[Code of Federal Regulations] [Title 40, Volume 31] [Revised as of July 1, 2006] From the U.S. Government Printing Office via GPO Access [CITE: 40CFR1068.265] [Page 837] TITLE 40--PROTECTION OF ENVIRONMENT CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED) PART 1068_GENERAL COMPLIANCE PROVISIONS FOR NONROAD PROGRAMS--Table of Contents Subpart C_Exemptions and Exclusions Sec. 1068.265 What provisions apply to engines that are conditionally exempted from certification? Engines produced under an exemption for replacement engines (Sec. 1068.240) or for hardship (Sec. 1068.245, Sec. 1068.250, or Sec. 1068.255) may need to meet alternate emission standards as a condition of the exemption. The standard-setting part may similarly exempt engines from all certification requirements, or allow us to exempt engines from all certification requirements for certain cases, but require the engines to meet alternate standards. In these cases, all the following provisions apply: (a) Your engines must meet the alternate standards we specify in (or pursuant to) the exemption section, and all other requirements applicable to engines that are subject to such standards. (b) You need not apply for and receive a certificate for the exempt engines. However, you must comply with all the requirements and obligations that would apply to the engines if you had received a certificate of conformity for them, unless we specifically waive certain requirements. (c) You must have emission data from test engines using the appropriate procedures that demonstrate compliance with the alternate standards, unless the engines are identical in all material respects to engines that you have previously certified to standards that are the same as, or more stringent than, the alternate standards. (d) Unless we specify otherwise elsewhere in the standard-setting part, you must meet the labeling requirements in the standard-setting part, with the following exceptions: (1) Modify the engine-family designation by eliminating the character that identifies the model year. (2) See the provisions of the applicable exemption for appropriate language to replace the compliance statement otherwise required in the standard-setting part. (e) You may not generate emission credits for averaging, banking, or trading with engines meeting requirements under the provisions of this section. (f) Keep records to show that you meet the alternate standards, as follows: (1) If your exempted engines are identical to previously certified engines, keep your most recent application for certification for the certified engine family. (2) If you previously certified a similar engine family, but have modified the exempted engine in a way that changes it from its previously certified configuration, keep your most recent application for certification for the certified engine family, a description of the relevant changes, and any test data or engineering evaluations that support your conclusions. (3) If you have not previously certified a similar engine family, keep all the records we specify for the application for certification and any additional records the standard-setting part requires you to keep. (g) We may require you to send us an annual report of the engines you produce under this section. [70 FR 40515, July 13, 2005]