[Code of Federal Regulations]

[Title 40, Volume 20]

[Revised as of July 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 40CFR89.207]



[Page 73-74]

 

                   TITLE 40--PROTECTION OF ENVIRONMENT

 

         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)

 

PART 89_CONTROL OF EMISSIONS FROM NEW AND IN-USE NONROAD 

COMPRESSION-IGNITION ENGINES--Table of Contents

 

          Subpart C_Averaging, Banking, and Trading Provisions

 

Sec.  89.207  Credit calculation.



    (a) Requirements for calculating NOX credits from Tier 1 

engines rated at or above 37 kW. (1) For each participating engine 

family, emission credits (positive or negative) are to be calculated 

according to one of the following equations and rounded, in accordance 

with ASTM E29-93a, to the nearest one-hundredth of a megagram (Mg). This 

ASTM procedure has been incorporated by reference (see Sec.  89.6). 

Consistent units are to be used throughout the equation.

    (i) For determining credit availability from all engine families 

generating credits: Emission credits = (Std-FEL) x (Volume) x (AvgPR) x 

(UL) x (Adjustment) x (10-6)

    (ii) For determining credit usage for all engine families requiring 

credits to offset emissions in excess of the standard:



Emission credits = (Std-FEL) x (Volume) x (AvgPR) x (UL) x 

    (10-6)



Where:



Std = the applicable Tier 1 NOX nonroad engine emission 

standard, in grams per kilowatt-hour.



[[Page 74]]



FEL = the NOX family emission limit for the engine family in 

grams per kilowatt-hour.

Volume = the number of nonroad engines eligible to participate in the 

averaging, banking, and trading program within the given engine family 

during the model year. Engines sold to equipment or vehicle 

manufacturers under the provisions of Sec.  89.102(g) shall not be 

included in this number. Quarterly production projections are used for 

initial certification. Actual applicable production/sales volume is used 

for end-of-year compliance determination.

AvgPR = the average power rating of all of the configurations within an 

engine family, calculated on a sales-weighted basis, in kilowatts.

UL = the useful life for the engine family, in hours.

Adjustment = a one-time adjustment, as specified in paragraph (a)(2) of 

this section, to be applied to Tier 1 NOX credits to be 

banked or traded for determining compliance with the Tier 1 

NOX standards or Tier 2 NOX+NMHC standards 

specified in subpart B of this part. Banked credits traded in a 

subsequent model year will not be subject to an additional adjustment. 

Banked credits used in a subsequent model year's averaging program will 

not have the adjustment restored.



    (2) If an engine family is certified to a NOX FEL of 8.0 

g/kW-hr or less, an Adjustment value of 1.0 shall be used in the credit 

generation calculation described in paragraph (a)(1)(i) of this section. 

If an engine family is certified to a NOX FEL above 8.0 g/kW-

hr, an Adjustment value of 0.65 shall be used in the credit generation 

calculation described in paragraph (a)(1)(i) of this section. If the 

credits are to be used by the credit-generating manufacturer for 

averaging purposes in the same model year in which they are generated, 

an Adjustment value of 1.0 shall be used for all engines regardless of 

the level of the NOX FEL. If the credits are to be banked by 

the credit-generating manufacturer and used in a subsequent model year 

for another Tier 1 engine family, an Adjustment value of 1.0 shall be 

used for all engines regardless of the level of the NOX FEL.

    (b) Requirements for calculating NMHC + NOX Credits from 

Tier 2 and later engines rated at or above 37 kW and Tier 1 and later 

engines rated under 37 kW and PM credits from all engines. (1) For each 

participating engine family, NOX + NMHC emission credits and 

PM emission credits (positive or negative) are to be calculated 

according to one of the following equations and rounded, in accordance 

with ASTM E29-93a, to the nearest one-hundredth of a megagram (Mg). This 

procedure has been incorporated by reference (see Sec.  89.6). 

Consistent units are to be used throughout the equation.

    (i) For determining credit availability from all engine families 

generating credits:



Emission credits = (Std-FEL) x (Volume) x (AvgPR) x (UL) x 

    (10-6)



    (ii) For determining credit usage for all engine families requiring 

credits to offset emissions in excess of the standard:



Emission credits = (Std-FEL) x (Volume) x (AvgPR) x (UL) x 

    (10-6)



Where:



Std = the current and applicable nonroad engine emission standard, in 

grams per kilowatt-hour, except for PM calculations where it is the 

applicable nonroad engine Tier 2 PM emission standard, and except for 

engines rated under 19 kW where it is the applicable nonroad engine Tier 

2 emission standard, in grams per kilowatt-hour. (Engines rated under 19 

kW participating in the averaging and banking program provisions of 

Sec.  89.203(c)(3)(ii) shall use the Tier 1 standard for credit 

calculations.)

FEL = the family emission limit for the engine family in grams per 

kilowatt-hour.

Volume = the number of nonroad engines eligible to participate in the 

averaging, banking, and trading program within the given engine family 

during the model year. Engines sold to equipment or vehicle 

manufacturers under the provisions of Sec.  89.102(g) shall not be 

included in this number. Quarterly production projections are used for 

initial certification. Actual applicable production/sales volume is used 

for end-of-year compliance determination.

AvgPR = the average power rating of all of the configurations within an 

engine family, calculated on a sales-weighted basis, in kilowatts.

UL = the useful life for the given engine family, in hours.



[63 FR 57008, Oct. 23, 1998]