[Code of Federal Regulations]

[Title 45, Volume 1]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 45CFR73.735-701]



[Page 178-179]

 

                        TITLE 45--PUBLIC WELFARE

 

                    SUBTITLE A--DEPARTMENT OF HEALTH

                           AND HUMAN SERVICES

 

PART 73_STANDARDS OF CONDUCT--Table of Contents

 

                      Subpart G_Outside Activities

 

Sec.  73.735-701  General provisions.





    (a) Outside employment may be appropriate when it will not adversely 

affect performance of an employee's official duties and will not reflect 

discredit on the Government or the Department. Such work may include 

civic, charitable, religious, and community undertakings. There are 

certain types of outside work, however, which give rise to a real or 

apparent conflict of interest. Some of these are prohibited by law. 

Others are prohibited by regulation, as discussed in paragraph (b) of 

this section, or by criteria developed by heads of operating components 

for application within a particular component. All of these provisions 

are binding, but they do not necessarily include all possible conflicts 

of interest. In all instances, good judgment must be used to avoid a 

conflict between an employee's Federal responsibilities and outside 

activities.

    (b) An employee shall not engage in outside employment or other 

outside activity not compatible with the full and proper discharge of 

the duties and responsibilities of his or her Government employment 

whether or not in violation of any specific provision of law. 

Incompatible activities include, but are not limited to:

    (1) Acceptance of a fee, compensation, gift, payment of expense, or 

any other thing of monetary value in any circumstances in which 

acceptance may result in, or create the appearance of, conflicts of 

interest;

    (2) Outside employment which tends to impair the employee's mental 

or physical capacity to perform Government duties and responsibilities 

in an acceptable manner;

    (3) Work which identifies the Department or any employee in his or 

her official capacity with any organization



[[Page 179]]



commercializing products relating to work conducted by the Department, 

or with any commercial advertising matter, or work performed under such 

circumstances as to give the impression that it is an official act of 

the Department or represents an official point of view;

    (4) Outside work or activity that takes the employee's time and 

attention during his official work hours.

    (c) An employee shall not receive any salary or anything of monetary 

value from a private source as compensation for services to the 

Government. For example, a Department employee may be called upon, as a 

part of his or her official duties, to participate in a professional 

meeting sponsored by a non-Government organization, or to contribute a 

paper or other writing prepared on official time for publication under 

non-Government auspices. The employee must not accept an honorarium or 

fee for such services, even though the organization accepting the 

service customarily makes such a payment to those who participate. Nor 

may the employee accept a contribution to some charity, educational 

institution, or the like, in appreciation of the services furnished by 

the Department employee who cannot accept the usual payment. All offers 

to make such a contribution must be refused. Any employee with whom such 

a question is raised shall explain that the service involved was 

provided as an official action of the Department and is authorized by 

law. Under these circumstances, it is inappropriate for any payment to 

be made, even indirectly and to a third party, for services which are 

furnished without charge by the Government.

    (d) Other than as provided in paragraph (c) of this section, 

employees may receive compensation or other things of monetary value for 

any lecture, discussion, writing or appearance the subject matter of 

which is in part devoted to the responsibility, programs or operations 

of the Department so long as the activity is undertaken in a personal 

capacity, is not performed as official duty, is not done while on 

official time, and does not create a conflict of interest or appearance 

of conflict of interest. However, such activities are considered outside 

employment and may be undertaken only as provided in this subpart.

    (e) This section does not restrict the acceptance of compensation or 

other things of monetary value for any lecture, discussion, writing or 

appearance, the subject matter of which is not devoted to the 

responsibilities, programs, or operations of the Department and which 

are undertaken in a private capacity and in accordance with Sec. Sec.  

73.735-704, 73.735-705, or 73.735-706.

    (f) Federal law limits the amount of honorarium that may be paid any 

employee for any one speech, writing or appearance to $2,000.00 (not to 

include amounts for actual travel and subsistence expenses for the 

employee and his or her spouse) and an aggregate of $25,000.00 in any 

calendar year. This limitation applies to such activities whether or not 

the subject matter is related to the responsibilities, programs or 

operations of the Department. (2 U.S.C. 441i) The term ``honorarium'' 

means payment of money or other thing of value whether made gratuitously 

or as a fee for an appearance, speech or article but does not include 

salary or compensation made for services rendered on a continuing basis, 

such as for teaching, or as proceeds from the sale of a book or similar 

undertaking.

    (g) An employee who is a Presidential appointee covered by section 

401(a) of Executive Order 11222 shall not receive compensation or 

anything of monetary value for any consultation, lecture, discussion, 

writing or appearance, the subject matter of which is devoted 

substantially to the responsibilities, programs, or operations of his or 

her component, or which draws substantially on official data or ideas 

which have not or will not on request become public information.

    (h) Application of these general provisions to some specific 

activities is discussed below.