[Code of Federal Regulations]

[Title 40, Volume 31]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 40CFR798.5500]



[Page 207-210]

 

                   TITLE 40--PROTECTION OF ENVIRONMENT

 

         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)

 

PART 798_HEALTH EFFECTS TESTING GUIDELINES--Table of Contents

 

                       Subpart F_Genetic Toxicity

 

Sec.  798.5500  Differential growth inhibition of repair proficient and 

repair deficient bacteria: ``Bacterial DNA damage or repair tests.''



    (a) Purpose. Bacterial DNA damage or repair tests measure DNA damage 

which is expressed as differential cell killing or growth inhibition of 

repair deficient bacteria in a set of repair proficient and deficient 

strains. These tests do not measure mutagenic events per se. They are 

used as an indication of the interaction of a chemical with genetic 

material implying the potential for genotoxicity.

    (b) Definition. Test for differential growth inhibition of repair 

proficient and repair deficient bacteria measure differences in 

chemically induced cell killing between wild-type strains with full 

repair capacity and mutant strains deficient in one or more of the 

enzymes which govern repair of damaged DNA.

    (c) Reference substances. These may include, but need not be limited 

to, chloramphenicol or methyl methanesulfonate.

    (d) Test method--(1) Principle. The tests detect agents that 

interact with cellular DNA to produce growth inhibition or killing. This 

interaction is recognized by specific cellular repair systems. The 

assays are based upon the use of paired bacterial strains that differ by 

the presence of absence of specific DNA repair genes. The response is 

expressed in the preferential inhibition of growth or the preferential 

killing of the DNA repair deficient strain since it is incapable of 

removing certain chemical lesions from its DNA.

    (2) Description. Several methods for performing the test have been 

described. Those described here are:

    (i) Tests performed on solid medium (diffusion tests).

    (ii) Tests performed in liquid culture (suspension tests).

    (3) Strain selection--(i) Designation. At the present time, 

Escherichia coli polA (W3110/p3478) or Bacillus subtilis rec (H17/M45) 

pairs are recommended. Other pairs may be utilized when appropriate.

    (ii) Preparation and storage. Stock culture preparation and storage, 

growth requirements, method of strain identification and demonstration 

of appropriate phenotypic requirements should be performed using good 

microbiological techniques and should be documented.

    (4) Bacterial growth. Good microbiological techniques should be used 

to grow fresh cultures of bacteria. The phase of growth and cell density 

should be documented and should be adequate for the experimental design.

    (5) Metabolic activation. Bacteria should be exposed to the test 

substance both in the presence and absence of an appropriate metabolic 

activation system. The most commonly used system



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is a cofactor supplemented postmitochondrial fraction prepared from the 

livers of rodents treated with enzyme inducing agents. The use of other 

species, tissues or techniques may also be appropriate.

    (6) Control groups--(i) Concurrent controls. Concurrent positive, 

negative, and vehicle controls should be included in each assay.

    (ii) Negative controls. The negative control should show 

nonpreferential growth inhibition (i.e., should affect both strains 

equally). Chloramphenicol is an example of a negative control.

    (iii) Genotype specific controls. Examples of genotype specific 

positive controls are methyl methanesulfonate for polA strains and 

mitomycin C for rec strains.

    (iv) Positive controls to ensure the efficacy of the activation 

system. The positive control reference substance for tests including a 

metabolic activation system should be selected on the basis of the type 

of activation system used in the test.

    (v) Other positive controls. Other positive control reference 

substances may be used.

    (7) Test chemicals--(i) Vehicle. Test chemicals and positive and 

negative control reference substances should be dissolved in an 

appropriate vehicle and then further diluted in vehicle for use in the 

assay.

    (ii) Exposure concentrations. The test should initially be performed 

over a broad range of concentrations. Among the criteria to be taken 

into consideration for determining the upper limits of test chemical 

concentration are cytotoxicity and solubility. Cytotoxicity of the test 

chemical may be altered in the presence of metabolic activation systems. 

For freely soluble nontoxic chemicals, the upper test chemical 

concentration should be determined on a case by case basis. Because 

results are expressed as diameters of zones of growth inhibition in the 

diffusion test, it is most important that the amounts of chemical on the 

disc (or in the wells) are exact replicates. When appropriate, a 

positive response should be confirmed by testing over a narrow range of 

concentrations.

    (e) Test performance--(1) Diffusion assay--(i) Disc diffusion 

assays. Disc diffusion assays. may be performed in two ways:

    (A) A single strain of bacteria may be added to an agar overlay or 

spread on the surface of the agar and the test chemical placed on a 

filter disc on the surface of the agar or;

    (B) DNA repair proficient and DNA repair deficient bacteria may be 

streaked in a line on the surface of the agar of the same plate and a 

disc saturated with test chemical placed on the surface of the agar in 

contact with the streaks.

    (ii) Well diffusion assays. In well diffusion assays, bacteria may 

be either added to the agar overlay or spread onto the surface of the 

agar. A solution of the test chemical is then placed into a well in the 

agar.

    (2) Suspension assays. (i) A bacterial suspension may be exposed to 

the test chemical and the number of surviving bacteria determined (as 

colony-forming units) either as a function of time of treatment or as a 

function of the concentration of test agent.

    (ii) Nonturbid suspensions of bacteria may be exposed to serial 

dilutions of the test agent and a minimal inhibitory concentration for 

each strain determined, as evidenced by the presence or absence of 

visible growth after a period of incubation.

    (iii) Paired bacterial suspensions (usually with some initial 

turbidity) may be treated with a single dose of the chemical. Positive 

results are indicated by a differential inhibition in the rate of 

increase of turbidity of the paired cultures.

    (3) Number of cultures. When using a plate diffusion procedure, at 

least two independent plates should be used at each dilution. In liquid 

suspension assays, at least two independent specimens for determination 

of the number of viable cells should be plated.

    (4) Incubation conditions. All plates in a given test should be 

incubated for the same time period. This incubation period should be for 

18 to 24 hrs at 37 [deg] C.

    (f) Data and report--(1) Treatment of results--(i) Diffusion assays. 

Results should be expressed in diameters of zones of growth inhibition 

in millimeters or as areas derived therefrom as



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mm\2\. Dose-response data, if available, should be presented using the 

same units.

    (ii) Liquid suspension assays. (A) Survival data can be presented as 

dose responses, preferably as percentage of survivors or fractional 

survival of each strain or as a relative survival (ratio) of the two 

strains.

    (B) Results can also be expressed as the concentrations required to 

effect a predetermined survival rate (e.g., D37, the dose 

permitting 37 percent survival). These data are derived from the 

survival curve. The concentration should be expressed as weight per 

volume, as moles, or as molarity.

    (C) Similarly, results can be expressed as minimal inhibitory 

concentration or as minimal lethal dose. The former is determined by the 

absence of visible growth in liquid medium and the latter is determined 

by plating dilutions onto semisolid media.

    (iii) In all tests, concentrations must be given as the final 

concentrations during the treatment. Raw data, prior to transformation, 

should be provided. These should include actual quantities measured, 

e.g., neat numbers. For measurement of diffusion, the diameters of the 

discs and/or well should be indicated and the measurements should 

indicate whether the diameter of the discs and/or well was subtracted. 

Moreover, mention should be made as to whether the test chemical gave a 

sharp, diffuse, or double-zone of growth inhibition. If it is the 

latter, the investigator should indicate whether the inner or the outer 

zone was measured.

    (iv) Viability data should be given as the actual plate counts with 

an indication of the dilution used and the volume plated or as derived 

titers (cells per ml). Transformed data alone in the absence of 

experimental data are not acceptable (i.e, ratios, differences, survival 

fraction).

    (2) Statistical evaluation. Data should be evaluated by appropriate 

statistical methods.

    (3) Interpretation of results. (i) There are several criteria for 

determining a positive result, one of which is a statistically 

significant dose-related preferential inhibition or killing of the 

repair deficient strain. Another criterion may be based upon detection 

of a reproducible and statistically significant positive response for at 

least one of the test points.

    (ii) A test substance which does not produce either a statistically 

significant dose-related preferential inhibition or killing of the 

repair deficient strain or a statistically significant and reproducible 

positive response at any one of the test points is considered not to 

interact with the genetic material of the organisms used in assay.

    (iii) Both biological and statistical significance should be 

considered together in the evaluation.

    (4) Test evaluation. DNA damage tests in bacteria do not measure DNA 

repair per se nor do they measure mutations. They measure DNA damage 

which is expressed as cell killing or growth inhibition. A positive 

result in a DNA damage test in the absence of a positive result in 

another system is difficult to evaluate in the absence of a better data 

base.

    (5) Test report. In addition to the reporting recommendations as 

specified under 40 CFR part 792, subpart J the following specific 

information should be reported:

    (i) Bacterial strains used.

    (ii) Phase of bacterial cell growth at time of use in the assay.

    (iii) Media composition.

    (iv) Details of both the protocol used to prepare the metabolic 

activation system and its use in the assay.

    (v) Treatment protocol, including doses used and rationale for dose 

selection, positive and negative controls.

    (vi) Method used for determination of degree of cell kill.

    (vii) Dose-response relationship, if applicable.

    (g) References. For additional background information on this test 

guideline the following references should be consulted:

    (1) Ames, B.N., McCann, J., Yamasaki, E. ``Methods for detecting 

carcinogens and mutagens with the Salmonella/mammalian-microsome 

mutagenicity test,'' Mutation Research, 31:347-364 (1975).

    (2) Kada, T., Sadie, Y., Tutikawa, K. ``In vitro and host-mediated 

``rec-



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assay'' procedures for screening chemical mutagens; and phloxine, a 

mutagenic red dye detected,'' Mutation Research, 16:165-174 (1972).

    (3) Leifer, Z., Kada, T., Mandel, M., Zeiger, E., Stafford, R., 

Rosenkranz, H.S. ``An evaluation of bacterial DNA repair tests for 

predicting genotoxicity and carcinogenicity: A report of the U.S. EPA's 

Gene-Tox Program,'' Mutation Research, 87:211-297 (1981).

    (4) Slater, E.E., Anderson, M.D., Rosenkranz, H.S. ``Rapid detection 

of mutagens and carcinogens.'' Cancer Research, 31:970-973 (1971).