[Code of Federal Regulations]

[Title 33, Volume 3]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 33CFR330.1]



[Page 472-474]

 

                TITLE 33--NAVIGATION AND NAVIGABLE WATERS

 

 CHAPTER II--CORPS OF ENGINEERS, DEPARTMENT OF THE ARMY, DEPARTMENT OF 

                                 DEFENSE

 

PART 330_NATIONWIDE PERMIT PROGRAM--Table of Contents

 

Sec.  330.1  Purpose and policy.









Sec.

330.1 Purpose and policy.

330.2 Definitions.

330.3 Activities occurring before certain dates.

330.4 Conditions, limitations, and restrictions.

330.5 Issuing, modifying, suspending, or revoking nationwide permits and 

          authorizations.

330.6 Authorization by nationwide permit.



    Authority: 33 U.S.C. 401 et seq.; 33 U.S.C. 1344; 33 U.S.C. 1413.



    Source: 56 FR 59134, Nov. 22, 1991, unless otherwise noted.





    (a) Purpose. This part describes the policy and procedures used in 

the Department of the Army's nationwide permit program to issue, modify, 

suspend, or revoke nationwide permits; to identify conditions, 

limitations, and restrictions on the nationwide permits; and, to 

identify any procedures, whether required or optional, for authorization 

by nationwide permits.

    (b) Nationwide permits. Nationwide permits (NWPs) are a type of 

general permit issued by the Chief of Engineers and are designed to 

regulate with little, if any, delay or paperwork certain activities 

having minimal impacts. The NWPs are proposed, issued, modified, 

reissued (extended), and revoked from time to time after an opportunity 

for public notice and comment. Proposed NWPs or modifications to or 

reissuance of existing NWPs will be adopted only after the Corps gives 

notice and allows the public an opportunity to comment on and request a 

public hearing regarding the proposals. The Corps will give full 

consideration to all comments received prior to reaching a final 

decision.

    (c) Terms and conditions. An activity is authorized under an NWP 

only if that activity and the permittee satisfy all of the NWP's terms 

and conditions. Activities that do not qualify for authorization under 

an NWP still may be authorized by an individual or regional general 

permit. The Corps will consider unauthorized any activity requiring 

Corps authorization if that activity is under construction or completed 

and does not comply with all of the terms and conditions of an NWP, 

regional general permit, or an individual permit. The Corps will 

evaluate unauthorized activities for enforcement action under 33 CFR 

part 326. The district engineer (DE) may elect to suspend enforcement 

proceedings if the permittee modifies his project to comply with an NWP 

or a regional general permit. After considering whether a violation was 

knowing or intentional, and other indications of the need for a penalty, 

the DE can elect to terminate an enforcement proceeding with an after-

the-fact authorization under an NWP, if all terms and conditions of the 

NWP have been satisfied, either before or



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after the activity has been accomplished.

    (d) Discretionary authority. District and division engineers have 

been delegated a discretionary authority to suspend, modify, or revoke 

authorizations under an NWP. This discretionary authority may be used by 

district and division engineers only to further condition or restrict 

the applicability of an NWP for cases where they have concerns for the 

aquatic environment under the Clean Water Act section 404(b)(1) 

Guidelines or for any factor of the public interest. Because of the 

nature of most activities authorized by NWP, district and division 

engineers will not have to review every such activity to decide whether 

to exercise discretionary authority. The terms and conditions of certain 

NWPs require the DE to review the proposed activity before the NWP 

authorizes its construction. However, the DE has the discretionary 

authority to review any activity authorized by NWP to determine whether 

the activity complies with the NWP. If the DE finds that the proposed 

activity would have more than minimal individual or cumulative net 

adverse effects on the environment or otherwise may be contrary to the 

public interest, he shall modify the NWP authorization to reduce or 

eliminate those adverse effects, or he shall instruct the prospective 

permittee to apply for a regional general permit or an individual 

permit. Discretionary authority is also discussed at 33 CFR 330.4(e) and 

330.5.

    (e) Notifications. (1) In most cases, permittees may proceed with 

activities authorized by NWPs without notifying the DE. However, the 

prospective permittee should carefully review the language of the NWP to 

ascertain whether he must notify the DE prior to commencing the 

authorized activity. For NWPs requiring advance notification, such 

notification must be made in writing as early as possible prior to 

commencing the proposed activity. The permittee may presume that his 

project qualifies for the NWP unless he is otherwise notified by the DE 

within a 30-day period. The 30-day period starts on the date of receipt 

of the notification in the Corps district office and ends 30 calendar 

days later regardless of weekends or holidays. If the DE notifies the 

prospective permittee that the notification is incomplete, a new 30-day 

period will commence upon receipt of the revised notification. The 

prospective permittee may not proceed with the proposed activity before 

expiration of the 30-day period unless otherwise notified by the DE. If 

the DE fails to act within the 30-day period, he must use the procedures 

of 33 CFR 330.5 in order to modify, suspend, or revoke the NWP 

authorization.

    (2) The DE will review the notification and may add activity-

specific conditions to ensure that the activity complies with the terms 

and conditions of the NWP and that the adverse impacts on the aquatic 

environment and other aspects of the public interest are individually 

and cumulatively minimal.

    (3) For some NWPs involving discharges into wetlands, the 

notification must include a wetland delineation. The DE will review the 

notification and determine if the individual and cumulative adverse 

environmental effects are more than minimal. If the adverse effects are 

more than minimal the DE will notify the prospective permittee that an 

individual permit is required or that the prospective permittee may 

propose measures to mitigate the loss of special aquatic sites, 

including wetlands, to reduce the adverse impacts to minimal. The 

prospective permittee may elect to propose mitigation with the original 

notification. The DE will consider that proposed mitigation when 

deciding if the impacts are minimal. The DE shall add activity-specific 

conditions to ensure that the mitigation will be accomplished. If 

sufficient mitigation cannot be developed to reduce the adverse 

environmental effects to the minimal level, the DE will not allow 

authorization under the NWP and will instruct the prospective permittee 

on procedures to seek authorization under an individual permit.

    (f) Individual Applications. DEs should review all incoming 

applications for individual permits for possible eligibility under 

regional general permits or NWPs. If the activity complies with the 

terms and conditions of one or more NWP, he should verify the 

authorization and so notify the applicant.



[[Page 474]]



If the DE determines that the activity could comply after reasonable 

project modifications and/or activity-specific conditions, he should 

notify the applicant of such modifications and conditions. If such 

modifications and conditions are accepted by the applicant, verbally or 

in writing, the DE will verify the authorization with the modifications 

and conditions in accordance with 33 CFR 330.6(a). However, the DE will 

proceed with processing the application as an individual permit and take 

the appropriate action within 15 calendar days of receipt, in accordance 

with 33 CFR 325.2(a)(2), unless the applicant indicates that he will 

accept the modifications or conditions.

    (g) Authority. NWPs can be issued to satisfy the permit requirements 

of section 10 of the Rivers and Harbors Act of 1899, section 404 of the 

Clean Water Act, section 103 of the Marine Protection, Research, and 

Sanctuaries Act, or some combination thereof. The applicable authority 

will be indicated at the end of each NWP. NWPs and their conditions 

previously published at 33 CFR 330.5 and 330.6 will remain in effect 

until they expire or are modified or revoked in accordance with the 

procedures of this part.