[Code of Federal Regulations]

[Title 40, Volume 31]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 40CFR799.9410]



[Page 391-400]

 

                   TITLE 40--PROTECTION OF ENVIRONMENT

 

         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)

 

PART 799_IDENTIFICATION OF SPECIFIC CHEMICAL SUBSTANCE AND MIXTURE 

TESTING REQUIREMENTS--Table of Contents

 

                Subpart H_Health Effects Test Guidelines

 

Sec.  799.9410  TSCA chronic toxicity.



    (a) Scope--(1) Applicability. This section is intended to meet the 

testing requirement of the Toxic Substances Control Act (TSCA) (15 

U.S.C. 2601).

    (2) Source. The source material used in developing this TSCA test 

guideline is the Office of Prevention, Pesticides and Toxic Substances 

(OPPTS) harmonized test guideline 870.4100 (August 1998, final 

guidelines). This source is available at the address in paragraph (h) of 

this section

    (b) Purpose. The objective of a chronic toxicity study is to 

determine the effects of a substance in a mammalian species following 

prolonged and repeated exposure. A chronic toxicity study should 

generate data from which to identify the majority of chronic effects and 

to define long-term dose-response relationships. The design and conduct 

of chronic toxicity tests should allow for the detection of general 

toxic effects, including neurological, physiological, biochemical, and 

hematological effects and exposure-related morphological (pathological) 

effects.

    (c) Definitions. The definitions in section 3 of TSCA and in 40 CFR 

Part 792--Good Laboratory Practice Standards apply to this section. The 

following definitions also apply to this section.

    Chronic toxicity is the adverse effects occurring as a result of the 

repeated daily exposure of experimental animals to a chemical by the 

oral, dermal, or inhalation routes of exposure.

    Cumulative toxicity is the adverse effects of repeated doses 

occurring as a result of prolonged action on, or increased concentration 

of, the administered test substance or its metabolites in susceptible 

tissue.

    Dose in a chronic toxicity study is the amount of test substance 

administered daily via the oral, dermal or inhalation routes for a 

period of at least 12



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months. Dose is expressed as weight of the test substance (grams, 

milligrams) per unit body weight of test animal (milligram per 

kilogram), or as weight of the test substance in parts per million (ppm) 

in food or drinking water per day. For inhalation exposure, dose is 

expressed as weight of the test substance per unit volume of air 

(milligrams per liter) or as parts per million per day. For dermal 

exposure, dose is expressed as weight of the test substance (grams, 

milligrams) per unit body weight of the test animal (milligrams per 

kilogram) or as weight of the substance per unit of surface area 

(milligrams per square centimeter) per day.

    No-observed-effects level (NOEL) is the maximum dose used in a study 

which produces no adverse effects. The NOEL is usually expressed in 

terms of the weight of a test substance given daily per unit weight of 

test animal (milligrams per kilogram per day).

    Target organ is any organ of a test animal showing evidence of an 

effect induced by a test substance.

    (d) Limit test. If a test at one dose level of at least 1,000 mg/kg 

body weight (expected human exposure may indicate the need for a higher 

dose level), using the procedures described for this study, produces no 

observable toxic effects and if toxicity would not be expected based 

upon data of structurally related compounds, a full study using three 

dose levels might not be necessary.

    (e) Test procedures--(1) Animal selection--(i) Species and strain. 

Testing should be performed with two mammalian species, one a rodent and 

the other a nonrodent. The rat is the preferred rodent species. Commonly 

used laboratory strains must be employed.

    (ii) Age/weight. (A) Testing must be started with young healthy 

animals as soon as possible after weaning and acclimatization.

    (B) Dosing of rodents should generally begin no later than 8 weeks 

of age.

    (C) Dosing of non-rodents should begin between 4 and 6 months of age 

and in no case later than 9 months of age.

    (D) At commencement of the study, the weight variation of animals 

used should be within 20% of the mean weight for each sex.

    (E) Studies using prenatal or neonatal animals may be recommended 

under special conditions.

    (iii) Sex. (A) Equal numbers of animals of each sex should be used 

at each dose level.

    (B) Females should be nulliparous and nonpregnant.

    (iv) Numbers. (A) For rodents, at least 40 animals (20 males and 20 

females) and for nonrodents at least 8 animals (4 females and 4 males) 

should be used at each dose level and concurrent control group.

    (B) If interim sacrifices are planned, the number should be 

increased by the number of animals scheduled to be sacrificed during the 

course of the study.

    (C) The number of animals at the termination of the study must be 

adequate for a meaningful and valid statistical evaluation of chronic 

effects. The Agency must be notified if excessive early deaths or other 

problems are encountered that might compromise the integrity of the 

study.

    (D) To avoid bias, the use of adequate randomization procedures for 

the proper allocation of animals to test and control groups is required.

    (E) Each animal should be assigned a unique identification number. 

Dead animals, their preserved organs and tissues, and microscopic slides 

should be identified by reference to the unique numbers assigned.

    (v) Husbandry. (A) Rodents may be group-caged by sex, but the number 

of animals per cage must not interfere with clear observation of each 

animal. The biological properties of the test substance or toxic effects 

(e.g., morbidity, excitability) may indicate a need for individual 

caging. Rodents should be housed individually in dermal studies and 

during exposure in inhalation studies. Caging should be appropriate to 

the nonrodent species.

    (B) The temperature of the experimental animal rooms should be at 22 

3 [deg]C.

    (C) The relative humidity of the experimental animal rooms should be 

50 20%.

    (D) Where lighting is artificial, the sequence should be 12 hours 

light/12 hours dark.



[[Page 393]]



    (E) Control and test animals should be fed from the same batch and 

lot. The feed should be analyzed to assure adequacy of nutritional 

requirements of the species tested and for impurities that might 

influence the outcome of the test. Animals should be fed and watered ad 

libitum with food replaced at least weekly.

    (F) The study should not be initiated until animals have been 

allowed a period of acclimatization/quarantine to environmental 

conditions, nor should animals from outside sources be placed on test 

without an adequate period of quarantine. An acclimation period of at 

least 5 days is recommended.

    (2) Control and test substances. (i) Where necessary, the test 

substance is dissolved or suspended in a suitable vehicle. If a vehicle 

or diluent is needed it should not elicit toxic effects itself nor 

substantially alter the chemical or toxicological properties of the test 

substance. It is recommended that wherever possible the use of an 

aqueous solution be the first choice, followed by consideration of 

solution in oil, and finally, solution in other vehicles.

    (ii) One lot of the test substance should be used, if possible, 

throughout the duration of the study, and the research sample should be 

stored under conditions that maintain its purity and stability. Prior to 

the initiation of the study, there should be a characterization of the 

test substance, including the purity of the test compound, and, if 

technically feasible, the names and quantities of contaminants and 

impurities.

    (iii) If the test or control substance is to be incorporated into 

feed or another vehicle, the period during which the test substance is 

stable in such a mixture should be determined prior to the initiation of 

the study. Its homogeneity and concentration should be determined prior 

to the initiation of the study and periodically during the study. 

Statistically randomized samples of the mixture should be analyzed to 

ensure that proper mixing, formulation, and storage procedures are being 

followed, and that the appropriate concentration of the test or control 

substance is contained in the mixture.

    (3) Control groups. A concurrent control group is required. This 

group should be an untreated or sham-treated control group or, if a 

vehicle is used in administering the test substance, a vehicle control 

group. If the toxic properties of the vehicle are not known or cannot be 

made available, both untreated and vehicle control groups are required.

    (4) Satellite group. A satellite group of 40 animals (20 animals per 

sex) for rodents and 8 animals (4 animals per sex) for nonrodents may be 

treated with the high-dose level for 12 months and observed for 

reversibility, persistence, or delayed occurrence of toxic effects for a 

post-treatment of appropriate length, normally not less than 28 days. In 

addition, a control group of 40 animals (20 animals per sex) for rodents 

and 8 animals (4 animals per sex) for nonrodents should be added to the 

satellite study.

    (5) Dose levels and dose selections. (i) In chronic toxicity tests, 

it is desirable to determine a dose-response relationship as well as a 

NOEL. Therefore, at least three dose levels with a control group and, 

where appropriate, a vehicle control (corresponding to the concentration 

of the vehicle at the highest exposure level) should be used. Dose 

levels should be spaced to produce a gradation of effects. A rationale 

must be provided for the doses selected.

    (ii) The highest-dose level should elicit signs of toxicity without 

substantially altering the normal life span of the animal. The highest 

dose should be determined based on the findings from a 90-day study to 

ensure that the dose used is adequate to assess the chronic toxicity of 

the test substance. Thus, the selection of the highest dose to be tested 

is dependent upon changes observed in several toxicological parameters 

in subchronic studies. The highest dose tested need not exceed 1,000 mg/

kg/day. If dermal application of the test substance produces severe skin 

irritation, then it may be necessary either to terminate the study and 

choose a lower high-dose level or to reduce the dose level. Gross 

criteria for defining severe irritation would include ulcers, fissures, 

exudate/crust(eschar), dead tissue, or anything leading to destruction 

of the functional integrity of the epidermis (e.g. caking,



[[Page 394]]



open sores, fissuring, eschar). Histological criteria for defining 

severe irritation would include follicular and interfollicular crust, 

microulcer, mild/moderate degeneration/necrosis, moderate/marked 

epidermal edema, marked dermal edema, and marked inflammation.

    (iii) The intermediate dose levels should be spaced to produce a 

gradation of toxic effects.

    (iv) The lowest-dose level should produce no evidence of toxicity.

    (6) Administration of the test substance. The three main routes of 

administration are oral, dermal, and inhalation. The choice of the route 

of administration depends upon the physical and chemical characteristics 

of the test substance and the form typifying exposure in humans.

    (i) Oral studies. Ideally, the animals should be dosed by gavage or 

with capsules on a 7-day per week basis for a period of at least 12 

months. However, based primarily on practical considerations, dosing by 

gavage or capsules on a 5-day per week schedule is acceptable. If the 

test substance is administered via in the drinking water or mixed in the 

diet, exposure should be on a 7-day per week basis.

    (ii) Dermal studies. (A) Preparation of animal skin. Shortly before 

testing, fur should be clipped from not less than 10% of the body 

surface area for application of the test substance. In order to dose 

approximately 10% of the body surface, the area starting at the scapulae 

(shoulders) to the wing of the ileum (hipbone) and half way down the 

flank on each side of the animal should be shaved. Shaving should be 

carried out approximately 24 hours before dosing. Repeated clipping or 

shaving is usually needed at approximately weekly intervals. When 

clipping or shaving the fur, care should be taken to avoid abrading the 

skin which could alter its permeability.

    (B) Preparation of test substance. Liquid test substances are 

generally used undiluted, except as indicated in paragraph (e)(5)(ii) of 

this section. Solids should be pulverized when possible. The substance 

should be moistened sufficiently with water or, when necessary, with a 

suitable vehicle to ensure good contact with the skin. When a vehicle is 

used, the influence of the vehicle on toxicity of, and penetration of 

the skin by, the test substance should be taken into account.The volume 

of application should be kept constant, e.g., less than 100 [micro]L for 

the mouse and less than 300 [micro]L for the rat. Different 

concentrations of test solution should be prepared for different dose 

levels.

    (C) Administration of test substance. The duration of exposure 

should be at least for 12 months. Ideally, the animals should be treated 

with test substance for at least 6 hours per day on a 7-day per week 

basis. However, based on practical considerations, application on a 5-

day per week basis is acceptable. Dosing should be conducted at 

approximately the same time each day. The test substance should be 

applied uniformly over the treatment site. The surface area covered may 

be less for highly toxic substances. As much of the area should be 

covered with as thin and uniform a film as possible. For rats, the test 

substance may be held in contact with the skin with a porous gauze 

dressing and nonirritating tape if necessary. The test site should be 

further covered in a suitable manner to retain the gauze dressing plus 

test substance and to ensure that the animals cannot ingest the test 

substance. The application site should not be covered when the mouse is 

the species of choice. The test substance may be wiped from the skin 

after the six-hour exposure period to prevent ingestion.

    (iii) Inhalation studies. (A) The animals should be exposed to the 

test substance for 6 hours per day on a 7-day per week basis, for a 

period of at least 12 months. However, based primarily on practical 

considerations, exposure for 6 hours per day on a 5-day per week basis 

is acceptable.

    (B) The animals should be tested in dynamic inhalation equipment 

designed to sustain a minimum air flow of 10 air changes per hour, an 

adequate oxygen content of at least 19%, and uniform conditions 

throughout the exposure chamber. Maintenance of slight negative pressure 

inside the chamber will prevent leakage of the test substance into 

surrounding areas. It is not



[[Page 395]]



normally necessary to measure chamber oxygen concentration if airflow is 

adequate.

    (C) The selection of a dynamic inhalation chamber should be 

appropriate for the test substance and test system. When a whole body 

chamber is used, individual housing must be used to minimize crowding of 

the test animals and maximize their exposure to the test substance. To 

ensure stability of a chamber atmosphere, the total volume occupied by 

the test animals should not exceed 5% of the volume of the test chamber. 

It is recommended, but not required, that nose-only or head-only 

exposure be used for aerosol studies in order to minimize oral exposures 

due to animals licking compound off their fur. The animals should be 

acclimated and heat stress minimized.

    (D) The temperature at which the test is performed should be 

maintained at 22 2 [deg]C. The relative humidity 

should be maintained between 40-60%, but in certain instances (e.g., use 

of water vehicle) this may not be practicable.

    (E) The rate of air flow should be monitored continuously but 

recorded at least three times during the exposure.

    (F) Temperature and humidity should be monitored continuously but 

should be recorded at least every 30 min.

    (G) The actual concentrations of the test substance should be 

measured in the breathing zone. During the exposure period, the actual 

concentrations of the test substance should be held as constant as 

practicable, monitored continuously or intermittently depending on the 

method of analysis. Chamber concentration may be measured using 

gravimetric or analytical methods, as appropriate. If trial run 

measurements are reasonably consistent (10% for 

liquid aerosol, gas, or vapor; 20% for dry 

aerosol), then two measurements should be sufficient. If measurements 

are not consistent, three to four measurements should be taken. If there 

is some difficulty measuring chamber analytical concentration due to 

precipitation, nonhomogeneous mixtures, volatile components, or other 

factors, additional analysis of inert components may be necessary.

    (H) During the development of the generating system, particle size 

analysis should be performed to establish the stability of aerosol 

concentrations with respect to particle size. The mass median 

aerodynamic diameter (MMAD) particle size range should be between 1-3 

[micro]m. The particle size of hygroscopic materials should be small 

enough when dry to assure that the size of the swollen particle will 

still be within the 1-3 [micro]m range. Measurements of aerodynamic 

particle size in the animal's breathing zone should be measured during a 

trial run. If MMAD values for each exposure level are within 10% of each 

other, then two measurements during the exposures should be sufficient. 

If pretest measurements are not within 10% of each other, three to four 

measurements should be taken.

    (I) Feed should be withheld during exposure. Water may also be 

withheld during exposure.

    (7) Observation period. (i) Animals should be observed for a period 

of at least 12 months.

    (ii) Animals in a satellite group (if used) scheduled for follow-up 

observations should be kept for at least 28 days further without 

treatment to detect recovery from, or persistence of, toxic effects.

    (8) Observation of animals. (i) Observations should be made at least 

twice each day for morbidity and mortality. Appropriate actions should 

be taken to minimize loss of animals to the study (e.g., necropsy or 

refrigeration of those animals found dead and isolation or sacrifice of 

weak or moribund animals). General clinical observations should be made 

at least once a day, preferably at the same time each day, taking into 

consideration the peak period of anticipated effects after dosing. The 

clinical condition of the animal should be recorded.

    (ii) A careful clinical examination should be made at least once 

prior to the initiation of treatment (to allow for within subject 

comparisons) and once weekly during treatment in all animals. These 

observations should be made outside the home cage, preferably in a 

standard arena, and at similar times on each occasion. Effort should be 

made to ensure that variations in the observation conditions



[[Page 396]]



are minimal. Observations should be detailed and carefully recorded, 

preferably using scoring systems, explicitly defined by the testing 

laboratory. Signs noted should include, but not be limited to, changes 

in skin, fur, eyes, mucous membranes, occurrence of secretions and 

excretions and autonomic activity (e.g., lacrimation, piloerection, 

pupil size, unusual respiratory pattern). Changes in gait, posture and 

response to handling as well as the presence of clonic or tonic 

movements, stereotypies (e.g., excessive grooming, repetitive circling) 

or bizarre behavior (e.g., self-mutilation, walking backwards) should be 

recorded.

    (iii) Once, near the end of the first year of the exposure period 

and in any case not earlier than in month 11, assessment of motor 

activity, grip strength, and sensory reactivity to stimuli of different 

types (e.g., visual, auditory, and proprioceptive stimuli) should be 

conducted in rodents. Further details of the procedures that could be 

followed are described in the references listed under paragraphs (h)(2), 

(h)(7), (h)(8), and (h)(11) of this section.

    (iv) Functional observations conducted towards the end of the study 

may be omitted when data on functional observations are available from 

other studies and the daily clinical observations did not reveal any 

functional deficits.

    (v) Exceptionally, functional observations may be omitted for groups 

that otherwise reveal signs of toxicity to an extent that would 

significantly interfere with functional test performance.

    (vi) Body weights should be recorded individually for all animals 

once prior to the administration of the test substance, once a week 

during the first 13 weeks of study and at least once every 4 weeks 

thereafter, unless signs of clinical toxicity suggest more frequent 

weighing to facilitate monitoring of health status.

    (vii) Measurements of feed consumption should be determined weekly 

during the first 13 weeks of the study and at approximately monthly 

intervals thereafter unless health status or body weight changes dictate 

otherwise. Measurements of water consumption should be determined at the 

same intervals if the test substance is administered in the drinking 

water.

    (viii) Moribund animals should be removed and sacrificed when 

noticed and the time of death should be recorded as precisely as 

possible. All survivors should be sacrificed at the end of the study 

period.

    (9) Clinical pathology. Hematology, clinical chemistry, and 

urinalysis should be performed on 10 rats per sex per group, and on all 

nonrodents. In rodents, the parameters should be examined at 

approximately 6 month intervals during the conduct of the study and at 

termination. If possible, these collections should be from the same 

animals at each interval. In nonrodents, the parameters should be 

examined once or twice prior to initiation of treatment, at 6-month 

intervals during the conduct of the study, and at termination. If 

hematological and biochemical effects were seen in the subchronic study, 

testing should also be performed at 3 months. Overnight fasting of 

animals prior to blood sampling is recommended.

    (i) Hematology. The recommended parameters are red blood cell count, 

hemoglobin concentration, hematocrit, mean corpuscular volume, mean 

corpuscular hemoglobin, and mean corpuscular hemoglobin concentration, 

white blood cell count, differential leukocyte count, platelet count, 

and a measure of clotting potential, such as prothrombin time or 

activated partial thromboplastin time.

    (ii) Clinical chemistry. (A) Parameters which are considered 

appropriate to all studies are electrolyte balance, carbohydrate 

metabolism, and liver and kidney function. The selection of specific 

tests will be influenced by observations on the mode of action of the 

substance and signs of clinical toxicity.

    (B) The recommended clinical chemistry determinations are potassium, 

sodium, calcium (nonrodent), phosphorus (nonrodent), chloride 

(nonrodent), glucose, total cholesterol, urea nitrogen, creatinine, 

total protein, total bilirubin (nonrodent), and albumin. More than two 

hepatic enzymes, (such as alanine aminotransferase, aspartate 

aminotransferase, alkaline phosphatase, sorbitol dehydrogenase, or



[[Page 397]]



gamma glutamyl transpeptidase) should also be measured. Measurements of 

additional enzymes (of hepatic or other origin) and bile acids, may also 

be useful.

    (C) If a test chemical has an effect on the hematopoietic system, 

reticulocyte counts and bone marrow cytology may be indicated.

    (D) Other determinations that should be carried out if the test 

chemical is known or suspected of affecting related measures include 

calcium, phosphorus, fasting triglycerides, hormones, methemoglobin, and 

cholinesterases.

    (iii) Urinalysis. Urinalysis for rodents should be performed at the 

end of the study using timed urine collection. Urinalysis for nonrodents 

should be performed prior to treatment, midway through treatment and at 

the end of the study using timed urine collection. Urinalysis 

determinations include: appearance, volume, osmolality or specific 

gravity, pH, protein, glucose, and blood/blood cells.

    (10) Ophthalmological examination. Examinations should be made of 

all animals using an ophthalmoscope or equivalent device prior to the 

administration of the test substance and at termination of the study on 

10 rats of each sex in the high-dose and control groups and preferably 

in all nonrodents, but at least the control and high-dose groups should 

be examined. If changes in eyes are detected, all animals should be 

examined.

    (11) Gross necropsy. (i) All animals should be subjected to a full 

gross necropsy which includes examination of the external surface of the 

body, all orifices, and the cranial, thoracic and abdominal cavities and 

their contents.

    (ii) At least the liver, kidneys, adrenals, testes, epididymides, 

ovaries, uterus, nonrodent thyroid (with parathyroid), spleen, brain, 

and heart should be weighed wet as soon as possible after dissection to 

avoid drying. The lungs should be weighed if the test substance is 

administered by the inhalation route.

    (iii) The following organs and tissues, or representative samples 

thereof, should be preserved in a suitable medium for possible future 

histopathological examination:

    (A) Digestive system--salivary glands, esophagus, stomach, duodenum, 

jejunum, ileum, cecum, colon, rectum, liver, pancreas, gallbladder (when 

present).

    (B) Nervous system--brain (multiple sections, including cerebrum, 

cerebellum and medulla/pons), pituitary, peripheral nerve (sciatic or 

tibial, preferably in close proximity to the muscle), spinal cord (three 

levels, cervical, mid-thoracic and lumbar), eyes (retina, optic nerve).

    (C) Glandular system--adrenals, parathyroid, thyroid.

    (D) Respiratory system--trachea, lungs, pharynx, larynx, nose.

    (E) Cardiovascular/hematopoietic system--aorta, heart, bone marrow 

(and/or fresh aspirate), lymph nodes (preferably one lymph node covering 

the route of administration and another one distant from the route of 

administration to cover systemic effects), spleen.

    (F) Urogenital system--kidneys, urinary bladder, prostate, testes, 

epididymides, seminal vesicle(s), uterus, ovaries, female mammary gland.

    (G) Other--all gross lesions and masses, skin.

    (iv) In inhalation studies, the entire respiratory tract, including 

nose, pharynx, larynx, and paranasal sinuses should be examined and 

preserved. In dermal studies, skin from treated and adjacent control 

skin sites should be examined and preserved.

    (v) Inflation of lungs and urinary bladder with a fixative is the 

optimal method for preservation of these tissues. The proper inflation 

and fixation of the lungs in inhalation studies is considered essential 

for appropriate and valid histopathological examination.

    (vi) Information from clinical pathology and other in-life data 

should be considered before microscopic examination, since they may 

provide significant guidance to the pathologist.

    (12) Histopathology. (i) The following histopathology should be 

performed:

    (A) Full histopathology on the organs and tissues (listed under 

paragraph (e)(11)(iii) of this section) of all rodents and nonrodents in 

the control and high-dose groups, and all rodents



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and nonrodents that died or were sacrificed during the study. The 

examination should be extended to all animals in all dosage groups if 

treatment-related changes are observed in the high-dose group.

    (B) All gross lesions in all animals.

    (C) Target tissues in all animals.

    (ii) If the results show substantial alteration of the animal's 

normal life span, or other effects that might compromise the 

significance of the data, the next lower levels should be examined fully 

as described in paragraph (e)(12)(i) of this section.

    (iii) An attempt should be made to correlate gross observations with 

microscopic findings.

    (iv) Tissues and organs designated for microscopic examination 

should be fixed in 10% buffered formalin or a recognized suitable 

fixative as soon as necropsy is performed and no less than 48 hours 

prior to trimming.

    (f) Data and reporting--(1) Treatment of results. (i) Data should be 

summarized in tabular form, showing for each test group the number of 

animals at the start of the test, the number of animals showing lesions, 

the types of lesions and the percentage of animals displaying each type 

of lesion.

    (ii) When applicable, all observed results (quantitative and 

qualitative) should be evaluated by an appropriate statistical method. 

Any generally accepted statistical methods may be used; the statistical 

methods including significance criteria should be selected during the 

design of the study.

    (2) Evaluation of study results. The findings of a chronic toxicity 

study should be evaluated in conjunction with the findings of preceding 

studies and considered in terms of the toxic effects as well as the 

necropsy and histopathological findings. The evaluation will include the 

relationship between the dose of the test substance and the presence, 

incidence, and severity of abnormalities (including behavioral and 

clinical abnormalities), gross lesions, identified target organs, body 

weight changes, effects on mortality and any other general or specific 

toxic effects.

    (3) Test report. In addition to the reporting requirements specified 

under EPA Good Laboratory Practice Standards at 40 CFR part 792, subpart 

J, the following specific information must be reported:

    (i) Test substance characterization should include:

    (A) Chemical identification.

    (B) Lot or batch number.

    (C) Physical properties.

    (D) Purity/impurities.

    (ii) Identification and composition of any vehicle used.

    (iii) Test system should contain data on:

    (A) Species and strain of animals used and rationale for selection 

if other than that recommended.

    (B) Age including body weight data and sex.

    (C) Test environment including cage conditions, ambient temperature, 

humidity, and light/dark periods.

    (D) Identification of animal diet.

    (E) Acclimation period.

    (iv) Test procedure should include the following data:

    (A) Method of randomization used.

    (B) Full description of experimental design and procedure.

    (C) Dose regimen including levels, methods, and volume.

    (v) Test results.

    (A) Group animal data. Tabulation of toxic response data by species, 

strain, sex and exposure level for:

    (1) Number of animals exposed.

    (2) Number of animals showing signs of toxicity.

    (3) Number of animals dying.

    (B) Individual animal data. Data should be presented as summary 

(group mean) as well as for individual animals.

    (1) Time of death during the study or whether animals survived to 

termination.

    (2) Time of observation of each abnormal sign and its subsequent 

course.

    (3) Body weight data.

    (4) Feed and water (if collected) consumption data.

    (5) Achieved dose (mg/kg/day) as a time-weighted average if the test 

substance is administered in the diet or drinking water.

    (6) Results of ophthalmological examinations.

    (7) Results of hematological tests performed.



[[Page 399]]



    (8) Results of clinical chemistry tests performed.

    (9) Urinalysis tests performed and results.

    (10) Results of observations made.

    (11) Necropsy findings, including absolute and relative (to body 

weight) organ weight data.

    (12) Detailed description of all histopathological findings.

    (13) Statistical treatment of results, where appropriate.

    (vi) In addition, for inhalation studies the following should be 

reported:

    (A) Test conditions. The following exposure conditions must be 

reported:

    (1) Description of exposure apparatus including design, type, 

dimensions, source of air, system for generating particulate and 

aerosols, method of conditioning air, treatment of exhaust air and the 

method of housing the animals in a test chamber.

    (2) The equipment for measuring temperature, humidity, and 

particulate aerosol concentrations and size should be described.

    (B) Exposure data. These data should be tabulated and presented with 

mean values and a measure of variability (e.g., standard deviation) and 

should include:

    (1) Airflow rates through the inhalation equipment.

    (2) Temperature and humidity of air.

    (3) Actual (analytical or gravimetric) concentration in the 

breathing zone.

    (4) Nominal concentration (total amount of test substance fed into 

the inhalation equipment divided by volume of air).

    (5) Particle size distribution, calculated MMAD, and geometric 

standard deviation.

    (6) Explanation as to why the desired chamber concentration and/or 

particle size could not be achieved (if applicable) and the efforts 

taken to comply with this aspect of the guidelines.

    (g) Quality control. A system should be developed and maintained to 

assure and document adequate performance of laboratory staff and 

equipment. The study must be conducted in compliance with 40 CFR Part 

792--Good Laboratory Practice Standards.

    (h) References. For additional background information on this test 

guideline, the following references should be consulted. These 

references are available for inspection at the TSCA Nonconfidential 

Information Center, Rm. NE-B607, Environmental Protection Agency, 401 M 

St., SW., Washington, DC, 12 noon to 4 p.m., Monday through Friday, 

except legal holidays.

    (1) Benitz, K.F. Measurement of Chronic Toxicity. Methods of 

Toxicology. Ed. G.E. Paget. Blackwell, Oxford. pp. 82-131 (1970).

    (2) Crofton K.M., Howard J.L., Moser V.C., Gill M.W., Leiter L.W., 

Tilson H.A., MacPhail, R.C. Interlaboratory Comparison of Motor Activity 

Experiments: Implication for Neurotoxicological Assessments. 

Neurotoxicol. Teratol. 13, 599-609. (1991)

    (3) D'Aguanno, W. Drug Safety Evaluation-Pre-Clinical 

Considerations. Industrial Pharmacology: Neuroleptic. Vol. I, Ed. S. 

Fielding and H. Lal. Futura, Mt. Kisco, NY. pp. 317-332 (1974).

    (4) Fitzhugh, O.G. Chronic Oral Toxicity, Appraisal of the Safety of 

Chemicals in Foods, Drugs and Cosmetics. The Association of Food and 

Drug Officials of the United States. pp. 36-45 (1959, 3rd Printing 

1975).

    (5) Gad S.C. A Neuromuscular Screen for Use in Industrial 

Toxicology. Journal of Toxicology and Environmental Health. 9, 691-704. 

(1982)

    (6) Goldenthal, E.I. and D'Aguanno, W. Evaluation of Drugs, 

Appraisal of the Safety of Chemicals in Foods, Drugs, and Cosmetics. The 

Association of Food and Drug Officials of the United States. pp. 60-67 

(1959, 3rd Printing 1975).

    (7) Meyer O.A., Tilson H.A., Byrd W.C., Riley M.T. A Method for the 

Routine Assessment of Fore- and Hind-Limb Grip Strength of Rats and 

Mice. Neurobehav. Toxicol. 1, 233-236. (1979)

    (8) Moser V.C., McDaniel K.M., Phillips P.M. Rat Strain and Stock 

Comparisons using a Functional Observational Battery: Baseline Values 

and Effects of Amitraz. Toxicol. Appl. Pharmacol. 108, 267-283 (1991)

    (9) Organization for Economic Cooperation and Development. 

Guidelines for Testing of Chemicals, Section 4-Health Effects, Part 452 

Chronic Toxicity Studies, Paris (1981).

    (10) Page, N.P. Chronic Toxicity and Carcinogenicity Guidelines. 

Journal of



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Environmental Pathology and Toxicology. 11:161-182 (1977).

    (11) Tupper, D.E., Wallace R.B. Utility of the Neurologic 

Examination in Rats. Acta. Neurobiol. Exp. 40, 999-1003 (1980).

    (12) Weingand K., Brown G., Hall R. et al. (1996). Harmonization of 

Animal Clinical Pathology Testing in Toxicity and Safety Studies. 

Fundam. and Appl. Toxicol. 29:198-201.



[65 FR 78797, Dec. 15, 2000]