and can testify at the hearing. In such instances, however, the 

deposition may be used to contradict or impeach the testimony of the 

deponent given at the hearing. In cases submitted on the record, the 

Board may, in its discretion, receive depositions to supplement the 

record.

    (5) Expenses. Each party shall bear its own expenses associated with 

the taking of any deposition.

    (6) Subpoenas. Where appropriate, a party may request the issuance 

of a



[[Page 179]]



subpoena under the provisions of Rule 21.

    (p) Rule 15, Interrogatories to parties, admission of facts, and 

production and inspection of documents. After an appeal has been 

docketed and complaint filed with the Board, a party may serve on the 

other party: (1) Written interrogatories to be answered separately in 

writing, signed under oath and answered or objected to within 30 days 

after service; (2) a request for the admission of specified facts and/or 

the authenticity of any documents, to be answered or objected to within 

30 days after service; the factual statements and the authenticity of 

the documents to be deemed admitted upon failure of a party to respond 

to the request; and (3) a request for the production, inspection and 

copying of any documents or objects not privileged, which reasonably may 

lead to the discovery of admissible evidence, to be answered or objected 

to within 30 days after service. Any discovery engaged in under this 

Rule shall be subject to the provisions of Rule 14(1) with respect to 

general policy and protective orders, and of Rule 35 with respect to 

sanctions.

    (q) Rule 16, Service of papers other than subpoenas. Papers shall be 

served personally or by mail, addressed to the party upon whom service 

is to be made. Copies of complaints, answers and briefs shall be filed 

directly with the Board. The party filing any other paper with the Board 

shall send a copy thereof to the opposing party, noting on the paper 

filed with the Board that a copy has been so furnished. Subpoenas shall 

be served as provided in Rule 21.

    (r) Rule 17, Hearings: Where and when held. Hearings will be held at 

such places determined by the Board to best serve the interests of the 

parties and the Board. Hearings will be scheduled at the discretion of 

the Board with due consideration to the regular order of appeals, Rule 

12 requirements, and other pertinent factors. On request or motion by 

either party and for good cause, the Board may, in its discretion, 

adjust the date of a hearing.

    (s) Rule 18, Notice of hearings. The parties shall be given at least 

15 days notice of the time and place set for hearings. In scheduling 

hearings, the Board will consider the desires of the parties and the 

requirements for just and inexpensive determination of appeals without 

unnecessary delay. Notices of hearings shall be promptly acknowledged by 

the parties.

    (t) Rule 19, Unexcused absence of a party. The unexcused absence of 

a party at the time and place set for hearing will not be occasion for 

delay. In the event of such absence, the hearing will proceed and the 

case will be regarded as submitted by the absent party as provided in 

Rule 11.

    (u) Rule 20, Hearings: Nature, examination of witnesses--(1) Nature 

of hearings. Hearings shall be as informal as may be reasonable and 

appropriate under the circumstances. Appellant and the Government may 

offer such evidence as they deem appropriate and as would be admissible 

under the Federal Rules of Evidence or in the sound discretion of the 

presiding administrative judge or examiner. Stipulations of fact agreed 

upon by the parties may be regarded and used as evidence at the hearing. 

The parties may stipulate the testimony that would be given by a witness 

if the witness were present. The Board may require evidence in addition 

to that offered by the parties.

    (2) Examination of witnesses. Witnesses before the Board will be 

examined orally under oath or affirmation, unless the presiding 

administrative judge or examiner shall otherwise order. If the testimony 

of a witness is not given under oath, the Board may advise the witness 

that his statements may be subject to the provisions of title 18, United 

States Code, sections 287 and 1001, and any other provision of law 

imposing penalties for knowingly making false representations in 

connection with claims against the United States or in any matter within 

the jurisdiction of any department or agency thereof.

    (v) Rule 21, Subpoenas--(1) General. Upon written request of either 

party filed with the recorder, or on his own initiative, the 

administrative judge to whom a case is assigned or who is otherwise 

designated by the chairman may issue a subpoena requiring:

    (i) Testimony at a deposition. The deposing of a witness in the city 

or county where he resides or is employed or transacts his business in 

person, or at



[[Page 180]]



another location convenient for him that is specifically determined by 

the Board;

    (ii) Testimony at a hearing. The attendance of a witness for the 

purpose of taking testimony at a hearing; and

    (iii) Production of books and papers. In addition to paragraph 

(v)(1) (i) or (ii) of this section, the production by the witness at the 

deposition or hearing of books and papers designated in the subpoena

    (2) Voluntary cooperation. Each party is expected: (i) To cooperate 

and make available witnesses and evidence under its control as requested 

by the other party, without issuance of a subpoena, and (ii) to secure 

voluntary attendance of desired third-party witnesses and production of 

desired third-party books, papers, documents, or tangible things 

whenever possible.

    (3) Requests for subpoenas. (i) A request for subpoena shall 

normally be filed at least:

    (A) 15 days before a scheduled deposition where the attendance of a 

witness at a deposition is sought;

    (B) 30 days before a scheduled hearing where the attendance of a 

witness at a hearing is sought.



In its discretion the Board may honor requests for subpoenas not made 

within these time limitations.

    (ii) A request for a subpoena shall state the reasonable scope and 

general relevance to the case of the testimony and of any books and 

papers sought.

    (4) Requests to quash or modify. Upon written request by the person 

subpoenaed or by a party, made within 10 days after service but in any 

event not later than the time specified in the subpoena for compliance, 

the Board may: (i) Quash or modify the subpoena if it is unreasonable 

and oppressive or for other good cause shown, or (ii) require the person 

in whose behalf the subpoena was issued to advance the reasonable cost 

of producing subpoenaed books and papers. Where ciurcumstances require, 

the Board may act upon such a request at any time after a copy has been 

served upon the opposing party.

    (5) Form; issuance. (i) Every subpoena shall state the name of the 

Board and the title of the appeal, and shall command each person to whom 

it is directed to attend and give testimony, and if appropriate, to 

produce specified books and papers at a time and place therein 

specified. In issuing a subpoena to a requesting party, the 

administrative judge shall sign the subpoena and may, in his discretion, 

enter the name of the witness and otherwise leave it blank. The party to 

whom the subpoena is issued shall complete the subpoena before service.

    (ii) Where the witness is located in a foreign country, a letter 

rogatory or subpoena may be issued and served under the circumstances 

and in the manner provided in 28 U.S.C. 1781-1784.

    (6) Service. (i) The party requesting issuance of a subpoena shall 

arrange for service.

    (ii) A subpoena requiring the attendance of a witness at a 

deposition or hearing may be served at any place. A subpoena may be 

served by a United States marshal or deputy marshal, or by any other 

person who is not a party and not less than 18 years of age. Service of 

a subpoena upon a person named therein shall be made by personally 

delivering a copy to that person and tendering the fees for one day's 

attendance and the mileage provided by 28 U.S.C 1821 or other applicable 

law; however, where the subpoena is issued on behalf of the Government, 

money payments need not be tendered in advance of attendance.

    (iii) The party at whose instance a subpoena is issued shall be 

responsible for the payment of fees and mileage of the witness and of 

the officer who serves the subpoena. The failure to make payment of such 

charges on demand may be deemed by the Board as a sufficient ground for 

striking the testimony of the witness and the books or papers the 

witness has produced.

    (7) Contumacy or refusal to obey a subpoena. In case of contumacy or 

refusal to obey a subpoena by a person who resides, is found, or 

transacts business within the jurisdiction of a United States District 

Court, the Board will apply to the Court through the Attorney General of 

the United States for an order requiring the person to appear before the 

Board or a member thereof to give testimony or produce evidence or both. 

Any failure of any such person to obey the order of the Court may be



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punished by the Court as a contempt thereof.

    (w) Rule 22, Copies of papers. When books, records, papers, or 

documents have been received in evidence, a true copy thereof or of such 

part thereof as may be material or relevant may be substituted therefor, 

during the hearing or at the conclusion thereof.

    (x) Rule 23, Post-hearing briefs. Post-hearing briefs may be 

submitted upon such terms as may be directed by the presiding 

administrative judge or examiner at the conclusion of the hearing.

    (y) Rule 24, Transcript of proceedings. Testimony and argument at 

hearings shall be reported verbatim, unless the Board otherwise orders. 

Waiver of transcript may be especially suitable for hearings under sub-

rule 12.2. Transcripts or copies of the proceedings shall be supplied to 

the parties at the actual cost of duplication.

    (z) Rule 25, Withdrawal of exhibits. After a decision has become 

final the Board may, upon request and after notice to the other party, 

in its discretion permit the withdrawal of original exhibits, or any 

part thereof, by the party entitled thereto. The substitution of true 

copies of exhibits or any part thereof may be required by the Board in 

its descretion as a conditon of granting permission for such withdrawal.

    (aa) Rule 26, Representation: The Appellant. An individual appellant 

may appear before the Board in person, a corporation by one of its 

officers; and a partnership or joint venture by one of its members; or 

any of these by an attorney at law duly licensed in any state, 

commonwealth, territory, the District of Columbia, or in a foreign 

country. An attorney representing an appellant shall file a written 

notice of appearance with the Board.

    (bb) Rule 27, Representation: The Government. Government counsel 

may, in accordance with their authority, represent the interest of the 

Government before the Board. They shall file notices of appearance with 

the Board, and notice thereof will be given appellant or appellant's 

attorney in the form specified by the Board from time of time.

    (cc) Rule 28, Decisions. Decisions of the Board will be made in 

writing and authenticated copies of the decision will be forwarded 

simultaneously to both parties. The rules of the Board and all final 

orders and decisions (except those required for good cause to held 

confidential and not cited as precedents) shall be open for public 

inspection at the offices of the Board. Decisions of the Board will be 

made solely upon the record, as described in Rule 13.

    (dd) Rule 29, Motion for reconsideration. A motion for 

reconsideration may be file by either party. It shall set forth 

specifically the grounds relied upon to sustain the motion. The motion 

shall be filed within 30 days from the date of the receipt of a copy of 

the decision of the Board by the party filing the motion.

    (ee) Rule 30, Suspensions; dismissal without prejudice. The Board 

may suspend the proceedings by agreement of counsel for settlement 

discussions, or for good cause shown. In certain cases, appeals docketed 

before the Board are required to be placed in a suspense status and the 

Board is unable to proceed with disposition thereof for reasons not 

within the control of the Board. Where the suspension has continued, or 

may continue for an inordinate length of time, the Board may, in its 

discretion, dismiss such appeals from its docket without prejudice to 

their restoration when the cause of suspension has been removed. Unless 

either party or the Board acts within three years to reinstate any 

appeal dismissed without prejudice, the dismissal shall be deemed with 

prejudice.

    (ff) Rule 31, Dismissal or default for failure to prosecute or 

defend. Whenever a record discloses the failure of either party to file 

documents required by these rules, respond to notices or correspondence 

from the Board, comply with orders of the Board, or otherwise indicates 

an intention not to continue the prosecution or defense of an appeal, 

the Board may, in the case of a default by the appellant, issue an order 

to show cause why the appeal should not be dismissed or, in the case of 

a default by the Government, issue an order to show cause why the Board 

should not act thereon pursuant to Rule 35. If good



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cause is not shown, the Board may take appropriate action.

    (gg) Rule 32, Remand from court. Whenever any court remands a case 

to the Board for further proceedings, each of the parties shall, within 

20 days of such remand, submit a report to the Board recommending 

procedures to be followed so as to comply with the court's order. The 

Board shall consider the reports and enter special orders governing the 

handling of the remanded case. To the extent the court's directive and 

time limitations permit, such orders shall conform to these rules.

    (hh) Rule 33, Time, computation and extensions. (1) Where possible, 

procedural actions should be taken in less time than the maximum time 

allowed. Where appropriate and justified, however, extensions of time 

will be granted. All requests for extensions of time shall be in 

writing.

    (2) In computing any period of time, the day of the event from which 

the designated period of time begins to run shall not be included, but 

the last day of the period shall be included unless it is a Saturday, 

Sunday, or a legal holiday, in which event the period shall run to the 

end of the next business day.

    (ii) Rule 34, Ex parte communications. No member of the Board or of 

the Board's staff shall entertain, nor shall any person directly or 

indirectly involved in an appeal, submit to the Board or the Board's 

staff, off the record, any evidence, explanation, analysis, or advice, 

whether written or oral, regarding any matter at issue in an appeal. 

This provision does not apply to consultation among Board members or to 

ex parte communications concerning the Board's administrative functions 

or procedures.

    (jj) Rule 35, Sanctions. If any party fails or refuses to obey an 

order issued by the Board, the Board may then make such order as it 

considers necessary to the just and expeditious conduct of the appeal.

    (kk) Rule 36, Effective date. These rules shall apply: (1) 

Mandatorily, to all appeals relating to contracts entered into on or 

after 1 March 1979, and (2) at the contractor's election, to appeals 

relating to earlier contracts, with respect to claims pending before the 

contracting officer on 1 March 1979 or initiated thereafter.



[45 FR 19202, Mar. 24, 1980]