[Code of Federal Regulations] [Title 42, Volume 4] [Revised as of October 1, 2006] From the U.S. Government Printing Office via GPO Access [CITE: 42CFR1001.1701] [Page 1162-1163] TITLE 42--PUBLIC HEALTH GENERAL--HEALTH CARE, DEPARTMENT OF HEALTH AND HUMAN SERVICES PART 1001_PROGRAM INTEGRITY_MEDICARE AND STATE HEALTH CARE PROGRAMS-- Subpart C_Permissive Exclusions Sec. 1001.1701 Billing for services of assistant at surgery during cataract operations. (a) Circumstance for exclusion. The OIG may exclude a physician whom it determines-- (1) Has knowingly and willfully presented or caused to be presented a claim, or billed an individual enrolled under Part B of the Medicare program (or his or her representative) for: (i) Services of an assistant at surgery during a cataract operation, or (ii) Charges that include a charge for an assistant at surgery during a cataract operation; (2) Has not obtained prior approval for the use of such assistant from the appropriate Utilization and Quality Control Quality Improvement Organization (QIO) or Medicare carrier; and (3) Is not the sole community physician or sole source of essential specialized services in the community. (b) The OIG will take into account access of beneficiaries to physicians' services for which Medicare payment may be made in determining whether to impose an exclusion. (c) Length of exclusion. (1) In determining the length of an exclusion in accordance with this section, the OIG will consider the following factors-- (i) The number of instances for which claims were submitted or beneficiaries were billed for unapproved use of assistants during cataract operations; (ii) The amount of the claims or bills presented; (iii) The circumstances under which the claims or bills were made, including whether the services were medically necessary; (iv) Whether approval for the use of an assistant was requested from the QIO or carrier; (v) Whether the physician has a documented history of criminal, civil or administrative wrongdoing (The lack of any prior record is to be considered neutral); and (vi) The availability of alternative sources of the type of health care items or services furnished by the physician. (2) The period of exclusion may not exceed 5 years. [57 FR 3330, Jan. 29, 1992, as amended at 63 FR 46690, Sept. 2, 1998] Appendix A to Subpart C of Part 1001 The following is a sample written disclosure for purposes of satisfying the requirements of Sec. 1001.952(v)(3)(i)(B)(1)(i) of this part. This form is for illustrative purposes only; parties may, but are not required to, adapt this sample written disclosure form. Notice of Ambulance Restocking Program Hospital X offers the following ambulance restocking program: 1. We will restock all ambulance providers (other than ambulance providers that do not provide emergency services) that bring patients to Hospital X [or to a subpart of Hospital X, such as the emergency room] in the following category or categories: [insert description of category of ambulances to be restocked, i.e., all ambulance providers, all ambulance providers that do not charge patients or insurers for their services, or all nonprofit and Government ambulance providers]. [Optional: We only offer restocking of emergency transports.] 2. The restocking will include the following drugs and medical supplies, and linens, used for patient prior to delivery of the patient to Hospital X: [insert description of drugs and medical supplies, and linens to be restocked]. 3. The ambulance providers [will/will not] be required to pay for the restocked drugs and medical supplies, and linens. 4. The restocked drugs and medical supplies, and linens, must be documented as follows: [insert description consistent with the documentation requirements described in Sec. 1001.952(v). By way of example only, documentation may be by a patient care report filed with the receiving facility within 24 hours of delivery of the patient that records the name of the patient, the date of the transport, and the relevant drugs and medical supplies.] 5. This restocking program does not apply to the restocking of ambulances that only provide non-emergency services or to the general stocking of an ambulance provider's inventory. 6. To ensure that Hospital X does not bill any Federal health care program for restocked drugs or supplies for which a participating ambulance provider bills or is eligible to bill, all participating ambulance providers must notify Hospital X if they intend to submit claims for restocked drugs or supplies to any Federal health care program. Participating ambulance providers must agree to [[Page 1163]] work with Hospital X to ensure that only one party bills for a particular restocked drug or supply. 7. All participants in this ambulance restocking arrangement that bill Federal health care programs for restocked drugs or supplies must comply with all applicable Federal program billing and claims filing rules and regulations. 8. For further information about our restocking program or to obtain a copy of this notice, please contact [name] at [telephone number]. Dated:-------- /s/-------- Appropriate officer or official [66 FR 62991, Dec. 4, 2001]