[Code of Federal Regulations]

[Title 45, Volume 1]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 45CFR80.13]



[Page 308-322]

 

                        TITLE 45--PUBLIC WELFARE

 

                    SUBTITLE A--DEPARTMENT OF HEALTH

                           AND HUMAN SERVICES

 

PART 80_NONDISCRIMINATION UNDER PROGRAMS RECEIVING FEDERAL ASSISTANCE 

THROUGH THE DEPARTMENT OF HEALTH AND HUMAN SERVICES EFFECTUATION OF TITLE 

VI OF THE CIVIL RIGHTS ACT OF 1964--Table of Contents

 

Sec.  80.13  Definitions.



    As used in this part--

    (a) The term Department means the Department of Health and Human 

Services, and includes each of its operating agencies and other 

organizational units.

    (b) The term Secretary means the Secretary of Health and Human 

Services.

    (c) The term responsible Department official means the Secretary or, 

to the extent of any delegation by the Secretary of authority to act in 

his stead under any one or more provisions of this part, any person or 

persons to whom the Secretary has heretofore delegated, or to whom the 

Secretary may hereafter delegate such authority.

    (d) The term reviewing authority means the Secretary, or any person 

or persons (including a board or other body specially created for that 

purpose and also including the responsible Department official) acting 

pursuant to authority delegated by the Secretary to carry out 

responsibilities under Sec.  80.10 (a) through (d).

    (e) The term United States means the States of the United States, 

the District of Columbia, Puerto Rico, the Virgin Islands, American 

Samoa, Guam, Wake Island, the Canal Zone, and the territories and 

possessions of the United States, and the term State means any one of 

the foregoing.



[[Page 309]]



    (f) The term Federal financial assistance includes (1) grants and 

loans of Federal funds, (2) the grant or donation of Federal property 

and interests in property, (3) the detail of Federal personnel, (4) the 

sale and lease of, and the permission to use (on other than a casual or 

transient basis), Federal property or any interest in such property 

without consideration or at a nominal consideration, or at a 

consideration which is reduced for the purpose of assisting the 

recipient, or in recognition of the public interest to be served by such 

sale or lease to the recipient, and (5) any Federal agreement, 

arrangement, or other contract which has as one of its purposes the 

provision of assistance.

    (g) The term program or activity and the term program mean all of 

the operations of--

    (1)(i) A department, agency, special purpose district, or other 

instrumentality of a State or of a local government; or

    (ii) The entity of such State or local government that distributes 

Federal financial assistance and each such department or agency (and 

each other State or local government entity) to which the assistance is 

extended, in the case of assistance to a State or local government;

    (2)(i) A college, university, or other postsecondary institution, or 

a public system of higher education; or

    (ii) A local educational agency (as defined in 20 U.S.C. 7801), 

system of vocational education, or other school system;

    (3)(i) An entire corporation, partnership, or other private 

organization, or an entire sole proprietorship--

    (A) If assistance is extended to such corporation, partnership, 

private organization, or sole proprietorship as a whole; or

    (B) Which is principally engaged in the business of providing 

education, health care, housing, social services, or parks and 

recreation; or

    (ii) The entire plant or other comparable, geographically separate 

facility to which Federal financial assistance is extended, in the case 

of any other corporation, partnership, private organization, or sole 

proprietorship; or

    (4) Any other entity which is established by two or more of the 

entities described in paragraph (g)(1), (g)(2), or (g)(3) of this 

section; any part of which is extended Federal financial assistance.

    (h) The term facility includes all or any portion of structures, 

equipment, or other real or personal property or interests therein, and 

the provision of facilities includes the construction, expansion, 

renovation, remodeling, alteration or acquisition of facilities.

    (i) The term recipient means any State, political subdivision of any 

State, or instrumentality of any State or political subdivision, any 

public or private agency, institution, or organization, or other entity, 

or any individual, in any State, to whom Federal financial assistance is 

extended, directly or through another recipient, including any 

successor, assign, or transferee thereof, but such term does not include 

any ultimate beneficiary.

    (j) The term primary recipient means any recipient which is 

authorized or required to extend Federal financial assistance to another 

recipient.

    (k) The term applicant means one who submits an application, 

request, or plan required to be approved by a Department official, or by 

a primary recipient, as a condition to eligibility for Federal financial 

assistance, and the term application means such an application, request, 

or plan.



(Secs. 602, 606, Civil Rights Act of 1964, (42 U.S.C. 2000d-1, 2000d-

4a))



[29 FR 16298, Dec. 4, 1964; 29 FR 16988, Dec. 11, 1964, as amended at 32 

FR 14555, Oct. 19, 1967; 38 FR 17982, July 5, 1973; 70 FR 24318, May 9, 

2005]



   Appendix A to Part 80--Federal Financial Assistance to Which These 

                            Regulations Apply



      Part 1. Assistance other than Continuing Assistance to States



    1. Loans for acquisition of equipment for academic subjects, and for 

minor remodeling (20 U.S.C. 445).

    2. Construction of facilities for institutions of higher education 

(20 U.S.C. 701-758).

    3. School Construction in federally-affected and in major disaster 

areas (20 U.S.C. 631-647).

    4. Construction of educational broadcast facilities (47 U.S.C. 390-

399).



[[Page 310]]



    5. Loan service of captioned films and educational media; research 

on, and production and distribution of, educational media for the 

handicapped, and training of persons in the use of such media for the 

handicapped (20 U.S.C. 1452).

    6. Demonstration residential vocational education schools (20 U.S.C. 

1321).

    7. Research and related activities in education of handicapped 

children (20 U.S.C. 1441).

    8. Educational research, dissemination and demonstration projects; 

research training; and construction under the Cooperation Research Act 

(20 U.S.C. 331-332(b)).

    9. Research in teaching modern foreign languages (20 U.S.C. 512).

    10. Training projects for manpower development and training (42 

U.S.C. 2601, 2602, 2610a-2610c).

    11. Research and training projects in Vocational Education (20 

U.S.C. 1281(a), 1282-1284).

    12. Allowances to institutions training NDEA graduate fellows (20 

U.S.C. 461-465).

    13. Grants for training in librarianship (20 U.S.C. 1031-1033).

    14. Grants for training personnel for the education of handicapped 

children (20 U.S.C. 1431).

    15. Allowances for institutions training teachers and related 

educational personnel in elementary and secondary education, or post-

secondary vocational education (20 U.S.C. 1111-1118).

    16. Recruitment, enrollment, training and assignment of Teacher 

Corps personnel (20 U.S.C. 1101-1107a).

    17. Operation and maintenance of schools in Federally-affected and 

in major disaster areas (20 U.S.C. 236-241; 241-1; 242-244).

    18. Grants or contracts for the operation of training institutes for 

elementary or secondary school personnel to deal with special 

educational problems occasioned by desegregation (42 U.S.C. 2000c-3).

    19. Grants for in-service training of teachers and other schools 

personnel and employment of specialists in desegregation problems (42 

U.S.C. 2000c-4).

    20. Higher education students loan program (Title II, National 

Defense Education Act, 20 U.S.C. 421-429).

    21. Educational Opportunity grants and assistance for State and 

private programs of low-interest insured loans and State loans to 

students in institutions of higher education (Title IV, Higher Education 

Act of 1965, 20 U.S.C. 1061-1087).

    22. Grants and contracts for the conduct of Talent Search, Upward 

Bound, and Special Services Programs (20 U.S.C. 1068).

    23. Land-grant college aid (7 U.S.C. 301-308; 321-326; 328-331).

    24. Language and area centers (Title VI, National Defense Education 

Act, 20 U.S.C. 511).

    25. American Printing House for the Blind (20 U.S.C. 101-105).

    26. Future Farmers of America (36 U.S.C. 271-391) and similar 

programs.

    27. Science clubs (Pub. L. 85-875, 20 U.S.C. 2, note).

    28. Howard University (20 U.S.C. 121-129).

    29. Gallaudet College (31 D.C. Code, Ch. 10).

    30. Establishment and operation of a model secondary school for the 

deaf by Gallaudet College (31 D.C. Code 1051-1053; 80 Stat. 1027-1028).

    31. Faculty development programs, workshops and institutes (20 

U.S.C. 1131-1132).

    32. National Technical Institute for the Deaf (20 U.S.C. 681-685).

    33. Institutes and other programs for training educational personnel 

(Parts D, E, and F, Title V, Higher Education Act of 1965) (20 U.S.C. 

1119-1119c-4).

    34. Grants and contracts for research and demonstration projects in 

librarianship (20 U.S.C. 1034).

    35. Acquisition of college library resources (20 U.S.C. 1021-1028).

    36. Grants for strengthening developing institutions of higher 

education (20 U.S.C. 1051-1054); National Fellowships for teaching at 

developing institutions (20 U.S.C. 1055), and grants to retired 

professors to teach at developing institutions (20 U.S.C. 1056).

    37. College Work-Study Program (42 U.S.C. 2751-2757).

    38. Financial assistance for acquisition of higher education 

equipment, and minor remodeling (20 U.S.C. 1121-1129).

    39. Grants for special experimental demonstration projects and 

teacher training in adult education (20 U.S.C. 1208).

    40. Grant programs for advanced and undergraduate international 

studies (20 U.S.C. 1171-1176; 22 U.S.C. 2452(b)).

    41. Experimental projects for developing State leadership or 

establishment of special services (20 U.S.C. 865).

    42. Grants to and arrangements with State educational and other 

agencies to meet special educational needs of migratory children of 

migratory agricultural workers (20 U.S.C. 241e(c)).

    43. Grants by the Commissioner of Education to local educational 

agencies for supplementary educational centers and services; guidance, 

counseling, and testing (20 U.S.C. 841-844; 844b).

    44. Resource centers for improvement of education of handicapped 

children (20 U.S.C. 1421) and centers and services for deaf-blind 

children (20 U.S.C. 1422).

    45. Recruitment of personnel and dissemination of information on 

education of handicapped (20 U.S.C. 1433).

    46. Grants for research and demonstrations relating to physical 

education or recreation for handicapped children (20 U.S.C. 1442) and 

training of physical educators and recreation personnel (20 U.S.C. 

1434).



[[Page 311]]



    47. Dropout prevention projects (20 U.S.C. 887).

    48. Bilingual education programs (20 U.S.C. 880b-880b-6).

    49. Grants to agencies and organizations for Cuban refugees (22) 

U.S.C. 2601(b)(4).

    50. Grants and contracts for special programs for children with 

specific learning disabilities including research and related 

activities, training and operating model centers (20 U.S.C. 1461).

    51. Curriculum development in vocational and technical education (20 

U.S.C. 1391).

    52. Establishment, including construction, and operation of a 

National Center on Educational Media and Materials for the Handicapped 

(20 U.S.C. 1453).

    53. Grants and contracts for the development and operation of 

experimental preschool and early education programs for handicapped (20 

U.S.C. 1423).

    54. Grants to public or private non-profit agencies to carry on the 

Follow Through Program in kindergarten and elementary schools (42 U.S.C. 

2809 (a)(2)).

    55. Grants for programs of cooperative education and grants and 

contracts for training and research in cooperative education (20 U.S.C. 

1087a-1087c).

    56. Grants and contracts to encourage the sharing of college 

facilities and resources (network for knowledge) (20 U.S.C. 1133- 

1133b).

    57. Grants, contracts, and fellowships to improve programs preparing 

persons for public service and to attract students to public service (20 

U.S.C. 1134-1134b).

    58. Grants for the improvement of graduate programs (20 U.S.C. 1135-

1135c).

    59. Contracts for expanding and improving law school clinical 

experience programs (20 U.S.C. 1136-1136b).

    60. Exemplary programs and projects in vocational education (20 

U.S.C. 1301-1305).

    61. Grants to reduce borrowing cost for construction of residential 

schools and dormitories (20 U.S.C. 1323).

    62. Project grants and contracts for research and demonstration 

relating to new or improved health facilities and services (section 304, 

PHS Act, 42 U.S.C. 242b).

    63. Grants for construction or modernization of emergency rooms of 

general hospitals (Title VI, Part C, PHS Act, 42 U.S.C. 291j).

    64. Institutional and special projects grants to schools of nursing 

(sections 805-808, PHS Act, 42 U.S.C. 296d-296g).

    65. Grants for construction and initial staffing of facilities for 

prevention and treatment of alcoholism (section 241-2, Community Mental 

Health Centers Act (42 U.S.C. 2688 f and g).

    66. Grants for construction and initial staffing of specialized 

facilities for the treatment of alcoholics requiring care in such 

facilities (section 243, Community Mental Health Centers Act, 42 U.S.C. 

2688h).

    67. Special project grants for training programs, evaluation of 

existing treatment programs, and conduct of significant programs 

relating to treatment of alcoholics (section 246, Community Mental 

Health Centers Act, 42 U.S.C. 2688j-1).

    68. Grants for construction and initial staff of treatment 

facilities for narcotic addicts (section 251, Community Mental Health 

Centers Act, 42 U.S.C. 2688m).

    69. Special project grants for training programs, evaluation of 

existing treatment programs, and conduct of significant programs 

relating to treatment of narcotics addicts (section 252, Community 

Mental Health Centers Act, 42 U.S.C. 2688n-1).

    70. Grants for consultation services for Community Mental Health 

Centers, alcoholism prevention and treatment facilities for narcotic 

addicts, and facilities for mental health of children (section 264, 

Community Mental Health Centers Act, 42 U.S.C. 2688r).

    71. Grants for construction and initial staff of facilities for 

mental health of children (section 271, Community Mental Health Centers 

Act, 42 U.S.C. 2688u).

    72. Special project grants for training programs and evaluation of 

existing treatment program relating to mental health of children 

(section 272, Community Mental Health Centers Act, 42 U.S.C. 2688x).

    73. Grants and loans for construction and modernization of medical 

facilities in the District of Columbia (Pub. L. 90-457; 82 Stat. 631-3).

    74. Teaching facilities for nurse training (sections. 801-804, 

Public Health Service Act, 42 U.S.C. 296-296c).

    75. Teaching facilities for allied health professions personnel 

(section 791, Public Health Service Act, 42 U.S.C. 295h).

    76. Mental retardation research facilities (Title VI, Part D, Public 

Health Service Act, 42 U.S.C. 295-395e).

    77. George Washington University Hospital construction (76 Stat. 83, 

Pub. L. 87-460, May 31, 1962).

    78. Research projects, including conferences, communication 

activities and primate or other center grants (sections 301, 303, 304, 

and 308, Public Health Service Act, 42 U.S.C. 241, 242a, 242b, and 

242f).

    79. General research support (section 301(d), Public Health Service 

Act, 42 U.S.C. 241).

    80. Mental Health demonstrations and administrative studies (section 

303(a)(2), Public Health Service Act, 42 U.S.C. 242a).

    81. Migratory workers health services (section 310, Public Health 

Service Act, 42 U.S.C. 242h).

    82. Immunization programs (section 317, Public Health Service Act, 

42 U.S.C. 247b).

    83. Health research training projects and fellowship grants 

(sections 301, 433, Public Health Service Act, 42 U.S.C. 242, 289c).



[[Page 312]]



    84. Categorical (heart, cancer, etc.) grants for training, 

traineeships or fellowships (sections 303, 433, etc., Public Health 

Service Act, 42 U.S.C. 242a, 289c, etc.).

    85. Advanced professional nurse traineeships (section 821, Public 

Health Service Act, 42 U.S.C. 297).

    86. Department projects under Appalachian Regional Development Act 

(40 U.S.C. App. A).

    87. Grants to institutions for traineeships for professional public 

health personnel section 306, Public Health Service Act, 42 U.S.C. 

242d).

    88. Grants for graduate or specialized training in public health 

(section 309, Public Health Service Act, 42 U.S.C. 242g).

    89. Health professions school student loan program (Title VII, Part 

C, Public Health Service Act, 42 U.S.C. 294-294(k)).

    90. Grants for provision in schools of public health of training, 

consultation and technical assistance in the field of public health and 

in the administration of state or local public health programs (section 

309(c)), Public Health Service Act, 42 U.S.C. 242(g)(c)).

    91. Project grants for training, studies, or demonstrations looking 

metropolitan area, or other local area plans for health services 

(section 314(c), Public Health Service Act, 42 U.S.C. 246(c)).

    92. Project grants for training, studies, or demonstrations looking 

toward the development of improved comprehensive health planning 

(section 314(c), Public Health Service Act, 42 U.S.C. 246(c)).

    93. Project grants for health services development (section 314(e), 

Public Health Service Act, 42 U.S.C. 246(e)).

    94. Institutional and special grants to health professions schools 

(Title VII, Part E, Public Health Service Act, 42 U.S.C. 295f- 295f-4).

    95. Improvement grants to centers for allied health professions 

(section 792, Public Health Service Act, 42 U.S.C. 295h-1).

    96. Scholarship grants to health professions schools (Title VII, 

Part F, Public Health Service Act, 42 U.S.C. 295h-1).

    97. Scholarship grants to schools of nursing (Title VIII, Part D, 

Public Health Service Act, 42 U.S.C. 198c-298c-6).

    98. Traineeships for advanced training of allied health professions 

personnel (section 793, Public Health Service Act, 42 U.S.C. 295h-2).

    99. Contracts to encourage full utilization of nursing educational 

talent (section 868, Public Health Service Act, 42 U.S.C. 298c-7).

    100. Grants to community mental health centers for the compensation 

of professional and technical personnel for the initial operation of new 

centers or of new services in centers (Community Mental Health Centers 

Act, Part B, 42 U.S.C. 2688-2688d).

    101. Grants for the planning, construction, equipment and operation 

of multicounty demonstration health projects in the Appalachian region 

(section 202 of Appalachian Regional Development Act, Pub. L. 89-4, as 

amended, Pub. L. 90-103 40 U.S.C. App. 202).

    102. Education, research, training, and demonstrations in the fields 

of heart disease, cancer, stroke and related diseases (sections 900-110, 

Public Health Service Act, 42 U.S.C. 299a-j).

    103. Assistance to medical libraries (sections 390-399, Public 

Health Service Act, 42 U.S.C. 280b-280b-9).

    104. Nursing student loans (sections 822-828. Public Health Service 

Act, 42 U.S.C. 297a-g).

    105. Hawaii leprosy payments (section 331, Public Health Service 

Act, 42 U.S.C. 255).

    106. Heart disease laboratories and related facilities for patient 

care (section 412(d), Public Health Service Act, 42 U.S.C. 287a(d)).

    107. Grants for construction of hospitals serving Indians (Pub. L. 

85-151, 42 U.S.C. 2005).

    108. Indian Sanitation Facilities (Pub. L. 86-121, 42 U.S.C. 2004a).

    109. Research projects relating to maternal and child health 

services and crippled children's services (42 U.S.C. 712).

    110. Maternal and child health special project grants to State 

agencies and institutions of higher learning (42 U.S.C. 703(s)).

    111. Maternity and infant care and family planning services; special 

project grants to local health agencies and other organizations (42 

U.S.C. 708).

    112. Special project grants to State agencies and institutions of 

higher learning for crippled children's services (42 U.S.C. 704(2)).

    113. Special project grants for health of school and preschool 

children (42 U.S.C. 709) and for dental health of children (42 U.S.C. 

710).

    114. Grants to institutions of higher learning for training 

personnel for health care and related services for mothers and children 

(42 U.S.C. 711).

    115. Grants and contracts for the conduct of research, experiments, 

or demonstrations relating to the developments, utilization, quality, 

organization, and financing of services, facilities, and resources of 

hospitals, long-term care facilities, for other medical facilities 

(section 304, Public Health Service Act, as amended by Pub. L. 90-174, 

42 U.S.C. 242b).

    116. Health research facilities (Title VII Part A, Public Health 

Service Act, 42 U.S.C. 292-292j).

    117. Teaching facilities for health professions personnel (Title 

VII, Part B, Public Health Service Act, 42 U.S.C. 293-293h).

    118. Project grants and contracts for research, development, 

training, and studies in the field of electronic product radiation 

(section 356, Public Health Service Act, 42 U.S.C. 263d).

    119. Project grants and contracts for research, studies, 

demonstrations, training,



[[Page 313]]



and education relating to coal mine health (section 501, Federal Coal 

Mine Health and Safety Act of 1969, Public Law 91-173).

    120. Surplus real and related personal property disposal (40 U.S.C. 

484(k)).

    121. Supplementary medical insurance benefits for the aged (Title 

XVIII, Part A, Social Security Act, 42 U.S.C. 1395c-1395i-2).

    122. Issuance of rent-free permits for vending stands, credit 

unions, employee associations, etc. (20 U.S.C. 107-107f; 45 C.F.R. Part 

20; section 25, 12 U.S.C. 1170).

    123. Grants for special vocational rehabilitation projects (29 

U.S.C. 34(a)(1)).

    124. Experimental, pilot or demonstration projects to promote the 

objectives of Title I, X, XIV, XVI, or XIX or Part A of Title IV of the 

Social Security Act (42 U.S.C. 1315).

    125. Social Security and welfare cooperative research or 

demonstration projects (42 U.S.C. 1310).

    126. Child welfare research, training, or demonstration projects (42 

U.S.C. 626).

    127. Training projects (Title VI, Older Americans Act, 42 U.S.C. 

3041-3042).

    128. Grants for expansion of vocational rehabilitation services (29 

U.S.C. 34(a)(2) (A)).

    129. Grants for construction of rehabilitation facilities (29 U.S.C. 

41a(a)-(e)) and for initial staffing of rehabilitation facilities (29 

U.S.C. 41a(f)).

    130. Project development grants for rehabilitation facilities (29 

U.S.C. 41a(g)(2)).

    131. Rehabilitation Facility improvement grants (29 U.S.C. 41b(b)).

    132. Agreement for the establishment and operation of a national 

center for deaf-blind youths and adults (29 U.S.C. 42a).

    133. Project grants for services for migratory agricultural workers 

(29 U.S.C. 42b).

    134. Grants for initial staffing of community mental retardation 

facilities (42 U.S.C. 2678-2678d).

    135. Grants for training welfare personnel and for expansion and 

development of undergraduate and graduate social work programs (42 

U.S.C. 906, 908).

    136. Research and development projects concerning older Americans 

(42 U.S.C. 3031- 3032).

    137. Grants to States for training of nursing home administrators 

(42 U.S.C. 1396g (e)).

    138. Contracts or jointly financed cooperative arrangements with 

industry (29 U.S.C. 34(a)(2)(B)).

    139. Project grants for new careers in rehabilitation (29 U.S.C. 

34(a)(2)(C)).

    140. Children of low-income families (20 U.S.C. 241a-241m).

    141. Grants for training (29 U.S.C. 37(a) (2)).

    142. Grants for projects for training services (29 U.S.C. 41b(a)).

    143. Grants for comprehensive juvenile delinquency planning (42 

U.S.C. 3811).

    144. Grants for project planning in juvenile delinquency (42 U.S.C. 

3812).

    145. Grants for juvenile delinquency rehabilitative services 

projects (42 U.S.C. 3822, 3842).

    146. Grants for juvenile delinquency preventive service projects (42 

U.S.C. 3861).

    147. Grants for training projects in juvenile delinquency fields (42 

U.S.C. 3861).

    148. Grants for development of improved techniques and practices in 

juvenile delinquency services (42 U.S.C. 3871).

    149. Grants for technical assistance in juvenile delinquency 

services (42 U.S.C. 3872).

    150. Grants for State technical assistance to local units in 

juvenile delinquency services (42 U.S.C. 3873).

    151. Grants for public service centers projects (42 U.S.C. 2744).

    152. Grants to public or private non-profit agencies to carry on the 

Project Headstart Program (42 U.S.C. 2809(a)(1)).

    153. Project grants for new careers for the handicapped (29 U.S.C. 

34(a)(2)(D)).

    154. Construction, demonstration, and training grants for 

university-affiliated facilities for persons with developmental 

disabilities (42 U.S.C. 2661-2666).



                 Part 2. Continuing Assistance to State



    1. Grants to States for public library services and construction, 

interlibrary cooperation and specialized State library services for 

certain State institutions and the physically handicapped (20 U.S.C. 

351-355).

    2. Grants to States for strengthening instruction in academic 

subjects (20 U.S.C. 441-444).

    3. Grants to States for vocational education (20 U.S.C. 1241-1264).

    4. Arrangements with State education agencies for training under the 

Manpower Development and Training Act (42 U.S.C. 2601-2602, 2610a).

    5. Grants to States to assist in the elementary and secondary 

education of children of low-income families (20 U.S.C. 241a-241m).

    6. Grants to States to provide for school library resources, 

textbooks and other instructional materials for pupils and teachers in 

elementary and secondary schools (20 U.S.C. 821-827).

    7. Grants to States to strengthen State departments of education (20 

U.S.C. 861-870).

    8. Grants to States for community service programs (20 U.S.C. 1001-

1011).

    9. Grants to States for adult basic education and related research, 

teacher training and special projects (20 U.S.C. 1201-1211).

    10. Grants to State educational agencies for supplementary 

educational centers and services, and guidance, counseling and testing 

(20 U.S.C. 841-847).

    11. Grants to States for research and training in vocational 

education (20 U.S.C. 1281(b)).

    12. Grants to States for exemplary programs and projects in 

vocational education (20 U.S.C. 1301-1305).



[[Page 314]]



    13. Grants to States for residential vocational education schools 

(20 U.S.C. 1321).

    14. Grants to States for consumer and homemaking education (20 

U.S.C. 1341).

    15. Grants to States for cooperative vocational educational program 

(20 U.S.C. 1351- 1355).

    16. Grants to States for vocational workstudy programs (20 U.S.C. 

1371-1374).

    17. Grants to States to attract and qualify teachers to meet 

critical teaching shortages (20 U.S.C. 1108-1110c).

    18. Grants to States for education of handicapped children (20 

U.S.C. 1411-1414).

    19. Grants for administration of State plans and for comprehensive 

planning to determine construction needs of institutions of higher 

education (20 U.S.C. 715(b)).

    20. Grants to States for comprehensive health planning (section 

314(a), Public Health Service Act, 42 U.S.C. 246(a)).

    21. Grants to States for establishing and maintaining adequate 

public health services (section 314(d), Public Health Service Act, 42 

U.S.C. 246(d)).

    22. Grants, loans, and loan guarantees with interest subsidies for 

hospital and medical facilities (Title VI, Public Health Service Act, 42 

U.S.C. 291 et seq.).

    23. Grants to States for community mental health centers 

construction (Community Mental Health Centers Act, Part A, 42 U.S.C. 

2681-2687).

    24. Cost of rehabilitation services (Title II, Social Security Act 

section 222(d); 42 U.S.C. 422(d)).

    25. Surplus personal property disposal donations for health and 

educational purposes through State agencies (40 U.S.C. 484(j)).

    26. Grants for State and community programs on aging (Title III, 

Older Americans Act, 42 U.S.C. 3021-3025).

    27. Grants to States for planning, provision of services, and 

construction and operation of facilities for persons with developmental 

disabilities (42 U.S.C. 2670-2677c).

    28. Grants to States for vocational rehabilitation services (29 

U.S.C. 32); for innovation of vocational rehabilitation services (29 

U.S.C. 33); and for rehabilitation facilities planning (29 U.S.C. 

41a(g)(1)).

    29. Designation of State licensing agency for blind operators of 

vending stands (20 U.S.C. 107-107f).

    30. Grants to States for old-age assistance (42 U.S.C. 301 et seq.); 

aid to families with dependent children (42 U.S.C. 601 et seq.); child-

welfare services (42 U.S.C. 620 et seq.); aid to the blind (42 U.S.C. 

1201 et seq.); aid to the permanently and totally disabled (42 U.S.C. 

1351 et seq.); aid to the aged, blind, or disabled (42 U.S.C. 1381 et 

seq.); medical assistance (42 U.S.C. 1396 et seq.).

    31. Grants to States for maternal and child health and crippled 

children's services (42 U.S.C. 701-707); for special projects for 

maternal and infant care (42 U.S.C. 708).

    32. Grants to States for juvenile delinquency preventive and 

rehabilitative services (42 U.S.C. 3841).



[38 FR 17982, July 5, 1973; 40 FR 18173, Apr. 25, 1975, as amended at 70 

FR 24319, May 9, 2005]



  Appendix B to Part 80--Guidelines for Eliminating Discrimination and 

 Denial of Services on the Basis of Race, Color, National Origin, Sex, 

              and Handicap in Vocational Education Programs



                          I. Scope and Coverage



                      a. application of guidelines



    These Guidelines apply to recipients of any Federal financial 

assistance from the Department of Health and Human Services that offer 

or administer programs of vocational education or training. This 

includes State agency recipients.



                       b. definition of recipient



    The definition of recipient of Federal financial assistance is 

established by Department regulations implementing title VI, title IX, 

and section 504 (45 CFR 80.13(i), 86.2(h), 84.3(f).

    For the purposes of title VI:

    The term recipient means any State, political subdivision of any 

State, or instrumentality of any State or political subdivision, any 

public or private agency, institution, or organization, or other entity, 

or any individual, in any State, to whom Federal financial assistance is 

extended, directly or through another recipient, for any program, 

including any successor, assignee, or transferee thereof, but such term 

does not include any ultimate beneficiary [e.g., students] under any 

such program. (45 CFR 80.13(i)).

    For the purpose of title IX:

    Recipient means any State or political subdivision thereof, or any 

instrumentality of a State or political subdivision thereof, any public 

or private agency, institution, or organization, or other entity, or any 

person to whom Federal financial assistance is extended directly or 

through another recipient and which operates an education program or 

activity which receives or benefits from such assistance, including any 

subunit, successor, assignee, or transferee thereof. (45 CFR 86.2(h)).

    For the purposes of section 504:

    Recipient means any State or its political subdivision, any 

instrumentality of a State or its political subdivision, any public or 

private agency, institution, organization, or other entity, or any 

person to which Federal financial assistance is extended directly or 

through another recipient, including any



[[Page 315]]



successor, assignee, or transferee of a recipient, but excluding the 

ultimate beneficiary of the assistance. (45 CFR 84.3(f)).



          c. examples of recipients covered by these guidelines



    The following education agencies, when they provide vocational 

education, are examples of recipients covered by these Guidelines:

    1. The board of education of a public school district and its 

administrative agency.

    2. The administrative board of a specialized vocational high school 

serving students from more than one school district.

    3. The administrative board of a technical or vocation school that 

is used exclusively or principally for the provision of vocational 

education to persons who have completed or left high school (including 

persons seeking a certificate or an associate degree through a 

vocational program offered by the school) and who are available for 

study in preparation for entering the labor market.

    4. The administrative board of a postsecondary institution, such as 

a technical institute, skill center, junior college, community college, 

or four year college that has a department or division that provides 

vocational education to students seeking immediate employment, a 

certificate or an associate degree.

    5. The administrative board of a proprietary (private) vocational 

education school.

    6. A State agency recipient itself operating a vocational education 

facility.



         d. examples of schools to which these guidelines apply



    The following are examples of the types of schools to which these 

Guidelines apply.

    1. A junior high school, middle school, or those grades of a 

comprehensive high school that offers instruction to inform, orient, or 

prepare students for vocational education at the secondary level.

    2. A vocational education facility operated by a State agency.

    3. A comprehensive high school that has a department exclusively or 

principally used for providing vocational education; or that offers at 

least one vocational program to secondary level students who are 

available for study in preparation for entering the labor market; or 

that offers adult vocational education to persons who have completed or 

left high school and who are available for study in preparation for 

entering the labor market.

    4. A comprehensive high school, offering the activities described 

above, that receives students on a contract basis from other school 

districts for the purpose of providing vocational education.

    5. A specialized high school used exclusively or principally for the 

provision of vocational education, that enrolls students from one or 

more school districts for the purpose of providing vocational education.

    6. A technical or vocational school that primarily provides 

vocational education to persons who have completed or left high school 

and who are available for study in preparation for entering the labor 

market, including students seeking an associate degree or certificate 

through a course of vocational instruction offered by the school.

    7. A junior college, a community college, or four-year college that 

has a department or division that provides vocational education to 

students seeking immediate employment, an associate degree or a 

certificate through a course of vocational instruction offered by the 

school.

    8. A proprietary school, licensed by the State, that offers 

vocational education.



    Note: Subsequent sections of these Guidelines may use the term 

secondary vocational education center in referring to the institutions 

described in paragraphs 3, 4 and 5 above or the term postsecondary 

vocational education center in referring to institutions described in 

paragraphs 6 and 7 above or the term vocational education center in 

referring to any or all institutions described above.



      II. Responsibilities Assigned Only to State Agency Recipients



           a. responsibilities of all state agency recipients



    State agency recipients, in addition to complying with all other 

provisions of the Guidelines relevant to them, may not require, approve 

of, or engage in any discrimination or denial of services on the basis 

of race, color, national origin, sex, or handicap in performing any of 

the following activities:

    1. Establishment of criteria or formulas for distribution of Federal 

or State funds to vocational education programs in the State;

    2. Establishment of requirements for admission to or requirements 

for the administration of vocational education programs;

    3. Approval of action by local entities providing vocational 

education. (For example, a State agency must ensure compliance with 

section IV of these Guidelines if and when it reviews a vocational 

education agency decision to create or change a geographic service 

area.);

    4. Conducting its own programs. (For example, in employing its staff 

it may not discriminate on the basis of sex or handicap.)



         b. state agencies performing oversight responsibilities



    The State agency responsible for the administration of vocational 

education programs must adopt a compliance program to prevent, identify 

and remedy discrimination on the basis of race, color, national origin,



[[Page 316]]



sex or handicap by its subrecipients. (A subrecipient, in this context, 

is a local agency or vocational education center that receives financial 

assistance through a State agency.) This compliance program must 

include:

    1. Collecting and analyzing civil rights related data and 

information that subrecipients compile for their own purposes or that 

are submitted to State and Federal officials under existing authorities;

    2. Conducting periodic compliance reviews of selected subrecipients 

(i.e., an investigation of a subrecipient to determine whether it 

engages in unlawful discrimination in any aspect of its program); upon 

finding unlawful discrimination, notifying the subrecipient of steps it 

must take to attain compliance and attempting to obtain voluntary 

compliance;

    3. Providing technical assistance upon request to subrecipients. 

This will include assisting subrecipients identify unlawful 

discrimination and instructing them in remedies for and prevention of 

such discrimination;

    4. Periodically reporting its activities and findings under the 

foregoing paragraphs, including findings of unlawful discrimination 

under paragraph 2, immediately above, to the Office for Civil Rights.

    State agencies are not required to terminate or defer assistance to 

any subrecipient. Nor are they required to conduct hearings. The 

responsibilities of the Office for Civil Rights to collect and analyze 

data, to conduct compliance reviews, to investigate complaints and to 

provide technical assistance are not diminished or attenuated by the 

requirements of Section II of the Guidelines.



                c. statement of procedures and practices



    Within one year from the publication of these Guidelines in final 

form, each State agency recipient performing oversight responsibilities 

must submit to the Office for Civil Rights the methods of administration 

and related procedures it will follow to comply with the requirements 

described in paragraphs A and B immediately above. The Department will 

review each submission and will promptly either approve it, or return it 

to State officials for revision.



 III. Distribution of Federal Financial Assistance and Other Funds for 

                          Vocational Education



                       a. agency responsibilities



    Recipients that administer grants for vocational education must 

distribute Federal, State, or local vocational education funds so that 

no student or group of students is unlawfully denied an equal 

opportunity to benefit from vocational education on the basis of race, 

color, national origin, sex, or handicap.



                        b. distribution of funds



    Recipients may not adopt a formula or other method for the 

allocation of Federal, State, or local vocational education funds that 

has the effect of discriminating on the basis of race, color, national 

origin, sex, or handicap. However, a recipient may adopt a formula or 

other method of allocation that uses as a factor race, color, national 

origin, sex, or handicap [or an index or proxy for race, color, national 

origin, sex, or handicap e.g., number of persons receiving Aid to 

Families with Dependent Children or with limited English speaking 

ability] if the factor is included to compensate for past discrimination 

or to comply with those provisions of the Vocational Education 

Amendments of 1976 designed to assist specified protected groups.



       c. example of a pattern suggesting unlawful discrimination



    In each State it is likely that some local recipients will enroll 

greater proportions of minority students in vocational education than 

the State-wide proportion of minority students in vocational education. 

A funding formula or other method of allocation that results in such 

local recipients receiving per-pupil allocations of Federal or State 

vocational education funds lower than the State-wide average per-pupil 

allocation will be presumed unlawfully discriminatory.



         d. distribution through competitive grants or contracts



    Each State agency that establishes criteria for awarding competitive 

vocational education grants or contracts must establish and apply the 

criteria without regard to the race, color, national origin, sex, or 

handicap of any or all of a recipient's students, except to compensate 

for past discrimination.



    e. application processes for competitive or discretionary grants



    State agencies must disseminate information needed to satisfy the 

requirements of any application process for competitive or discretionary 

grants so that all recipients, including those having a high percentage 

of minority or handicapped students, are informed of and able to seek 

funds. State agencies that provide technical assistance for the 

completion of the application process must provide such assistance 

without discrimination against any one recipient or class of recipients.



[[Page 317]]



     f. alteration of fund distribution to provide equal opportunity



    If the Office for Civil Rights finds that a recipient's system for 

distributing vocational education funds unlawfully discriminates on the 

basis of race, color, national origin, sex, or handicap, it will require 

the recipient to adopt an alternative nondiscriminatory method of 

distribution. The Office for Civil Rights may also require the recipient 

to compensate for the effects of its past unlawful discrimination in the 

distribution of funds.



  IV. Access and Admission of Students to Vocational Education Programs



                      a. recipient responsibilities



    Criteria controlling student eligibility for admission to vocational 

education schools, facilities and programs may not unlawfully 

discriminate on the basis of race, color, national origin, sex, or 

handicap. A recipient may not develop, impose, maintain, approve, or 

implement such discriminatory admissions criteria.



                b. site selection for vocational schools



    State and local recipients may not select or approve a site for a 

vocational education facility for the purpose or with the effect of 

excluding, segregating, or otherwise discriminating against students on 

the basis of race, color, or national origin. Recipients must locate 

vocational education facilities at sites that are readily accessible to 

both nonminority and minority communities, and that do not tend to 

identify the facility or program as intended for nonminority or minority 

students.



 c. eligibility for admission to vocational education centers based on 

                                residence



    Recipients may not establish, approve or maintain geographic 

boundaries for a vocational education center service area or attendance 

zone, (hereinafter service area), that unlawfully exclude students on 

the basis of race, color, or national origin. The Office for Civil 

Rights will presume, subject to rebuttal, that any one or combination of 

the following circumstances indicates that the boundaries of a given 

service area are unlawfully constituted:

    1. A school system or service area contiguous to the given service 

area, contains minority or nonminority students in substantially greater 

proportion than the given service area;

    2. A substantial number of minority students who reside outside the 

given vocational education center service area, and who are not eligible 

for the center reside, nonetheless, as close to the center as a 

substantial number of non-minority students who are eligible for the 

center;

    3. The over-all vocational education program of the given service 

area in comparison to the over-all vocational education program of a 

contiguous school system or service area enrolling a substantially 

greater proportion of minority students: (a) Provides its students with 

a broader range of curricular offerings, facilities and equipment; or 

(b) provides its graduates greater opportunity for employment in jobs: 

(i) For which there is a demonstrated need in the community or region; 

(ii) that pay higher entry level salaries or wages; or (iii) that are 

generally acknowledged to offer greater prestige or status.



d. additions and renovations to existing vocational education facilities



    A recipient may not add to, modify, or renovate the physical plant 

of a vocational education facility in a manner that creates, maintains, 

or increases student segregation on the basis of race, color, national 

origin, sex, or handicap.



e. remedies for violations of site selection and geographic service area 

                              requirements



    If the conditions specified in paragraphs IV, A, B, C, or D, 

immediately above, are found and not rebutted by proof of 

nondiscrimination, the Office for Civil rights will require the 

recipient(s) to submit a plan to remedy the discrimination. The 

following are examples of steps that may be included in the plan, where 

necessary to overcome the discrimination: (1) Redrawing of the 

boundaries of the vocational education center's service area to include 

areas unlawfully excluded and/or to exclude areas unlawfully included; 

(2) provision of transportation to students residing in areas unlawfully 

excluded; (3) provision of additional programs and services to students 

who would have been eligible for attendance at the vocational education 

center but for the discriminatory service area or site selection; (4) 

reassignment of students; and (5) construction of new facilities or 

expansion of existing facilities.



 f. eligibility for admission to secondary vocational education centers 

          based on numerical limits imposed on sending schools



    A recipient may not adopt or maintain a system for admission to a 

secondary vocational education center or program that limits admission 

to a fixed number of students from each sending school included in the 

center's service area if such a system disproportionately excludes 

students from the center on the basis of race, sex, national origin or 

handicap. (Example: Assume 25 percent of a school district's high school 

students are black and that most of those black students are enrolled in 

one high school; the white students, 75 percent of the district's



[[Page 318]]



total enrollment, are generally enrolled in the five remaining high 

schools. This paragraph prohibits a system of admission to the secondary 

vocational education center that limits eligibility to a fixed and equal 

number of students from each of the district's six high schools.)



   g. remedies for violation of eligibility based on numerical limits 

                              requirements



    If the Office for Civil Rights finds a violation of paragraph F, 

above, the recipient must implement an alternative system of admissions 

that does not disproportionately exclude students on the basis of race, 

color, national origin, sex, or handicap.



 h. eligibility for admission to vocational education centers, branches 

                  or annexes based upon student option



    A vocational education center, branch or annex, open to all students 

in a service area and predominantly enrolling minority students or 

students of one race, national origin or sex, will be presumed 

unlawfully segregated if: (1) It was established by a recipient for 

members of one race, national origin or sex; or (2) it has since its 

construction been attended primarily by members of one race, national 

origin or sex; or (3) most of its program offerings have traditionally 

been selected predominantely by members of one race, national origin or 

sex.



     i. remedies for facility segregation under student option plans



    If the conditions specified in paragraph IV-H are found and not 

rebutted by proof of nondiscrimination, the Office for Civil Rights will 

require the recipient(s) to submit a plan to remedy the segregation. The 

following are examples of steps that may be included in the plan, where 

necessary to overcome the discrimination:

    (1) elimination of program duplication in the segregated facility 

and other proximate vocational facilities; (2) relocation or 

``clustering'' of programs or courses; (3) adding programs and courses 

that traditionally have been identified as intended for members of a 

particular race, national origin or sex to schools that have 

traditionally served members of the other sex or traditionally served 

persons of a different race or national origin; (4) merger of programs 

into one facility through school closings or new construction; (5) 

intensive outreach recruitment and counseling; (6) providing free 

transportation to students whose enrollment would promote desegregation.

    [Paragraph J omitted]



 k. eligibility based on evaluation of each applicant under admissions 

                                criteria



    Recipients may not judge candidates for admission to vocational 

education programs on the basis of criteria that have the effect of 

disproportionately excluding persons of a particular race, color, 

national origin, sex, or handicap. However, if a recipient can 

demonstrate that such criteria have been validated as essential to 

participation in a given program and that alternative equally valid 

criteria that do not have such a disproportionate adverse effect are 

unavailable, the criteria will be judged nondiscriminatory. Examples of 

admissions criteria that must meet this test are past academic 

performance, record of disciplinary infractions, counselors' approval, 

teachers' recommendations, interest inventories, high school diplomas 

and standardized tests, such as the Test of Adult Basic Education 

(TABE).

    An introductory, preliminary, or exploratory course may not be 

established as a prerequisite for admission to a program unless the 

course has been and is available without regard to race, color, national 

origin, sex, and handicap. However, a course that was formerly only 

available on a discriminatory basis may be made a prerequisite for 

admission to a program if the recipient can demonstrate that: (a) the 

course is essential to participation in the program; and (b) the course 

is presently available to those seeking enrollment for the first time 

and to those formerly excluded.



l. eligibility of national origin minority persons with limited english 

                             language skills



    Recipients may not restrict an applicant's admission to vocational 

education programs because the applicant, as a member of a national 

origin minority with limited English language skills, cannot participate 

in and benefit from vocational instruction to the same extent as a 

student whose primary language is English. It is the responsibility of 

the recipient to identify such applicants and assess their ability to 

participate in vocational instruction.

    Acceptable methods of identification include: (1) Identification by 

administrative staff, teachers, or parents of secondary level students; 

(2) identification by the student in postsecondary or adult programs; 

and (3) appropriate diagnostic procedures, if necessary.

    Recipients must take steps to open all vocational programs to these 

national origin minority students. A recipient must demonstrate that a 

concentration of students with limited English language skills in one or 

a few programs is not the result of discriminatory limitations upon the 

opportunities available to such students.



[[Page 319]]



 m. remedial action in behalf of persons with limited english language 

                                 skills



    If the Office for Civil Rights finds that a recipient has denied 

national origin minority persons admission to a vocational school or 

program because of their limited English language skills or has assigned 

students to vocational programs solely on the basis of their limited 

English language skills, the recipient will be required to submit a 

remedial plan that insures national origin minority students equal 

access to vocational education programs.



                n. equal access for handicapped students



    Recipients may not deny handicapped students access to vocational 

education programs or courses because of architectural or equipment 

barriers, or because of the need for related aids and services or 

auxiliary aids. If necessary, recipients must: (1) Modify instructional 

equipment; (2) modify or adapt the manner in which the courses are 

offered; (3) house the program in facilities that are readily accessible 

to mobility impaired students or alter facilities to make them readily 

accessible to mobility impaired students; and (4) provide auxiliary aids 

that effectively make lectures and necessary materials available to 

postsecondary handicapped students; (5) provide related aids or services 

that assure secondary students an appropriate education.

    Academic requirements that the recipient can demonstrate are 

essential to a program of instruction or to any directly related 

licensing requirement will not be regarded as discriminatory. However, 

where possible, a recipient must adjust those requirements to the needs 

of individual handicapped students.

    Access to vocational programs or courses may not be denied 

handicapped students on the ground that employment opportunities in any 

occupation or profession may be more limited for handicapped persons 

than for non-handicapped persons.



                         o. public notification



    Prior to the beginning of each school year, recipients must advise 

students, parents, employees and the general public that all vocational 

opportunities will be offered without regard to race, color, national 

origin, sex, or handicap. Announcement of this policy of non-

discrimination may be made, for example, in local newspapers, recipient 

publications and/or other media that reach the general public, program 

beneficiaries, minorities (including national origin minorities with 

limited English language skills), women, and handicapped persons. A 

brief summary of program offerings and admission criteria should be 

included in the announcement; also the name, address and telephone 

number of the person designated to coordinate Title IX and Section 504 

compliance activity.

    If a recipient's service area contains a community of national 

origin minority persons with limited English language skills, public 

notification materials must be disseminated to that community in its 

language and must state that recipients will take steps to assure that 

the lack of English language skills will not be a barrier to admission 

and participation in vocational education programs.



                V. Counseling and Prevocational Programs



                      a. recipient responsibilities



    Recipients must insure that their counseling materials and 

activities (including student program selection and career/employment 

selection), promotional, and recruitment efforts do not discriminate on 

the basis of race, color, national origin, sex, or handicap.



                 b. counseling and prospects for success



    Recipients that operate vocational education programs must insure 

that counselors do not direct or urge any student to enroll in a 

particular career or program, or measure or predict a student's 

prospects for success in any career or program based upon the student's 

race, color, national origin, sex, or handicap. Recipients may not 

counsel handicapped students toward more restrictive career objectives 

than nonhandicapped students with similar abilities and interests. If a 

vocational program disproportionately enrolls male or female students, 

minority or nonminority students, or handicapped students, recipients 

must take steps to insure that the disproportion does not result from 

unlawful discrimination in counseling activities.



                    c. student recruitment activities



    Recipients must conduct their student recruitment activities so as 

not to exclude or limit opportunities on the basis of race, color, 

national origin, sex, or handicap. Where recruitment activities involve 

the presentation or portrayal of vocational and career opportunities, 

the curricula and programs described should cover a broad range of 

occupational opportunities and not be limited on the basis of the race, 

color, national origin, sex, or handicap of the students or potential 

students to whom the presentation is made. Also, to the extent possible, 

recruiting teams should include persons of different races, national 

origins, sexes, and handicaps.



[[Page 320]]



   d. counseling of students with limited english-speaking ability or 

                           hearing impairments



    Recipients must insure that counselors can effectively communicate 

with national origin minority students with limited English language 

skills and with students who have hearing impairments. This requirement 

may be satisfied by having interpreters available.



                        e. promotional activities



    Recipients may not undertake promotional efforts (including 

activities of school officials, counselors, and vocational staff) in a 

manner that creates or perpetuates stereotypes or limitations based on 

race, color, national origin, sex or handicap. Examples of promotional 

efforts are career days, parents' night, shop demonstrations, 

visitations by groups of prospective students and by representatives 

from business and industry. Materials that are part of promotional 

efforts may not create or perpetuate stereotypes through text or 

illustration. To the extent possible they should portray males or 

females, minorities or handicapped persons in programs and occupations 

in which these groups traditionally have not been represented. If a 

recipient's service area contains a community of national origin 

minority persons with limited English language skills, promotional 

literature must be distributed to that community in its language.



 VI. Equal Opportunity in the Vocational Education Instructional Setting



               a. accommodations for handicapped students



    Recipients must place secondary level handicapped students in the 

regular educational environment of any vocational education program to 

the maximum extent appropriate to the needs of the student unless it can 

be demonstrated that the education of the handicapped person in the 

regular environment with the use of supplementary aids and services 

cannot be achieved satisfactorily. Handicapped students may be placed in 

a program only after the recipient satisfies the provisions of the 

Department's Regulation, 45 CFR Part 84, relating to evaluation, 

placement, and procedural safeguards. If a separate class or facility is 

identifiable as being for handicapped persons, the facility, the 

programs, and the services must be comparable to the facilities, 

programs, and services offered to nonhandicapped students.



                     b. student financial assistance



    Recipients may not award financial assistance in the form of loans, 

grants, scholarships, special funds, subsidies, compensation for work, 

or prizes to vocational education students on the basis of race, color, 

national origin, sex, or handicap, except to overcome the effects of 

past discrimination. Recipients may administer sex restricted financial 

assistance where the assistance and restriction are established by will, 

trust, bequest, or any similar legal instrument, if the overall effect 

of all financial assistance awarded does not discriminate on the basis 

of sex. Materials and information used to notify students of 

opportunities for financial assistance may not contain language or 

examples that would lead applicants to believe the assistance is 

provided on a discriminatory basis. If a recipient's service area 

contains a community of national origin minority persons with limited 

English language skills, such information must be disseminated to that 

community in its language.



  c. housing in residential postsecondary vocational education centers



    Recipients must extend housing opportunities without discrimination 

based on race, color, national origin, sex, or handicap. This obligation 

extends to recipients that provide on-campus housing and/or that have 

agreements with providers of off-campus housing. In particular, a 

recipient postsecondary vocational education program that provides on-

campus or off-campus housing to its nonhandicapped students must 

provide, at the same cost and under the same conditions, comparable 

convenient and accessible housing to handicapped students.



                        d. comparable facilities



    Recipients must provide changing rooms, showers, and other 

facilities for students of one sex that are comparable to those provided 

to students of the other sex. This may be accomplished by alternating 

use of the same facilities or by providing separate, comparable 

facilities.

    Such facilities must be adapted or modified to the extent necessary 

to make the vocational education program readily accessible to 

handicapped persons.



 VII. Work Study, Cooperative Vocational Education, Job Placement, and 

                           Apprentice Training



 a. responsibilities in cooperative vocational education programs, work-

               study programs, and job placement programs



    A recipient must insure that: (a) It does not discriminate against 

its students on the basis of race, color, national origin, sex, or 

handicap in making available opportunities in cooperative education, 

work study and job placement programs; and (b) students participating in 

cooperative education, work study and job placement programs are not 

discriminated against by employers or prospective employers on the basis 

of race, color, national origin, sex, or handicap in recruitment, 

hiring, placement, assignment to



[[Page 321]]



work tasks, hours of employment, levels of responsibility, and in pay.

    If a recipient enters into a written agreement for the referral or 

assignment of students to an employer, the agreement must contain an 

assurance from the employer that students will be accepted and assigned 

to jobs and otherwise treated without regard to race, color, national 

origin, sex, or handicap.

    Recipients may not honor any employer's request for students who are 

free of handicaps or for students of a particular race, color, national 

origin, or sex. In the event an employer or prospective employer is or 

has been subject to court action involving discrimination in employment, 

school officials should rely on the court's findings if the decision 

resolves the issue of whether the employer has engaged in unlawful 

discrimination.



                     b. apprentice training programs



    A recipient may not enter into any agreement for the provision or 

support of apprentice training for students or union members with any 

labor union or other sponsor that discriminates against its members or 

applicants for membership on the basis of race, color, national origin, 

sex, or handicap. If a recipient enters into a written agreement with a 

labor union or other sponsor providing for apprentice training, the 

agreement must contain an assurance from the union or other sponsor: (1) 

That it does not engage in such discrimination against its membership or 

applicants for membership; and (2) that apprentice training will be 

offered and conducted for its membership free of such discrimination.



                  VIII. Employment of Faculty and Staff



                         a. employment generally



    Recipients may not engage in any employment practice that 

discriminates against any employee or applicant for employment on the 

basis of sex or handicap. Recipients may not engage in any employment 

practice that discriminates on the basis of race, color, or national 

origin if such discrimination tends to result in segregation, exclusion 

or other discrimination against students.



                             b. recruitment



    Recipients may not limit their recruitment for employees to schools, 

communities, or companies disproportionately composed of persons of a 

particular race, color, national origin, sex, or handicap except for the 

purpose of overcoming the effects of past discrimination. Every source 

of faculty must be notified that the recipient does not discriminate in 

employment on the basis of race, color, national origin, sex, or 

handicap.



                      c. patterns of discrimination



    Whenever the Office for Civil Rights finds that in light of the 

representation of protected groups in the relevant labor market there is 

a significant underrepresentation or overrepresentation of protected 

group persons on the staff of a vocational education school or program, 

it will presume that the disproportion results from unlawful 

discrimination. This presumption can be overcome by proof that qualified 

persons of the particular race, color, national origin, or sex, or that 

qualified handicapped persons are not in fact available in the relevant 

labor market.



                           d. salary policies



    Recipients must establish and maintain faculty salary scales and 

policy based upon the conditions and responsibilities of employment, 

without regard to race, color, national origin, sex or handicap.



         e. employment opportunities for handicapped applicants



    Recipients must provide equal employment opportunities for teaching 

and administrative positions to handicapped applicants who can perform 

the essential functions of the position in question. Recipients must 

make reasonable accommodation for the physical or mental limitations of 

handicapped applicants who are otherwise qualified unless recipients can 

demonstrate that the accommodation would impose an undue hardship.



                  f. the effects of past discrimination



    Recipients must take steps to overcome the effects of past 

discrimination in the recruitment, hiring, and assignment of faculty. 

Such steps may include the recruitment or reassignment of qualified 

persons of a particular race, national origin, or sex, or who are 

handicapped.



       g. staff of state advisory councils of vocational education



    State Advisory Councils of Vocational Education are recipients of 

Federal financial assistance and therefore must comply with Section VIII 

of the Guidelines.



  h. employment at state operated vocational education centers through 

                     state civil-service authorities



    Where recruitment and hiring of staff for State operated vocational 

education centers is conducted by a State civil service employment 

authority, the State education agency operating the program must insure 

that recruitment and hiring of staff for the vocational education center 

is conducted in accordance with the requirements of these Guidelines.



[[Page 322]]



              IX. Proprietary Vocational Education Schools



                      a. recipient responsibilities



    Proprietary vocational education schools that are recipients of 

Federal financial assistance through Federal student assistance programs 

or otherwise are subject to all of the requirements of the Department's 

regulations and these Guidelines.



                        b. enforcement authority



    Enforcement of the provisions of Title IX of the Education 

Amendments of 1972 and section 504 of the Rehabilitation Act of 1973 is 

the responsibility of the Department of Health and Human Services. 

However, authority to enforce Title VI of the Civil Rights Act of 1964 

for proprietary vocational education schools has been delegated to the 

Veterans Administration.

    When the Office for Civil Rights receives a Title VI complaint 

alleging discrimination by a proprietary vocational education school it 

will forward the complaint to the Veterans Administration and cite the 

applicable requirements of the Department's regulations and these 

Guidelines. The complainant will be notified of such action.



[44 FR 17164, Mar. 21, 1979]