[Code of Federal Regulations]

[Title 40, Volume 31]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 40CFR1068.410]



[Page 842-843]

 

                   TITLE 40--PROTECTION OF ENVIRONMENT

 

         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)

 

PART 1068_GENERAL COMPLIANCE PROVISIONS FOR NONROAD PROGRAMS--Table of 

Contents

 

                Subpart E_Selective Enforcement Auditing

 

Sec.  1068.410  How must I select and prepare my engines?



    (a) Selecting engines. Select engines as described in the test 

order. If you are unable to select test engines this way, you may ask us 

to approve an alternate plan, as long as you make the request before you 

start selecting engines.

    (b) Assembling engines. Produce and assemble test engines using your 

normal production and assembly process for that engine family.

    (1) Notify us directly if you make any change in your production, 

assembly, or quality control processes that might affect emissions 

between the time you receive the test order and the time you finish 

selecting test engines.

    (2) If you do not fully assemble engines at the specified location, 

we will describe in the test order how to select components to finish 

assembling the engines. Assemble these components onto the test engines 

using your documented assembly and quality control procedures.

    (c) Modifying engines. Once an engine is selected for testing, you 

may adjust, repair, prepare, or modify it or check its emissions only if 

one of the following is true:

    (1) You document the need for doing so in your procedures for 

assembling and inspecting all your production engines and make the 

action routine for all the engines in the engine family.

    (2) This subpart otherwise allows your action.

    (3) We approve your action in advance.

    (d) Engine malfunction. If an engine malfunction prevents further 

emission testing, ask us to approve your decision to either repair the 

engine or delete it from the test sequence.

    (e) Setting adjustable parameters. Before any test, we may adjust or 

require you to adjust any adjustable parameter to any setting within its 

physically adjustable range.

    (1) We may adjust or require you to adjust idle speed outside the 

physically adjustable range as needed until the engine has stabilized 

emission levels (see paragraph (f) of this section). We may ask you for 

information needed to establish an alternate minimum idle speed.

    (2) We may make or specify adjustments within the physically 

adjustable range by considering their effect on emission levels, as well 

as how likely it is someone will make such an adjustment with in-use 

engines.

    (f) Stabilizing emission levels. Before you test production-line 

engines, you may operate the engine to stabilize the



[[Page 843]]



emission levels. Using good engineering judgment, operate your engines 

in a way that represents the way production engines will be used. You 

may operate each engine for no more than the greater of two periods:

    (1) 50 hours.

    (2) The number of hours you operated your emission-data engine for 

certifying the engine family (see 40 CFR part 1065, subpart E).

    (g) Damage during shipment. If shipping an engine to a remote 

facility for testing under a selective enforcement audit makes necessary 

an adjustment or repair, you must wait until after the initial emission 

test to do this work. We may waive this requirement if the test would be 

impossible or unsafe, or if it would permanently damage the engine. 

Report to us, in your written report under Sec.  1068.450, all 

adjustments or repairs you make on test engines before each test.

    (h) Shipping engines. If you need to ship engines to another 

facility for testing, make sure the test engines arrive at the test 

facility within 24 hours after being selected. You may ask that we allow 

more time if you are unable to do this.

    (i) Retesting after invalid tests. You may retest an engine if you 

determine an emission test is invalid under the standard-setting part. 

Explain in your written report reasons for invalidating any test and the 

emission results from all tests. If you retest an engine and, within ten 

days after testing, ask to substitute results of the new tests for the 

original ones, we will answer within ten days after we receive your 

information.

    (i) Retesting after invalid tests. You may retest an engine if you 

determine an emission test is invalid. Explain in your written report 

reasons for invalidating any test and the emission results from all 

tests. If you retest an engine and, within ten days after testing, ask 

to substitute results of the new tests for the original ones, we will 

answer within ten days after we receive your information.

    (j) Retesting after reaching a fail decision. You may retest your 

engines once a fail decision for the audit has been reached based on the 

first test on each engine under Sec.  1068.420(c). You may test each 

engine up to a total of three times, but you must perform the same 

number of tests on each engine. You may further operate the engine to 

stabilize emission levels before testing, subject to the provisions of 

paragraph (f) of this section. We may approve retesting at other times 

if you send us a request with satisfactory justification.



[67 FR 68347, Nov. 8, 2002, as amended at 69 FR 39270, June 29, 2004; 70 

FR 40516, July 13, 2005]