[Code of Federal Regulations]

[Title 45, Volume 1]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 45CFR164.510]



[Page 764-765]

 

                        TITLE 45--PUBLIC WELFARE

 

                    SUBTITLE A--DEPARTMENT OF HEALTH

                           AND HUMAN SERVICES

 

PART 164_SECURITY AND PRIVACY--Table of Contents

 

    Subpart E_Privacy of Individually Identifiable Health Information

 

Sec.  164.510  Uses and disclosures requiring an opportunity for the individual to agree or to object.



    A covered entity may use or disclose protected health information, 

provided that the individual is informed in advance of the use or 

disclosure and has the opportunity to agree to or prohibit or restrict 

the use or disclosure, in accordance with the applicable requirements of 

this section. The covered entity may orally inform the individual of and 

obtain the individual's oral agreement or objection to a use or 

disclosure permitted by this section.

    (a) Standard: use and disclosure for facility directories--(1) 

Permitted uses and disclosure. Except when an objection is expressed in 

accordance with paragraphs (a)(2) or (3) of this section, a covered 

health care provider may:

    (i) Use the following protected health information to maintain a 

directory of individuals in its facility:

    (A) The individual's name;

    (B) The individual's location in the covered health care provider's 

facility;

    (C) The individual's condition described in general terms that does 

not communicate specific medical information about the individual; and

    (D) The individual's religious affiliation; and

    (ii) Disclose for directory purposes such information:

    (A) To members of the clergy; or

    (B) Except for religious affiliation, to other persons who ask for 

the individual by name.

    (2) Opportunity to object. A covered health care provider must 

inform an individual of the protected health information that it may 

include in a directory and the persons to whom it may disclose such 

information (including disclosures to clergy of information regarding 

religious affiliation) and provide the individual with the opportunity 

to restrict or prohibit some or all of the uses or disclosures permitted 

by paragraph (a)(1) of this section.

    (3) Emergency circumstances. (i) If the opportunity to object to 

uses or disclosures required by paragraph (a)(2) of this section cannot 

practicably be provided because of the individual's incapacity or an 

emergency treatment circumstance, a covered health care provider may use 

or disclose some or all of the protected health information permitted by 

paragraph (a)(1) of this section for the facility's directory, if such 

disclosure is:

    (A) Consistent with a prior expressed preference of the individual, 

if any, that is known to the covered health care provider; and

    (B) In the individual's best interest as determined by the covered 

health care provider, in the exercise of professional judgment.

    (ii) The covered health care provider must inform the individual and 

provide an opportunity to object to uses or disclosures for directory 

purposes as required by paragraph (a)(2) of this section when it becomes 

practicable to do so.

    (b) Standard: uses and disclosures for involvement in the 

individual's care and notification purposes--(1) Permitted uses and 

disclosures. (i) A covered entity may, in accordance with paragraphs 

(b)(2) or (3) of this section, disclose to a family member, other 

relative, or a close personal friend of the individual,



[[Page 765]]



or any other person identified by the individual, the protected health 

information directly relevant to such person's involvement with the 

individual's care or payment related to the individual's health care.

    (ii) A covered entity may use or disclose protected health 

information to notify, or assist in the notification of (including 

identifying or locating), a family member, a personal representative of 

the individual, or another person responsible for the care of the 

individual of the individual's location, general condition, or death. 

Any such use or disclosure of protected health information for such 

notification purposes must be in accordance with paragraphs (b)(2), (3), 

or (4) of this section, as applicable.

    (2) Uses and disclosures with the individual present. If the 

individual is present for, or otherwise available prior to, a use or 

disclosure permitted by paragraph (b)(1) of this section and has the 

capacity to make health care decisions, the covered entity may use or 

disclose the protected health information if it:

    (i) Obtains the individual's agreement;

    (ii) Provides the individual with the opportunity to object to the 

disclosure, and the individual does not express an objection; or

    (iii) Reasonably infers from the circumstances, based the exercise 

of professional judgment, that the individual does not object to the 

disclosure.

    (3) Limited uses and disclosures when the individual is not present. 

If the individual is not present, or the opportunity to agree or object 

to the use or disclosure cannot practicably be provided because of the 

individual's incapacity or an emergency circumstance, the covered entity 

may, in the exercise of professional judgment, determine whether the 

disclosure is in the best interests of the individual and, if so, 

disclose only the protected health information that is directly relevant 

to the person's involvement with the individual's health care. A covered 

entity may use professional judgment and its experience with common 

practice to make reasonable inferences of the individual's best interest 

in allowing a person to act on behalf of the individual to pick up 

filled prescriptions, medical supplies, X-rays, or other similar forms 

of protected health information.

    (4) Use and disclosures for disaster relief purposes. A covered 

entity may use or disclose protected health information to a public or 

private entity authorized by law or by its charter to assist in disaster 

relief efforts, for the purpose of coordinating with such entities the 

uses or disclosures permitted by paragraph (b)(1)(ii) of this section. 

The requirements in paragraphs (b)(2) and (3) of this section apply to 

such uses and disclosure to the extent that the covered entity, in the 

exercise of professional judgment, determines that the requirements do 

not interfere with the ability to respond to the emergency 

circumstances.



[65 FR 82802, Dec. 28, 2000, as amended at 67 FR 53270, Aug. 14, 2002]