[Code of Federal Regulations]

[Title 45, Volume 1]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 45CFR96.50]



[Page 509-510]

 

                        TITLE 45--PUBLIC WELFARE

 

                    SUBTITLE A--DEPARTMENT OF HEALTH

                           AND HUMAN SERVICES

 

PART 96_BLOCK GRANTS--Table of Contents

 

                          Subpart E_Enforcement

 

Sec.  96.50  Complaints.





    (a) This section applies to any complaint (other than a complaint 

alleging violation of the nondiscrimination provisions) that a State has 

failed to use its allotment under a block grant in accordance with the 

terms of the act establishing the block grant or the certifications and 

assurances made by the State pursuant to that act. The Secretary is not 

required to consider a complaint unless it is submitted as required by 

this section.

    (b) Complaints with respect to the health block grants must be 

submitted in writing to either the Assistant Secretary for Health or: 

For the preventive health and health services block grant, the Director, 

Centers for Disease Control; for the alcohol and drug abuse and mental 

health services block grant, the Administrator, Alcohol, Drug Abuse, and 

Mental Health Administration; for the maternal and child health services 

block grant, the Administrator, Health Resources and Services 

Administration. Complaints with respect to the social services block 

grant must be submitted in writing to the Assistant Secretary for Human 

Development Services. Complaints with respect to the low-income home 

energy assistance program and the community services block grant must be 

submitted in writing to the Director, Office of Community Services. (The 

address for the Director, Center for Disease Control is 1600 Clifton 

Road, NE., Atlanta, Georgia 30333. For each of the other officials cited 

above the address is 200 Independence Avenue SW., Washington, DC 20201.) 

The complaint must identify the provision of the act, assurance, or 

certification that was allegedly violated; must specify the basis for 

the violations it charges; and must include all relevant information 

known to the person submitting it.

    (c) The Department shall promptly furnish a copy of any complaint to 

the affected State. Any comments received from the State within 60 days 

(or such longer period as may be agreed upon between the State and the 

Department) shall be considered by the Department in responding to the 

complaint. The Department will conduct an investigation of complaints 

where appropriate.

    (d) The Department will provide a written response to complaints 

within 180 days after receipt. If a final resolution cannot be provided 

at that time, the response will state the reasons why additional time is 

necessary. Under the low-income home energy assistance program, within 

60 days after receipt of complaints, the Department will provide a 

written response to the complainant, stating the actions that it has 

taken to date and, if the complaint has not yet been fully resolved, the 

timetable for final resolution of the complaint.

    (e) The Department recognizes that under the block grant programs 

the States are primarily responsible for interpreting the governing 

statutory provisions. As a result, various States may reach different 

interpretations of the same statutory provisions. This circumstance is 

consistent with the intent of and statutory authority for the block 

grant programs. In resolving any issue raised by a complaint or a 

Federal audit the Department will defer to a State's interpretation of 

its assurances and of the provisions of the block grant statutes unless 

the interpretation is clearly erroneous. In any event,



[[Page 510]]



the Department will provide copies of complaints to the independent 

entity responsible for auditing the State's activities under the block 

grant program involved. Any determination by the Department that a 

State's interpretation is not clearly erroneous shall not preclude or 

otherwise prejudice the State auditors' consideration of the question.



[47 FR 29486, July 6, 1982; 47 FR 43062, Sept. 30, 1982, as amended at 

52 FR 37967, Oct. 13, 1987; 57 FR 1977, Jan. 16, 1992; 60 FR 21358, May 

1, 1995]