[Code of Federal Regulations]

[Title 34, Volume 2]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 34CFR361.5]



[Page 243-254]

 

                           TITLE 34--EDUCATION

 

 CHAPTER III--OFFICE OF SPECIAL EDUCATION AND REHABILITATIVE SERVICES, 

                         DEPARTMENT OF EDUCATION

 

PART 361_STATE VOCATIONAL REHABILITATION SERVICES PROGRAM--Table of 

Contents

 

                            Subpart A_General

 

Sec.  361.5  Applicable definitions.



    (a) Definitions in EDGAR. The following terms used in this part are 

defined in 34 CFR 77.1:



Department

EDGAR

Fiscal year

Nonprofit

Private

Public

Secretary



    (b) Other definitions. The following definitions also apply to this 

part:

    (1) Act means the Rehabilitation Act of 1973, as amended (29 U.S.C. 

701 et seq.).

    (2) Administrative costs under the State plan means expenditures 

incurred in the performance of administrative functions under the 

vocational rehabilitation program carried out under this part, including 

expenses related to program planning, development, monitoring, and 

evaluation, including, but not limited to, expenses for--

    (i) Quality assurance;

    (ii) Budgeting, accounting, financial management, information 

systems, and related data processing;

    (iii) Providing information about the program to the public;

    (iv) Technical assistance and support services to other State 

agencies, private nonprofit organizations, and businesses and 

industries, except for technical assistance and support services 

described in Sec.  361.49(a)(4);

    (v) The State Rehabilitation Council and other advisory committees;

    (vi) Professional organization membership dues for designated State 

unit employees;

    (vii) The removal of architectural barriers in State vocational 

rehabilitation agency offices and State-operated rehabilitation 

facilities;

    (viii) Operating and maintaining designated State unit facilities, 

equipment, and grounds;

    (ix) Supplies;

    (x) Administration of the comprehensive system of personnel 

development described in Sec.  361.18, including personnel 

administration, administration of affirmative action plans, and training 

and staff development;

    (xi) Administrative salaries, including clerical and other support 

staff salaries, in support of these administrative functions;

    (xii) Travel costs related to carrying out the program, other than 

travel costs related to the provision of services;

    (xiii) Costs incurred in conducting reviews of determinations made 

by personnel of the designated State unit, including costs associated 

with mediation and impartial due process hearings under Sec.  361.57; 

and

    (xiv) Legal expenses required in the administration of the program.





(Authority: Section 7(1) of the Act; 29 U.S.C. 705(1))



    (3) American Indian means an individual who is a member of an Indian 

tribe.





(Authority: Section 7(19)(A) of the Act; 29 U.S.C. 705(19)(A))





[[Page 244]]





    (4) Applicant means an individual who submits an application for 

vocational rehabilitation services in accordance with Sec.  

361.41(b)(2).





(Authority: Section 12(c) of the Act; 29 U.S.C. 709(c))



    (5) Appropriate modes of communication means specialized aids and 

supports that enable an individual with a disability to comprehend and 

respond to information that is being communicated. Appropriate modes of 

communication include, but are not limited to, the use of interpreters, 

open and closed captioned videos, specialized telecommunications 

services and audio recordings, Brailled and large print materials, 

materials in electronic formats, augmentative communication devices, 

graphic presentations, and simple language materials.





(Authority: Section 12(c) of the Act; 29 U.S.C. 709(c))



    (6) Assessment for determining eligibility and vocational 

rehabilitation needs means, as appropriate in each case--

    (i)(A) A review of existing data--

    (1) To determine if an individual is eligible for vocational 

rehabilitation services; and

    (2) To assign priority for an order of selection described in Sec.  

361.36 in the States that use an order of selection; and

    (B) To the extent necessary, the provision of appropriate assessment 

activities to obtain necessary additional data to make the eligibility 

determination and assignment;

    (ii) To the extent additional data are necessary to make a 

determination of the employment outcomes and the nature and scope of 

vocational rehabilitation services to be included in the individualized 

plan for employment of an eligible individual, a comprehensive 

assessment to determine the unique strengths, resources, priorities, 

concerns, abilities, capabilities, interests, and informed choice, 

including the need for supported employment, of the eligible individual. 

This comprehensive assessment--

    (A) Is limited to information that is necessary to identify the 

rehabilitation needs of the individual and to develop the individualized 

plan of employment of the eligible individual;

    (B) Uses as a primary source of information, to the maximum extent 

possible and appropriate and in accordance with confidentiality 

requirements--

    (1) Existing information obtained for the purposes of determining 

the eligibility of the individual and assigning priority for an order of 

selection described in Sec.  361.36 for the individual; and

    (2) Information that can be provided by the individual and, if 

appropriate, by the family of the individual;

    (C) May include, to the degree needed to make such a determination, 

an assessment of the personality, interests, interpersonal skills, 

intelligence and related functional capacities, educational 

achievements, work experience, vocational aptitudes, personal and social 

adjustments, and employment opportunities of the individual and the 

medical, psychiatric, psychological, and other pertinent vocational, 

educational, cultural, social, recreational, and environmental factors 

that affect the employment and rehabilitation needs of the individual; 

and

    (D) May include, to the degree needed, an appraisal of the patterns 

of work behavior of the individual and services needed for the 

individual to acquire occupational skills and to develop work attitudes, 

work habits, work tolerance, and social and behavior patterns necessary 

for successful job performance, including the use of work in real job 

situations to assess and develop the capacities of the individual to 

perform adequately in a work environment;

    (iii) Referral, for the provision of rehabilitation technology 

services to the individual, to assess and develop the capacities of the 

individual to perform in a work environment; and

    (iv) An exploration of the individual's abilities, capabilities, and 

capacity to perform in work situations, which must be assessed 

periodically during trial work experiences, including experiences in 

which the individual is provided appropriate supports and training.





(Authority: Section 7(2) of the Act; 29 U.S.C. 705(2))





[[Page 245]]





    (7) Assistive technology device means any item, piece of equipment, 

or product system, whether acquired commercially off the shelf, 

modified, or customized, that is used to increase, maintain, or improve 

the functional capabilities of an individual with a disability.





(Authority: Section 7(3) of the Act; 29 U.S.C. 705(3))



    (8) Assistive technology service means any service that directly 

assists an individual with a disability in the selection, acquisition, 

or use of an assistive technology device, including--

    (i) The evaluation of the needs of an individual with a disability, 

including a functional evaluation of the individual in his or her 

customary environment;

    (ii) Purchasing, leasing, or otherwise providing for the acquisition 

by an individual with a disability of an assistive technology device;

    (iii) Selecting, designing, fitting, customizing, adapting, 

applying, maintaining, repairing, or replacing assistive technology 

devices;

    (iv) Coordinating and using other therapies, interventions, or 

services with assistive technology devices, such as those associated 

with existing education and rehabilitation plans and programs;

    (v) Training or technical assistance for an individual with a 

disability or, if appropriate, the family members, guardians, advocates, 

or authorized representatives of the individual; and

    (vi) Training or technical assistance for professionals (including 

individuals providing education and rehabilitation services), employers, 

or others who provide services to, employ, or are otherwise 

substantially involved in the major life functions of individuals with 

disabilities, to the extent that training or technical assistance is 

necessary to the achievement of an employment outcome by an individual 

with a disability.





(Authority: Sections 7(4) and 12(c) of the Act; 29 U.S.C. 705(4) and 

709(c))



    (9) Community rehabilitation program. (i) Community rehabilitation 

program means a program that provides directly or facilitates the 

provision of one or more of the following vocational rehabilitation 

services to individuals with disabilities to enable those individuals to 

maximize their opportunities for employment, including career 

advancement:

    (A) Medical, psychiatric, psychological, social, and vocational 

services that are provided under one management.

    (B) Testing, fitting, or training in the use of prosthetic and 

orthotic devices.

    (C) Recreational therapy.

    (D) Physical and occupational therapy.

    (E) Speech, language, and hearing therapy.

    (F) Psychiatric, psychological, and social services, including 

positive behavior management.

    (G) Assessment for determining eligibility and vocational 

rehabilitation needs.

    (H) Rehabilitation technology.

    (I) Job development, placement, and retention services.

    (J) Evaluation or control of specific disabilities.

    (K) Orientation and mobility services for individuals who are blind.

    (L) Extended employment.

    (M) Psychosocial rehabilitation services.

    (N) Supported employment services and extended services.

    (O) Services to family members if necessary to enable the applicant 

or eligible individual to achieve an employment outcome.

    (P) Personal assistance services.

    (Q) Services similar to the services described in paragraphs (A) 

through (P) of this definition.

    (ii) For the purposes of this definition, the word program means an 

agency, organization, or institution, or unit of an agency, 

organization, or institution, that provides directly or facilitates the 

provision of vocational rehabilitation services as one of its major 

functions.

    (10) Comparable services and benefits means--

    (i) Services and benefits that are--

    (A) Provided or paid for, in whole or in part, by other Federal, 

State, or local public agencies, by health insurance, or by employee 

benefits;



[[Page 246]]



    (B) Available to the individual at the time needed to ensure the 

progress of the individual toward achieving the employment outcome in 

the individual's individualized plan for employment in accordance with 

Sec.  361.53; and

    (C) Commensurate to the services that the individual would otherwise 

receive from the designated State vocational rehabilitation agency.

    (ii) For the purposes of this definition, comparable benefits do not 

include awards and scholarships based on merit.





(Authority: Sections 12(c) and 101(a)(8) of the Act; 29 U.S.C. 709(c) 

and 721(a)(8))



    (11) Competitive employment means work--

    (i) In the competitive labor market that is performed on a full-time 

or part-time basis in an integrated setting; and

    (ii) For which an individual is compensated at or above the minimum 

wage, but not less than the customary wage and level of benefits paid by 

the employer for the same or similar work performed by individuals who 

are not disabled.





(Authority: Sections 7(11) and 12(c) of the Act; 29 U.S.C. 705(11) and 

709(c))



    (12) Construction of a facility for a public or nonprofit community 

rehabilitation program means--

    (i) The acquisition of land in connection with the construction of a 

new building for a community rehabilitation program;

    (ii) The construction of new buildings;

    (iii) The acquisition of existing buildings;

    (iv) The expansion, remodeling, alteration, or renovation of 

existing buildings;

    (v) Architect's fees, site surveys, and soil investigation, if 

necessary, in connection with the construction project;

    (vi) The acquisition of initial fixed or movable equipment of any 

new, newly acquired, newly expanded, newly remodeled, newly altered, or 

newly renovated buildings that are to be used for community 

rehabilitation program purposes; and

    (vii) Other direct expenditures appropriate to the construction 

project, except costs of off-site improvements.





(Authority: Sections 7(6) and 12(c) of the Act; 29 U.S.C. 705(6) and 

709(c))



    (13) Designated State agency or State agency means the sole State 

agency, designated in accordance with Sec.  361.13(a), to administer, or 

supervise the local administration of, the State plan for vocational 

rehabilitation services. The term includes the State agency for 

individuals who are blind, if designated as the sole State agency with 

respect to that part of the plan relating to the vocational 

rehabilitation of individuals who are blind.





(Authority: Sections 7(8)(A) and 101(a)(2)(A) of the Act; 29 U.S.C. 

705(8)(A) and 721(a)(2)(A))



    (14) Designated State unit or State unit means either--

    (i) The State vocational rehabilitation bureau, division, or other 

organizational unit that is primarily concerned with vocational 

rehabilitation or vocational and other rehabilitation of individuals 

with disabilities and that is responsible for the administration of the 

vocational rehabilitation program of the State agency, as required under 

Sec.  361.13(b); or

    (ii) The State agency that is primarily concerned with vocational 

rehabilitation or vocational and other rehabilitation of individuals 

with disabilities.





(Authority: Sections 7(8)(B) and 101(a)(2)(B) of the Act; 29 U.S.C. 

705(8)(B) and 721(a)(2)(B))



    (15) Eligible individual means an applicant for vocational 

rehabilitation services who meets the eligibility requirements of Sec.  

361.42(a).





(Authority: Sections 7(20)(A) and 102(a)(1) of the Act; 29 U.S.C. 

705(20)(A) and 722(a)(1))



    (16) Employment outcome means, with respect to an individual, 

entering or retaining full-time or, if appropriate, part-time 

competitive employment, as defined in Sec.  361.5(b)(11), in the 

integrated labor market, supported employment, or any other type of 

employment in an integrated setting, including self-employment, 

telecommuting,



[[Page 247]]



or business ownership, that is consistent with an individual's 

strengths, resources, priorities, concerns, abilities, capabilities, 

interests, and informed choice.





(Authority: Sections 7(11), 12(c), 100(a)(2), and 102(b)(3)(A) of the 

Act; 29 U.S.C. 705(11), 709(c), 720(a)(2), and 722(b)(3)(A))



    (17) Establishment, development, or improvement of a public or 

nonprofit community rehabilitation program means--

    (i) The establishment of a facility for a public or nonprofit 

community rehabilitation program as defined in paragraph (b)(18) of this 

section to provide vocational rehabilitation services to applicants or 

eligible individuals;

    (ii) Staffing, if necessary to establish, develop, or improve a 

community rehabilitation program for the purpose of providing vocational 

rehabilitation services to applicants or eligible individuals, for a 

maximum period of 4 years, with Federal financial participation 

available at the applicable matching rate for the following levels of 

staffing costs:

    (A) 100 percent of staffing costs for the first year.

    (B) 75 percent of staffing costs for the second year.

    (C) 60 percent of staffing costs for the third year.

    (D) 45 percent of staffing costs for the fourth year; and

    (iii) Other expenditures related to the establishment, development, 

or improvement of a community rehabilitation program that are necessary 

to make the program functional or increase its effectiveness in 

providing vocational rehabilitation services to applicants or eligible 

individuals, but are not ongoing operating expenses of the program.





(Authority: Sections 7(12) and 12(c) of the Act; 29 U.S.C. 705(12) and 

709(c))



    (18) Establishment of a facility for a public or nonprofit community 

rehabilitation program means--

    (i) The acquisition of an existing building and, if necessary, the 

land in connection with the acquisition, if the building has been 

completed in all respects for at least 1 year prior to the date of 

acquisition and the Federal share of the cost of acquisition is not more 

than $300,000;

    (ii) The remodeling or alteration of an existing building, provided 

the estimated cost of remodeling or alteration does not exceed the 

appraised value of the existing building;

    (iii) The expansion of an existing building, provided that--

    (A) The existing building is complete in all respects;

    (B) The total size in square footage of the expanded building, 

notwithstanding the number of expansions, is not greater than twice the 

size of the existing building;

    (C) The expansion is joined structurally to the existing building 

and does not constitute a separate building; and

    (D) The costs of the expansion do not exceed the appraised value of 

the existing building;

    (iv) Architect's fees, site survey, and soil investigation, if 

necessary in connection with the acquisition, remodeling, alteration, or 

expansion of an existing building; and

    (v) The acquisition of fixed or movable equipment, including the 

costs of installation of the equipment, if necessary to establish, 

develop, or improve a community rehabilitation program.





(Authority: Sections 7(12) and 12(c) of the Act; 29 U.S.C. 705(12) and 

709(c))



    (19) Extended employment means work in a non-integrated or sheltered 

setting for a public or private nonprofit agency or organization that 

provides compensation in accordance with the Fair Labor Standards Act.





(Authority: Section 12(c) of the Act; 29 U.S.C. 709(c))



    (20) Extended services means ongoing support services and other 

appropriate services that are needed to support and maintain an 

individual with a most significant disability in supported employment 

and that are provided by a State agency, a private nonprofit 

organization, employer, or any other appropriate resource, from funds 

other than funds received under this part and 34 CFR part 363 after an 

individual with a most significant disability has made



[[Page 248]]



the transition from support provided by the designated State unit.





(Authority: Sections 7(13) and 623 of the Act; 29 U.S.C. 705(13) and 

795i)



    (21) Extreme medical risk means a probability of substantially 

increasing functional impairment or death if medical services, including 

mental health services, are not provided expeditiously.





(Authority: Sections 12(c) and 101(a)(8)(A)(i)(III) of the Act; 29 

U.S.C. 709(c) and 721(a)(8)(A)(i)(III))



    (22) Fair hearing board means a committee, body, or group of persons 

established by a State prior to January 1, 1985 that--

    (i) Is authorized under State law to review determinations made by 

personnel of the designated State unit that affect the provision of 

vocational rehabilitation services; and

    (ii) Carries out the responsibilities of the impartial hearing 

officer in accordance with the requirements in Sec.  361.57(j).





(Authority: Section 12(c) of the Act; 29 U.S.C. 709(c))



    (23) Family member, for purposes of receiving vocational 

rehabilitation services in accordance with Sec.  361.48(i), means an 

individual--

    (i) Who either--

    (A) Is a relative or guardian of an applicant or eligible 

individual; or

    (B) Lives in the same household as an applicant or eligible 

individual;

    (ii) Who has a substantial interest in the well-being of that 

individual; and

    (iii) Whose receipt of vocational rehabilitation services is 

necessary to enable the applicant or eligible individual to achieve an 

employment outcome.





(Authority: Sections 12(c) and 103(a)(17) of the Act; 29 U.S.C. 709(c) 

and 723(a)(17))



    (24) Governor means a chief executive officer of a State.





(Authority: Section 7(15) of the Act; 29 U.S.C. 705(15))



    (25) Impartial hearing officer. (i) Impartial hearing officer means 

an individual who--

    (A) Is not an employee of a public agency (other than an 

administrative law judge, hearing examiner, or employee of an 

institution of higher education);

    (B) Is not a member of the State Rehabilitation Council for the 

designated State unit;

    (C) Has not been involved previously in the vocational 

rehabilitation of the applicant or eligible individual;

    (D) Has knowledge of the delivery of vocational rehabilitation 

services, the State plan, and the Federal and State regulations 

governing the provision of services;

    (E) Has received training with respect to the performance of 

official duties; and

    (F) Has no personal, professional, or financial interest that would 

be in conflict with the objectivity of the individual.

    (ii) An individual is not considered to be an employee of a public 

agency for the purposes of this definition solely because the individual 

is paid by the agency to serve as a hearing officer.





(Authority: Section 7(16) of the Act; 29 U.S.C. 705(16))



    (26) Indian tribe means any Federal or State Indian tribe, band, 

rancheria, pueblo, colony, or community, including any Alaskan native 

village or regional village corporation (as defined in or established 

pursuant to the Alaska Native Claims Settlement Act).





(Authority: Section 7(19)(B) of the Act; 29 U.S.C. 705(19)(B))



    (27) Individual who is blind means a person who is blind within the 

meaning of applicable State law. (Authority: Section 12(c) of the Act; 

29 U.S.C. 709(c))

    (28) Individual with a disability, except as provided in Sec.  

361.5(b)(29), means an individual--

    (i) Who has a physical or mental impairment;

    (ii) Whose impairment constitutes or results in a substantial 

impediment to employment; and



[[Page 249]]



    (iii) Who can benefit in terms of an employment outcome from the 

provision of vocational rehabilitation services.





(Authority: Section 7(20)(A) of the Act; 29 U.S.C. 705(20)(A))



    (29) Individual with a disability, for purposes of Sec. Sec.  

361.5(b)(14), 361.13(a), 361.13(b)(1), 361.17(a), (b), (c), and (j), 

361.18(b), 361.19, 361.20, 361.23(b)(2), 361.29(a) and (d)(5), and 

361.51(b), means an individual--

    (i) Who has a physical or mental impairment that substantially 

limits one or more major life activities;

    (ii) Who has a record of such an impairment; or

    (iii) Who is regarded as having such an impairment.





(Authority: Section 7(20)(B) of the Act; 29 U.S.C. 705(20)(B))



    (30) Individual with a most significant disability means an 

individual with a significant disability who meets the designated State 

unit's criteria for an individual with a most significant disability. 

These criteria must be consistent with the requirements in Sec.  

361.36(d)(1) and (2).





(Authority: Sections 7(21)(E)(i) and 101(a)(5)(C) of the Act; 29 U.S.C. 

705(21)(E)(i) and 721(a)(5)(C))



    (31) Individual with a significant disability means an individual 

with a disability--

    (i) Who has a severe physical or mental impairment that seriously 

limits one or more functional capacities (such as mobility, 

communication, self-care, self-direction, interpersonal skills, work 

tolerance, or work skills) in terms of an employment outcome;

    (ii) Whose vocational rehabilitation can be expected to require 

multiple vocational rehabilitation services over an extended period of 

time; and

    (iii) Who has one or more physical or mental disabilities resulting 

from amputation, arthritis, autism, blindness, burn injury, cancer, 

cerebral palsy, cystic fibrosis, deafness, head injury, heart disease, 

hemiplegia, hemophilia, respiratory or pulmonary dysfunction, mental 

retardation, mental illness, multiple sclerosis, muscular dystrophy, 

musculo-skeletal disorders, neurological disorders (including stroke and 

epilepsy), spinal cord conditions (including paraplegia and 

quadriplegia), sickle cell anemia, specific learning disability, end-

stage renal disease, or another disability or combination of 

disabilities determined on the basis of an assessment for determining 

eligibility and vocational rehabilitation needs to cause comparable 

substantial functional limitation.





(Authority: Section 7(21)(A) of the Act; 29 U.S.C. 705(21)(A))



    (32) Individual's representative means any representative chosen by 

an applicant or eligible individual, as appropriate, including a parent, 

guardian, other family member, or advocate, unless a representative has 

been appointed by a court to represent the individual, in which case the 

court-appointed representative is the individual's representative.





(Authority: Sections 7(22) and 12(c) of the Act; 29 U.S.C. 705(22) and 

709(c))



    (33) Integrated setting,--

    (i) With respect to the provision of services, means a setting 

typically found in the community in which applicants or eligible 

individuals interact with non-disabled individuals other than non-

disabled individuals who are providing services to those applicants or 

eligible individuals;

    (ii) With respect to an employment outcome, means a setting 

typically found in the community in which applicants or eligible 

individuals interact with non-disabled individuals, other than non-

disabled individuals who are providing services to those applicants or 

eligible individuals, to the same extent that non-disabled individuals 

in comparable positions interact with other persons.





(Authority: Section 12(c) of the Act; 29 U.S.C. 709(c))



    (34) Local workforce investment board means a local workforce 

investment board established under section 117 of the Workforce 

Investment Act of 1998.





(Authority: Section 7(25) of the Act; 29 U.S.C. 705(25))





[[Page 250]]





    (35) Maintenance means monetary support provided to an individual 

for expenses, such as food, shelter, and clothing, that are in excess of 

the normal expenses of the individual and that are necessitated by the 

individual's participation in an assessment for determining eligibility 

and vocational rehabilitation needs or the individual's receipt of 

vocational rehabilitation services under an individualized plan for 

employment.





(Authority: Sections 12(c) and 103(a)(7) of the Act; 29 U.S.C. 709(c) 

and 723(a)(7))



    (i) Examples: The following are examples of expenses that would meet 

the definition of maintenance. The examples are illustrative, do not 

address all possible circumstances, and are not intended to substitute 

for individual counselor judgment.



    Example 1: The cost of a uniform or other suitable clothing that is 

required for an individual's job placement or job-seeking activities.

    Example 2: The cost of short-term shelter that is required in order 

for an individual to participate in assessment activities or vocational 

training at a site that is not within commuting distance of an 

individual's home.

    Example 3: The initial one-time costs, such as a security deposit or 

charges for the initiation of utilities, that are required in order for 

an individual to relocate for a job placement.

    Example 4: The costs of an individual's participation in enrichment 

activities related to that individual's training program.



    (ii) [Reserved]

    (36) Mediation means the act or process of using an independent 

third party to act as a mediator, intermediary, or conciliator to assist 

persons or parties in settling differences or disputes prior to pursuing 

formal administrative or other legal remedies. Mediation under the 

program must be conducted in accordance with the requirements in Sec.  

361.57(d) by a qualified and impartial mediator as defined in Sec.  

361.5(b)(43).





(Authority: Section 12(c) of the Act; 29 U.S.C. 709(c))



    (37) Nonprofit, with respect to a community rehabilitation program, 

means a community rehabilitation program carried out by a corporation or 

association, no part of the net earnings of which inures, or may 

lawfully inure, to the benefit of any private shareholder or individual 

and the income of which is exempt from taxation under section 501(c)(3) 

of the Internal Revenue Code of 1986.





(Authority: Section 7(26) of the Act; 29 U.S.C. 705(26))



    (38) Ongoing support services, as used in the definition of 

``Supported employment''

    (i) Means services that are--

    (A) Needed to support and maintain an individual with a most 

significant disability in supported employment;

    (B) Identified based on a determination by the designated State unit 

of the individual's need as specified in an individualized plan for 

employment; and

    (C) Furnished by the designated State unit from the time of job 

placement until transition to extended services, unless post-employment 

services are provided following transition, and thereafter by one or 

more extended services providers throughout the individual's term of 

employment in a particular job placement or multiple placements if those 

placements are being provided under a program of transitional 

employment;

    (ii) Must include an assessment of employment stability and 

provision of specific services or the coordination of services at or 

away from the worksite that are needed to maintain stability based on--

    (A) At a minimum, twice-monthly monitoring at the worksite of each 

individual in supported employment; or

    (B) If under specific circumstances, especially at the request of 

the individual, the individualized plan for employment provides for off-

site monitoring, twice monthly meetings with the individual;

    (iii) Consist of--

    (A) Any particularized assessment supplementary to the comprehensive 

assessment of rehabilitation needs described in paragraph (b)(6)(ii) of 

this section;

    (B) The provision of skilled job trainers who accompany the 

individual for intensive job skill training at the work site;

    (C) Job development and training;

    (D) Social skills training;



[[Page 251]]



    (E) Regular observation or supervision of the individual;

    (F) Follow-up services including regular contact with the employers, 

the individuals, the parents, family members, guardians, advocates or 

authorized representatives of the individuals, and other suitable 

professional and informed advisors, in order to reinforce and stabilize 

the job placement;

    (G) Facilitation of natural supports at the worksite;

    (H) Any other service identified in the scope of vocational 

rehabilitation services for individuals, described in Sec.  361.48; or

    (I) Any service similar to the foregoing services.





(Authority: Sections 7(27) and 12(c) of the Act; 29 U.S.C. 705(27) and 

709(c))



    (39) Personal assistance services means a range of services provided 

by one or more persons designed to assist an individual with a 

disability to perform daily living activities on or off the job that the 

individual would typically perform without assistance if the individual 

did not have a disability. The services must be designed to increase the 

individual's control in life and ability to perform everyday activities 

on or off the job. The services must be necessary to the achievement of 

an employment outcome and may be provided only while the individual is 

receiving other vocational rehabilitation services. The services may 

include training in managing, supervising, and directing personal 

assistance services.





(Authority: Sections 7(28), 102(b)(3)(B)(i)(I), and 103(a)(9) of the 

Act; 29 U.S.C. 705(28), 722(b)(3)(B)(i)(I), and 723(a)(9))



    (40) Physical and mental restoration services means--

    (i) Corrective surgery or therapeutic treatment that is likely, 

within a reasonable period of time, to correct or modify substantially a 

stable or slowly progressive physical or mental impairment that 

constitutes a substantial impediment to employment;

    (ii) Diagnosis of and treatment for mental or emotional disorders by 

qualified personnel in accordance with State licensure laws;

    (iii) Dentistry;

    (iv) Nursing services;

    (v) Necessary hospitalization (either inpatient or outpatient care) 

in connection with surgery or treatment and clinic services;

    (vi) Drugs and supplies;

    (vii) Prosthetic and orthotic devices;

    (viii) Eyeglasses and visual services, including visual training, 

and the examination and services necessary for the prescription and 

provision of eyeglasses, contact lenses, microscopic lenses, telescopic 

lenses, and other special visual aids prescribed by personnel that are 

qualified in accordance with State licensure laws;

    (ix) Podiatry;

    (x) Physical therapy;

    (xi) Occupational therapy;

    (xii) Speech or hearing therapy;

    (xiii) Mental health services;

    (xiv) Treatment of either acute or chronic medical complications and 

emergencies that are associated with or arise out of the provision of 

physical and mental restoration services, or that are inherent in the 

condition under treatment;

    (xv) Special services for the treatment of individuals with end-

stage renal disease, including transplantation, dialysis, artificial 

kidneys, and supplies; and

    (xvi) Other medical or medically related rehabilitation services.





(Authority: Sections 12(c) and 103(a)(6) of the Act; 29 U.S.C. 709(c) 

and 723(a)(6))



    (41) Physical or mental impairment means--

    (i) Any physiological disorder or condition, cosmetic disfigurement, 

or anatomical loss affecting one or more of the following body systems: 

neurological, musculo-skeletal, special sense organs, respiratory 

(including speech organs), cardiovascular, reproductive, digestive, 

genitourinary, hemic and lymphatic, skin, and endocrine; or

    (ii) Any mental or psychological disorder such as mental 

retardation, organic brain syndrome, emotional or mental illness, and 

specific learning disabilities.





(Authority: Sections 7(20)(A) and 12(c) of the Act; 29 U.S.C. 705(20)(A) 

and 709(c))



    (42) Post-employment services means one or more of the services 

identified in Sec.  361.48 that are provided subsequent



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to the achievement of an employment outcome and that are necessary for 

an individual to maintain, regain, or advance in employment, consistent 

with the individual's strengths, resources, priorities, concerns, 

abilities, capabilities, interests, and informed choice.





(Authority: Sections 12(c) and 103(a)(18) of the Act; 29 U.S.C. 709(c)) 

and 723(a)(18))



    Note to paragraph (b)(42): Post-employment services are intended to 

ensure that the employment outcome remains consistent with the 

individual's strengths, resources, priorities, concerns, abilities, 

capabilities, interests, and informed choice. These services are 

available to meet rehabilitation needs that do not require a complex and 

comprehensive provision of services and, thus, should be limited in 

scope and duration. If more comprehensive services are required, then a 

new rehabilitation effort should be considered. Post-employment services 

are to be provided under an amended individualized plan for employment; 

thus, a re-determination of eligibility is not required. The provision 

of post-employment services is subject to the same requirements in this 

part as the provision of any other vocational rehabilitation service. 

Post-employment services are available to assist an individual to 

maintain employment, e.g., the individual's employment is jeopardized 

because of conflicts with supervisors or co-workers, and the individual 

needs mental health services and counseling to maintain the employment; 

to regain employment, e.g., the individual's job is eliminated through 

reorganization and new placement services are needed; and to advance in 

employment, e.g., the employment is no longer consistent with the 

individual's strengths, resources, priorities, concerns, abilities, 

capabilities, interests, and informed choice.



    (43) Qualified and impartial mediator. (i) Qualified and impartial 

mediator means an individual who--

    (A) Is not an employee of a public agency (other than an 

administrative law judge, hearing examiner, employee of a State office 

of mediators, or employee of an institution of higher education);

    (B) Is not a member of the State Rehabilitation Council for the 

designated State unit;

    (C) Has not been involved previously in the vocational 

rehabilitation of the applicant or eligible individual;

    (D) Is knowledgeable of the vocational rehabilitation program and 

the applicable Federal and State laws, regulations, and policies 

governing the provision of vocational rehabilitation services;

    (E) Has been trained in effective mediation techniques consistent 

with any State-approved or -recognized certification, licensing, 

registration, or other requirements; and

    (F) Has no personal, professional, or financial interest that would 

be in conflict with the objectivity of the individual during the 

mediation proceedings.

    (ii) An individual serving as a mediator is not considered to be an 

employee of the designated State agency or designated State unit for the 

purposes of this definition solely because the individual is paid by the 

designated State agency or designated State unit to serve as a mediator.





(Authority: Sections 12(c) and 102(c)(4) of the Act; 29 U.S.C. 709(c) 

and 722(c)(4))



    (44) Rehabilitation engineering means the systematic application of 

engineering sciences to design, develop, adapt, test, evaluate, apply, 

and distribute technological solutions to problems confronted by 

individuals with disabilities in functional areas, such as mobility, 

communications, hearing, vision, and cognition, and in activities 

associated with employment, independent living, education, and 

integration into the community.





(Authority: Section 7(12)(c) of the Act; 29 U.S.C. 709(c))



    (45) Rehabilitation technology means the systematic application of 

technologies, engineering methodologies, or scientific principles to 

meet the needs of, and address the barriers confronted by, individuals 

with disabilities in areas that include education, rehabilitation, 

employment, transportation, independent living, and recreation. The term 

includes rehabilitation engineering, assistive technology devices, and 

assistive technology services.





(Authority: Section 7(30) of the Act; 29 U.S.C. 705(30))



    (46) Reservation means a Federal or State Indian reservation, public 

domain Indian allotment, former Indian reservation in Oklahoma, and land 

held



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by incorporated Native groups, regional corporations, and village 

corporations under the provisions of the Alaska Native Claims Settlement 

Act.





(Authority: Section 121(c) of the Act; 29 U.S.C. 741(c))



    (47) Sole local agency means a unit or combination of units of 

general local government or one or more Indian tribes that has the sole 

responsibility under an agreement with, and the supervision of, the 

State agency to conduct a local or tribal vocational rehabilitation 

program, in accordance with the State plan.





(Authority: Section 7(24) of the Act; 29 U.S.C. 705(24))



    (48) State means any of the 50 States, the District of Columbia, the 

Commonwealth of Puerto Rico, the United States Virgin Islands, Guam, 

American Samoa, and the Commonwealth of the Northern Mariana Islands.





(Authority: Section 7(32) of the Act; 29 U.S.C. 705(32))



    (49) State workforce investment board means a State workforce 

investment board established under section 111 of the Workforce 

Investment Act of 1998.





(Authority: Section 7(33) of the Act; 29 U.S.C. 705(33))



    (50) Statewide workforce investment system means a system described 

in section 111(d)(2) of the Workforce Investment Act of 1998.





(Authority: Section 7(34) of the Act; 29 U.S.C. 705(34))



    (51) State plan means the State plan for vocational rehabilitation 

services submitted under Sec.  361.10.





(Authority: Sections 12(c) and 101 of the Act; 29 U.S.C. 709(c) and 721)



    (52) Substantial impediment to employment means that a physical or 

mental impairment (in light of attendant medical, psychological, 

vocational, educational, communication, and other related factors) 

hinders an individual from preparing for, entering into, engaging in, or 

retaining employment consistent with the individual's abilities and 

capabilities.





(Authority: Sections 7(20)(A) and 12(c) of the Act; 29 U.S.C. 705(20)(A) 

and 709(c))



    (53) Supported employment means--

    (i) Competitive employment in an integrated setting, or employment 

in integrated work settings in which individuals are working toward 

competitive employment, consistent with the strengths, resources, 

priorities, concerns, abilities, capabilities, interests, and informed 

choice of the individuals with ongoing support services for individuals 

with the most significant disabilities--

    (A) For whom competitive employment has not traditionally occurred 

or for whom competitive employment has been interrupted or intermittent 

as a result of a significant disability; and

    (B) Who, because of the nature and severity of their disabilities, 

need intensive supported employment services from the designated State 

unit and extended services after transition as described in paragraph 

(b)(20) of this section to perform this work; or

    (ii) Transitional employment, as defined in paragraph (b)(54) of 

this section, for individuals with the most significant disabilities due 

to mental illness.





(Authority: Section 7(35) of the Act; 29 U.S.C. 705(35))



    (54) Supported employment services means ongoing support services 

and other appropriate services needed to support and maintain an 

individual with a most significant disability in supported employment 

that are provided by the designated State unit--

    (i) For a period of time not to exceed 18 months, unless under 

special circumstances the eligible individual and the rehabilitation 

counselor or coordinator jointly agree to extend the time to achieve the 

employment outcome identified in the individualized plan for employment; 

and

    (ii) Following transition, as post-employment services that are 

unavailable from an extended services provider and



[[Page 254]]



that are necessary to maintain or regain the job placement or advance in 

employment.





(Authority: Sections 7(36) and 12(c) of the Act; 29 U.S.C. 705(36) and 

709(c))



    (55) Transition services means a coordinated set of activities for a 

student designed within an outcome-oriented process that promotes 

movement from school to post-school activities, including postsecondary 

education, vocational training, integrated employment (including 

supported employment), continuing and adult education, adult services, 

independent living, or community participation. The coordinated set of 

activities must be based upon the individual student's needs, taking 

into account the student's preferences and interests, and must include 

instruction, community experiences, the development of employment and 

other post-school adult living objectives, and, if appropriate, 

acquisition of daily living skills and functional vocational evaluation. 

Transition services must promote or facilitate the achievement of the 

employment outcome identified in the student's individualized plan for 

employment.





(Authority: Section 7(37) and 103(a)(15) of the Act; 29 U.S.C. 705(37) 

and 723(a)(15))



    (56) Transitional employment, as used in the definition of 

``Supported employment,'' means a series of temporary job placements in 

competitive work in integrated settings with ongoing support services 

for individuals with the most significant disabilities due to mental 

illness. In transitional employment, the provision of ongoing support 

services must include continuing sequential job placements until job 

permanency is achieved.





(Authority: Sections 7(35)(B) and 12(c) of the Act; 29 U.S.C. 705(35)(B) 

and 709(c)



    (57) Transportation means travel and related expenses that are 

necessary to enable an applicant or eligible individual to participate 

in a vocational rehabilitation service, including expenses for training 

in the use of public transportation vehicles and systems.





(Authority: 103(a)(8) of the Act; 29 U.S.C. 723(a)(8))



    (i) Examples: The following are examples of expenses that would meet 

the definition of transportation. The examples are purely illustrative, 

do not address all possible circumstances, and are not intended to 

substitute for individual counselor judgment.



    Example 1: Travel and related expenses for a personal care attendant 

or aide if the services of that person are necessary to enable the 

applicant or eligible individual to travel to participate in any 

vocational rehabilitation service.

    Example 2: The purchase and repair of vehicles, including vans, but 

not the modification of these vehicles, as modification would be 

considered a rehabilitation technology service.

    Example 3: Relocation expenses incurred by an eligible individual in 

connection with a job placement that is a significant distance from the 

eligible individual's current residence.



    (ii) [Reserved]

    (58) Vocational rehabilitation services--

    (i) If provided to an individual, means those services listed in 

Sec.  361.48; and

    (ii) If provided for the benefit of groups of individuals, also 

means those services listed in Sec.  361.49.





(Authority: Sections 7(38) and 103(a) and (b) of the Act; 29 U.S.C. 

705(38), 723(a) and (b))



66 FR 4382, Jan. 17, 2001, as amended at 66 FR 7252, Jan. 22, 2001]