[Code of Federal Regulations]

[Title 40, Volume 9]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 40CFR63.52]



[Page 81-87]

 

                   TITLE 40--PROTECTION OF ENVIRONMENT

 

         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)

 

PART 63_NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS FOR 

SOURCE CATEGORIES--Table of Contents

 

 Subpart B_Requirements for Control Technology Determinations for Major 

 Sources in Accordance With Clean Air Act Sections, Sections 112(g) and 

                                 112(j)

 

Sec.  63.52  Approval process for new and existing affected sources.



    (a) Sources subject to section 112(j) as of the section 112(j) 

deadline. The requirements of paragraphs (a)(1) and (2) of this section 

apply to major sources that include, as of the section 112(j) deadline, 

one or more sources in a category or subcategory for which the 

Administrator has failed to promulgate an emission standard under this 

part on or before an applicable section 112(j) deadline. Existing source 

MACT requirements (including relevant compliance deadlines), as 

specified in a title V permit issued to the source pursuant to the 

requirements of the subpart, must apply to such sources.

    (1) The owner or operator must submit an application for a title V 

permit or for a revision to an existing title V



[[Page 82]]



permit or a pending title V permit meeting the requirements of Sec.  

63.53(a) by the section 112(j) deadline if the owner or operator can 

reasonably determine that one or more sources at the major source belong 

in the category or subcategory subject to section 112(j).

    (2) If an application was not submitted under paragraph (a)(1) of 

this section and if notified by the permitting authority, the owner or 

operator must submit an application for a title V permit or for a 

revision to an existing title V permit or a pending title V permit 

meeting the requirements of Sec.  63.53(a) within 30 days after being 

notified in writing by the permitting authority that one or more sources 

at the major source belong to such category or subcategory. Permitting 

authorities are not required to make such notification.

    (3) The requirements in paragraphs (a)(3)(i) through (ii) of this 

section apply when the owner or operator has obtained a title V permit 

that incorporates a case-by-case MACT determination by the permitting 

authority under section 112(g) or has submitted a title V permit 

application for a revision that incorporates a case-by-case MACT 

determination under section 112(g), but has not submitted an application 

for a title V permit revision that addresses the emission limitation 

requirements of section 112(j).

    (i) When the owner or operator has a title V permit that 

incorporates a case-by-case MACT determination by the permitting 

authority under section 112(g), the owner or operator must submit an 

application meeting the requirements of Sec.  63.53(a) for a title V 

permit revision within 30 days of the section 112(j) deadline or within 

30 days of being notified in writing by the permitting authority that 

one or more sources at the major source belong in such category or 

subcategory. Using the procedures established in paragraph (e) of this 

section, the permitting authority must determine whether the emission 

limitations adopted pursuant to the prior case-by-case MACT 

determination under section 112(g) are substantially as effective as the 

emission limitations which the permitting authority would otherwise 

adopt pursuant to section 112(j) for the source in question. If the 

permitting authority determines that the emission limitations previously 

adopted to effectuate section 112(g) are substantially as effective as 

the emission limitations which the permitting authority would otherwise 

adopt to effectuate section 112(j) for the source, then the permitting 

authority must retain the existing emission limitations in the permit as 

the emission limitations to effectuate section 112(j). The title V 

permit applicable to that source must be revised accordingly. If the 

permitting authority does not retain the existing emission limitations 

in the permit as the emission limitations to effectuate section 112(j), 

the MACT requirements of this subpart are satisfied upon issuance of a 

revised title V permit incorporating any additional section 112(j) 

requirements.

    (ii) When the owner or operator has submitted a title V permit 

application that incorporates a case-by-case MACT determination by the 

permitting authority under section 112(g), but has not received the 

permit incorporating the section 112(g) requirements, the owner or 

operator must continue to pursue a title V permit that addresses the 

emission limitation requirements of section 112(g). Within 30 days of 

issuance of that title V permit, the owner or operator must submit an 

application meeting the requirements of Sec.  63.53(a) for a change to 

the existing title V permit. Using the procedures established in 

paragraph (e) of this section, the permitting authority must determine 

whether the emission limitations adopted pursuant to the prior case-by-

case MACT determination under section 112(g) are substantially as 

effective as the emission limitations which the permitting authority 

would otherwise adopt pursuant to section 112(j) for the source in 

question. If the permitting authority determines that the emission 

limitations previously adopted to effectuate section 112(g) are 

substantially as effective as the emission limitations which the 

permitting authority would otherwise adopt to effectuate section 112(j) 

for the source, then the permitting authority must retain the existing 

emission limitations



[[Page 83]]



in the permit as the emission limitations to effectuate section 112(j). 

The title V permit applicable to that source must be revised 

accordingly. If the permitting authority does not retain the existing 

emission limitations in the permit as the emission limitations to 

effectuate section 112(j), the MACT requirements of this subpart are 

satisfied upon issuance of a revised title V permit incorporating any 

additional section 112(j) requirements.

    (b) Sources that become subject to section 112(j) after the section 

112(j) deadline and that do not have a title V permit addressing section 

112(j) requirements. The requirements of paragraphs (b)(1) through (4) 

of this section apply to sources that do not meet the criteria in 

paragraph (a) of this section on the section 112(j) deadline and are, 

therefore, not subject to section 112(j) on that date, but where events 

occur subsequent to the section 112(j) deadline that would bring the 

source under the requirements of this subpart, and the source does not 

have a title V permit that addresses the requirements of section 112(j).

    (1) When one or more sources in a category or subcategory subject to 

the requirements of this subpart are installed at a major source, or 

result in the source becoming a major source due to the installation, 

and the installation does not invoke section 112(g) requirements, the 

owner or operator must submit an application meeting the requirements of 

Sec.  63.53(a) within 30 days of startup of the source. This application 

shall be reviewed using the procedures established in paragraph (e) of 

this section. Existing source MACT requirements (including relevant 

compliance deadlines), as specified in a title V permit issued pursuant 

to the requirements of this subpart, shall apply to such sources.

    (2) The requirements in this paragraph apply when one or more 

sources in a category or subcategory subject to this subpart are 

installed at a major source, or result in the source becoming a major 

source due to the installation, and the installation does require 

emission limitations to be established and permitted under section 

112(g), and the owner or operator has not submitted an application for a 

title V permit revision that addresses the emission limitation 

requirements of section 112(j). In this case, the owner or operator must 

apply for and obtain a title V permit that addresses the emission 

limitation requirements of section 112(g). Within 30 days of issuance of 

that title V permit, the owner or operator must submit an application 

meeting the requirements of Sec.  63.53(a) for a revision to the 

existing title V permit. Using the procedures established in paragraph 

(e) of this section, the permitting authority must determine whether the 

emission limitations adopted pursuant to the prior case-by-case MACT 

determination under section 112(g) are substantially as effective as the 

emission limitations which the permitting authority would otherwise 

adopt pursuant to section 112(j) for the source in question. If the 

permitting authority determines that the emission limitations previously 

adopted to effectuate section 112(g) are substantially as effective as 

the emission limitations which the permitting authority would otherwise 

adopt to effectuate section 112(j) for the source, then the permitting 

authority must retain the existing emission limitations in the permit as 

the emission limitations to effectuate section 112(j). The title V 

permit applicable to that source must be revised accordingly. If the 

permitting authority does not retain the existing emission limitations 

in the permit as the emission limitations to effectuate section 112(j), 

the MACT requirements of this subpart are satisfied upon issuance of a 

revised title V permit incorporating any additional section 112(j) 

requirements.

    (3) The owner or operator of an area source that, due to a 

relaxation in any federally enforceable emission limitation (such as a 

restriction on hours of operation), increases its potential to emit 

hazardous air pollutants such that the source becomes a major source 

that is subject to this subpart, must submit an application meeting the 

requirements of Sec.  63.53(a) for a title V permit or for an 

application for a title V permit revision within 30 days after the date 

that such source becomes a major source. This application must be 

reviewed using the procedures established in paragraph (e) of this 

section.



[[Page 84]]



Existing source MACT requirements (including relevant compliance 

deadlines), as specified in a title V permit issued pursuant to the 

requirements of this subpart, must apply to such sources.

    (4) On or after April 5, 2002, if the Administrator establishes a 

lesser quantity emission rate under section 112(a)(1) of the Act that 

results in an area source becoming a major source that is subject to 

this subpart, then the owner or operator of such a major source must 

submit an application meeting the requirements of Sec.  63.53(a) for a 

title V permit or for a change to an existing title V permit or pending 

title V permit on or before the date 6 months after the date that such 

source becomes a major source. Existing source MACT requirements 

(including relevant compliance deadlines), as specified in a title V 

permit issued pursuant to the requirements of this subpart, shall apply 

to such sources.

    (c) Sources that have a title V permit addressing section 112(j) 

requirements. The requirements of paragraphs (c)(1) and (2) of this 

section apply to major sources that include one or more sources in a 

category or subcategory for which the Administrator fails to promulgate 

an emission standard under this part on or before an applicable section 

112(j) deadline, and the owner or operator has a permit meeting the 

section 112(j) requirements, and where changes occur at the major source 

to equipment, activities, or both, subsequent to the section 112(j) 

deadline.

    (1) If the title V permit already provides the appropriate 

requirements that address the events that occur under paragraph (c) of 

this section subsequent to the section 112(j) deadline, then the source 

must comply with the applicable new source MACT or existing source MACT 

requirements as specified in the permit, and the section 112(j) 

requirements are thus satisfied.

    (2) If the title V permit does not contain the appropriate 

requirements that address the events that occur under paragraph (c) of 

this section subsequent to the section 112(j) deadline, then the owner 

or operator must submit an application for a revision to the existing 

title V permit that meets the requirements of Sec.  63.53(a). The 

application must be submitted within 30 days of beginning construction 

and must be reviewed using the procedures established in paragraph (e) 

of this section. Existing source MACT requirements (including relevant 

compliance deadlines), as specified in a title V permit issued pursuant 

to the requirements of this subpart, shall apply to such sources.

    (d) Requests for applicability determination or notice of MACT 

approval. (1) An owner or operator who is unsure of whether one or more 

sources at a major source belong in a category or subcategory for which 

the Administrator has failed to promulgate an emission standard under 

this part may, on or before an applicable section 112(j) deadline, 

request an applicability determination from the permitting authority by 

submitting an application meeting the requirements of Sec.  63.53(a) by 

the applicable deadlines specified in paragraphs (a), (b), or (c) of 

this section.

    (2) In addition to meeting the requirements of paragraphs (a), (b), 

and (c) of this section, the owner or operator of a new affected source 

may submit an application for a Notice of MACT Approval before 

construction, pursuant to Sec.  63.54.

    (e) Permit application review. (1) Each owner or operator who is 

required to submit to the permitting authority a Part 1 MACT application 

which meets the requirements of Sec.  63.53(a) for one or more sources 

in a category or subcategory subject to section 112(j) must also submit 

to the permitting authority a timely Part 2 MACT application for the 

same sources which meets the requirements of Sec.  63.53(b). Each owner 

or operator shall submit the Part 2 MACT application for the sources in 

a particular category or subcategory no later than the applicable date 

specified in Table 1 to this subpart. The submission date specified in 

Table 1 to this subpart for Miscellaneous Organic Chemical Manufacturing 

shall apply to sources in each of the source categories listed in Table 

2 to this subpart. When the owner or operator is required by Sec. Sec.  

63.50 through 63.56 to submit an application meeting the requirements of 

Sec.  63.53(a) by a date which is after the date for a Part 2 MACT 

application for



[[Page 85]]



sources in the category or subcategory in question established by Table 

1 to this subpart, the owner or operator shall submit a Part 2 MACT 

application meeting the requirements of Sec.  63.53(b) within 60 

additional days after the applicable deadline for submission of the Part 

1 MACT application. Part 2 MACT applications must be reviewed by the 

permitting authority according to procedures established in Sec.  63.55. 

The resulting MACT determination must be incorporated into the source's 

title V permit according to procedures established under title V, and 

any other regulations approved under title V in the jurisdiction in 

which the affected source is located.

    (2) Notwithstanding paragraph (e)(1) of this section, the owner or 

operator may request either an applicability determination or an 

equivalency determination by the permitting authority as provided in 

paragraphs (e)(2)(i) and (ii) of this section.

    (i) Each owner or operator who submitted a request for an 

applicability determination pursuant to paragraph (d)(1) of this section 

on or before May 15, 2002, which remains pending before the permitting 

authority on May 30, 2003, and who still wishes to obtain such a 

determination, must resubmit that request by July 29, 2003, or by the 

date which is 60 days after the Administrator publishes in the Federal 

Register a proposed standard under section 112(d) or 112(h) of the Act 

for the category or subcategory in question, whichever is later. Each 

request for an applicability determination which is resubmitted under 

this paragraph (e)(2)(i) must be supplemented to discuss the relation 

between the source(s) in question and the applicability provision in the 

proposed standard for the category or subcategory in question, and to 

explain why there may still be uncertainties that require a 

determination of applicability. The permitting authority must take 

action upon each properly resubmitted and supplemented request for an 

applicability determination within an additional 60 days after the 

applicable deadline for the resubmitted request. If the applicability 

determination is positive, the owner or operator must submit a Part 2 

MACT application meeting the requirements of Sec.  63.53(b) by the date 

specified for the category or subcategory in question in Table 1 to this 

subpart. If the applicability determination is negative, then no further 

action by the owner or operator is necessary.

    (ii) As specified in paragraphs (a) and (b) of this section, an 

owner or operator who has submitted an application meeting the 

requirements of Sec.  63.53(a) may request a determination by the 

permitting authority of whether emission limitations adopted pursuant to 

a prior case-by-case MACT determination under section 112(g) that apply 

to one or more sources at a major source in a relevant category or 

subcategory are substantially as effective as the emission limitations 

which the permitting authority would otherwise adopt pursuant to section 

112(j) for the source in question. Such a request must be submitted by 

the date for the category or subcategory in question specified in Table 

1 to this subpart. Any owner or operator who previously submitted such a 

request under a prior version of this paragraph (e)(2)(ii) need not 

resubmit the request. Each request for an equivalency determination 

under this paragraph (e)(2)(ii), regardless of when it was submitted, 

will be construed in the alternative as a complete application for an 

equivalent emission limitation under section 112(j). The process for 

determination by the permitting authority of whether the emission 

limitations in the prior case-by-case MACT determination are 

substantially as effective as the emission limitations which the 

permitting authority would otherwise adopt under section 112(j) must 

include the opportunity for full public, EPA, and affected State review 

prior to a final determination. If the permitting authority determines 

that the emission limitations in the prior case-by-case MACT 

determination are substantially as effective as the emission limitations 

which the permitting authority would otherwise adopt under section 

112(j), then the permitting authority must adopt the existing emission 

limitations in the permit as the emission limitations to effectuate 

section 112(j) for the source in question. If more than 3 years remain 

on the current title V permit, the owner or operator must submit an 

application for a



[[Page 86]]



title V permit revision to make any conforming changes in the permit 

required to adopt the existing emission limitations as the section 

112(j) MACT emission limitations. If less than 3 years remain on the 

current title V permit, any required conforming changes must be made 

when the permit is renewed. If the permitting authority determines that 

the emission limitations in the prior case-by-case MACT determination 

under section 112(g) are not substantially as effective as the emission 

limitations which the permitting authority would otherwise adopt for the 

source in question under section 112(j), the permitting authority must 

make a new MACT determination and adopt a title V permit incorporating 

an appropriate equivalent emission limitation under section 112(j). Such 

a determination constitutes final action for purposes of judicial review 

under 40 CFR 70.4(b)(3)(x) and corresponding State title V program 

provisions.

    (3) Within 60 days of submittal of the Part 2 MACT application, the 

permitting authority must notify the owner or operator in writing 

whether the application is complete or incomplete. The Part 2 MACT 

application shall be deemed complete on the date it was submitted unless 

the permitting authority notifies the owner or operator in writing 

within 60 days of the submittal that the Part 2 MACT application is 

incomplete. A Part 2 MACT application is complete if it is sufficient to 

begin processing the application for a title V permit addressing section 

112(j) requirements. In the event that the permitting authority 

disapproves a permit application or determines that the application is 

incomplete, the owner or operator must revise and resubmit the 

application to meet the objections of the permitting authority. The 

permitting authority must specify a reasonable period in which the owner 

or operator is required to remedy the deficiencies in the disapproved or 

incomplete application. This period may not exceed 6 months from the 

date the owner or operator is first notified that the application has 

been disapproved or is incomplete.

    (4) Following submittal of a Part 1 or Part 2 MACT application, the 

permitting authority may request additional information from the owner 

or operator. The owner or operator must respond to such requests in a 

timely manner.

    (5) If the owner or operator has submitted a timely and complete 

application as required by this section, any failure to have a title V 

permit addressing section 112(j) requirements shall not be a violation 

of section 112(j), unless the delay in final action is due to the 

failure of the applicant to submit, in a timely manner, information 

required or requested to process the application. Once a complete 

application is submitted, the owner or operator shall not be in 

violation of the requirement to have a title V permit addressing section 

112(j) requirements.

    (f) Permit content. The title V permit must contain an equivalent 

emission limitation (or limitations) for the relevant category or 

subcategory determined on a case-by-case basis by the permitting 

authority, or, if the applicable criteria in subpart D of this part are 

met, the title V permit may contain an alternative emission limitation. 

For the purposes of the preceding sentence, early reductions made 

pursuant to section 112(i)(5)(A) of the Act must be achieved not later 

than the date on which the relevant standard should have been 

promulgated according to the source category schedule for standards.

    (1) The title V permit must contain an emission standard or emission 

limitation that is equivalent to existing source MACT and an emission 

standard or emission limitation that is equivalent to new source MACT 

for control of emissions of hazardous air pollutants. The MACT emission 

standards or limitations must be determined by the permitting authority 

and must be based on the degree of emission reductions that can be 

achieved if the control technologies or work practices are installed, 

maintained, and operated properly. The permit must also specify the 

affected source and the new affected source. If construction of a new 

affected source or reconstruction of an affected source commences after 

a title V permit meeting the requirements of section 112(j) has been 

issued for the



[[Page 87]]



source, the new source MACT compliance dates must apply.

    (2) The title V permit must specify any notification, operation and 

maintenance, performance testing, monitoring, and reporting and 

recordkeeping requirements. In developing the title V permit, the 

permitting authority must consider and specify the appropriate 

provisions of subpart A of this part. The title V permit must also 

include the information in paragraphs (f)(2)(i) through (iii) of this 

section.

    (i) In addition to the MACT emission limitation required by 

paragraph (f)(1) of this section, additional emission limits, production 

limits, operational limits or other terms and conditions necessary to 

ensure practicable enforceability of the MACT emission limitation.

    (ii) Compliance certifications, testing, monitoring, reporting and 

recordkeeping requirements that are consistent with requirements 

established pursuant to title V and paragraph (h) of this section.

    (iii) Compliance dates by which the owner or operator must be in 

compliance with the MACT emission limitation and all other applicable 

terms and conditions of the permit.

    (A) The owner or operator of an affected source subject to the 

requirements of this subpart must comply with the emission limitation(s) 

by the date established in the source's title V permit. In no case shall 

such compliance date be later than 3 years after the issuance of the 

permit for that source, except where the permitting authority issues a 

permit that grants an additional year to comply in accordance with 

section 112(i)(3)(B) of the Act, or unless otherwise specified in 

section 112(i), or in subpart D of this part.

    (B) The owner or operator of a new affected source, as defined in 

the title V permit meeting the requirements of section 112(j), that is 

subject to the requirements of this subpart must comply with a new 

source MACT level of control immediately upon startup of the new 

affected source.

    (g) Permit issuance dates. The permitting authority must issue a 

title V permit meeting section 112(j) requirements within 18 months 

after submittal of the complete Part 2 MACT application.

    (h) Enhanced monitoring. In accordance with section 114(a)(3) of the 

Act, monitoring shall be capable of demonstrating continuous compliance 

for each compliance period during the applicable reporting period. Such 

monitoring data shall be of sufficient quality to be used as a basis for 

directly enforcing all applicable requirements established under this 

subpart, including emission limitations.

    (i) MACT emission limitations. (1) The owner or operator of affected 

sources subject to paragraphs (a), (b), and (c) of this section must 

comply with all requirements of this subpart that are applicable to 

affected sources, including the compliance date for affected sources 

established in paragraph (f)(2)(iii)(A) of this section.

    (2) The owner or operator of new affected sources subject to 

paragraph (c)(1) of this section must comply with all requirements of 

this subpart that are applicable to new affected sources, including the 

compliance date for new affected sources established in paragraph 

(f)(2)(iii)(B) of this section.



[67 FR 16606, Apr. 5, 2002; 68 FR 32602, May 30, 2003]