[Code of Federal Regulations]

[Title 48, Volume 4]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 48CFR352.270-8]



[Page 83-84]

 

            TITLE 48--FEDERAL ACQUISITION REGULATIONS SYSTEM

 

                  CHAPTER 3--HEALTH AND HUMAN SERVICES

 

PART 352_SOLICITATION PROVISIONS AND CONTRACT CLAUSES--Table of Contents

 

              Subpart 352.2_Texts of Provisions and Clauses

 

Sec. 352.270-8  Protection of human subjects.



    (a) The following provision shall be included in solicitations 

expected to involve human subjects:



  Notice to Offerors of Requirements of 45 CFR Part 46, Protection of 

                        Human Subjects (JAN 2001)



    (a) Copies of the Department of Health and Human Services 

(Department) regulations for the protection of human subjects, 45 CFR 

Part 46, are available from the Office for Human Research Protections 

(OHRP), Bethesda, Maryland 20892. The regulations provide a systematic 

means, based on established ethical principles, to safeguard the rights 

and welfare of individuals who participate as subjects in research 

activities supported or conducted by the Department.

    (b) The regulations define a human subject as a living individual 

about whom an investigator (whether professional or student) conducting 

research obtains data through intervention or interaction with the 

individual, or identifiable private information. The regulations extend 

to the use of human organs, tissue, and body fluids from individually 

identifiable human subjects as well as to graphic, written, or recorded 

information derived from individually identifiable human subjects. The 

use of autopsy materials is governed by applicable State and local law 

and is not directly regulated by 45 CFR Part 46.

    (c) Activities in which the only involvement of human subjects will 

be in one or more of the categories set forth in 45 CFR 46.101(b)(1-6) 

are exempt from coverage.

    (d) Inappropriate designations of the noninvolvement of human 

subjects or of exempt categories of research in a project may result in 

delays in the review of a proposal. The OpDiv will make a final 

determination of whether the proposed activities are covered by the 

regulations or are in an exempt category, based on the information 

provided in the proposal. In doubtful cases, prior consultation with 

OPRR, (telephone: 301-496-7014), is recommended.

    (e) In accordance with 45 CFR Part 46, prospective Contractors being 

considered for award shall be required to file with OPRR an acceptable 

Assurance of Compliance with the regulations, specifying review 

procedures and assigning responsibilities for the protection of human 

subjects. The initial and continuing review of a research project by an 

institutional review board shall assure that the rights and welfare of 

the human subjects involved are adequately protected, that the



[[Page 84]]



risks to the subjects are reasonable in relation to the potential 

benefits, if any, to the subjects and the importance of the knowledge to 

be gained, and that informed consent will be obtained by methods that 

are adequate and appropriate. The contracting officer will direct the 

offeror/contractor to the OHRP IRB Registration and Assurance Filing 

website, found at http://www.hhs.gov/ohrp/ or to the physical address if 

the offeror/contractor cannot access the Internet. HHS regulations for 

the protection of human subjects may be found at: http://

www.access.gpo.gov/nara/cfr/waisidx--01/45cfr46--01.html

    (f) It is recommended that OPRR be consulted for advice or guidance 

concerning either regulatory requirements or ethical issues pertaining 

to research involving human subjects.



                           (End of provision)



    (b) The following clause shall be included in solicitations and 

resultant contracts involving human subjects:



                 Protection of Human Subjects (JAN 2001)



    (a) The Contractor agrees that the rights and welfare of human 

subjects involved in research under this contract shall be protected in 

accordance with 45 CFR Part 46 and with the Contractor's current 

Assurance of Compliance on file with the Office for Protection from 

Research Risks (OPRR), National Institutes of Health (NIH). The 

Contractor further agrees to provide certification at least annually 

that the Institutional Review Board has reviewed and approved the 

procedures, which involve human subjects in accordance with 45 CFR Part 

46 and the Assurance of Compliance.

    (b) The Contractor shall bear full responsibility for the 

performance of all work and services involving the use of human subjects 

under this contract in a proper manner and as safely as is feasible. The 

parties hereto agree that the Contractor retains the right to control 

and direct the performance of all work under this contract. Nothing in 

this contract shall be deemed to constitute the Contractor or any 

subcontractor, agent or employee of the Contractor, or any other person, 

organization, institution, or group of any kind whatsoever, as the agent 

or employee of the Government. The Contractor agrees that it has entered 

into this contract and will discharge its obligations, duties, and 

undertakings and the work pursuant thereto, whether requiring 

professional judgement or otherwise, as an independent contractor 

without imputing liability on the part of the Government for the acts of 

the Contractor or its employees.

    (c) If at any time during the performance of this contract, the 

Contracting officer determines, in consultation with the OPRR, NIH, that 

the Contractor is not in compliance with any of the requirements and/or 

standards stated in paragraphs (a) and (b) above, the Contracting 

Officer may immediately suspend, in whole or in part, work and further 

payments under this contract until the Contractor corrects the 

noncompliance. Notice of the suspension may be communicated by telephone 

and confirmed in writing. If the Contractor fails to complete corrective 

action within the period of time designated in the Contracting Officer's 

written notice of suspension, the Contracting Officer may, in 

consultation with OPRR, NIH, terminate this contract in a whole or in 

part, and the Contractor's name may be removed form the list of those 

contractors with approved Health and Human Services Human Subject 

Assurances.



                             (End of clause)



[66 FR 4255, Jan. 17, 2001, as amended at 70 FR 41, Jan. 3, 2005]