[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR211.45]



[Page 69-71]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 211_RULES OF PRACTICE--Table of Contents

 

                            Subpart C_Waivers

 

Sec.  211.45  Petitions for emergency waiver of safety rules.



    (a) General. This section applies only to petitions for waiver of a 

safety rule, regulation, or standard that FRA determines are directly 

related to the occurrence of, or imminent threat of, an emergency event. 

For purposes of this section an emergency event could be local, 

regional, or national in scope and includes a natural or manmade 

disaster, such as a hurricane, flood, earthquake, mudslide, forest fire, 

significant snowstorm, terrorist act, biological outbreak, release of a 

dangerous radiological, chemical, or biological material, war-related 

activity, or other similar event.

    (b) Emergency Relief Docket. Each calendar year FRA creates an 

Emergency Relief Docket (ERD) in the publicly accessible DOT Document 

Management System (DMS). The DMS can be accessed 24 hours a day, seven 

days a week, via the Internet at the docket facility's Web site at 

http://dms.dot.gov. All documents in the DMS are available for 

inspection and copying on the Web site or are available for examination 

at the DOT Docket Management Facility, Room PL-401 (Plaza Level), 400 

7th Street, SW., Washington, DC 20590 during regular business hours (9 

a.m.-5 p.m.). By January 31st of each year, FRA publishes a notice in 

the Federal Register identifying by docket number the ERD for that year. 

A notice will also be published in the previous year's ERD identifying 

the new docket number.

    (c) Determining the existence of an emergency event. If the 

Administrator determines that an emergency event identified in paragraph 

(a) of this section has occurred, or that an imminent



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threat of it occurring exists, and determines that public safety or 

recovery efforts require that the provisions of this section be 

implemented, the Administrator will activate the Emergency Relief Docket 

identified in paragraph (d) of this section. In determining whether an 

emergency exists, the Administrator may consider declarations of 

emergency made by local, state, or Federal officials, and determinations 

by Federal government that a credible threat of a terrorist attack 

exists.

    (d) Additional notification. When possible, FRA will post the FRA 

Administrator's determination described in paragraph (b)(1) of this 

section on its Web site at http://www.fra.dot.gov. FRA will also publish 

a notice in the Federal Register alerting interested parties of the FRA 

Administrator's determination as soon as practicable.

    (e) Content of petitions for emergency waivers. Petitions submitted 

to FRA pursuant to this section should specifically address how the 

petition is related to the emergency, and to the extent practicable, 

contain the information required under Sec.  211.9(a) and (b). The 

petition should at a minimum describe the following: How the petitioner 

or public is affected by the emergency (including the impact on railroad 

operations); what FRA regulations are implicated by the emergency (e.g. 

movement of defective equipment); how waiver of the implicated 

regulations would benefit petitioner during the emergency; and how long 

the petitioner expects to be affected by the emergency.

    (f) Filing requirements. Petitions filed under this section, shall 

be submitted using any of the following methods:

    (1) Direct e-mail to FRA at: RRS.Correspondence@fra.dot.gov;

    (2) Direct fax to FRA at: 202-493-6309; or

    (3) To FRA Docket Clerk, Office of Chief Counsel, RCC-10, Mail Stop 

10, 1120 Vermont Avenue, NW., Washington, DC 20590, fax no. (202) 493-

6068.

    (g) FRA Handling and Initial Review. Upon receipt and initial review 

of a petition for waiver, to verify that it meets the criteria for use 

of these emergency procedures, FRA will add the petition to the ERD. The 

DMS numbers each document that is added to a docket. (For example, the 

first document submitted to the docket in 2006 will be identified as 

FRA-2006-XXX-1.) Thus, each petition submitted to the ERD will have a 

unique document number which should be identified on all communications 

related to petitions contained in this docket. If FRA determines that 

the petition does not meet the criteria for use of these emergency 

procedures, FRA will notify the petitioner and will process the petition 

under normal waiver procedures of this subpart.

    (h) Comments. Comments should be submitted within 72-hours from the 

time the petition is entered into and available on the DMS. Any comment 

received after that period will be considered to the extent practicable. 

All comments should identify the appropriate ERD and should identify the 

specific document number of the petition designated by the DMS in the 

ERD. Interested parties commenting on a petition under this section 

should also include in their comments to the ERD telephone numbers at 

which their representatives may be reached. Interested parties may 

submit their comments using any of the following methods:

    (1) Direct e-mail to FRA at: RRS.Correspondence@fra.dot.gov.

    (2) Direct fax to FRA at: 202-493-6309.

    (3) Submission of comments to the Docket Clerk, DOT Docket 

Management Facility, Room PL-401 (Plaza Level), 400 7th Street, SW., 

Washington, DC 20590 or electronically via the Internet at http://

dms.dot.gov. Any comments or information sent directly to FRA will be 

immediately provided to the DOT DMS for inclusion in the ERD.

    (i) Request for hearing. Parties desiring a public hearing on any 

petition being processed under this section must notify FRA through the 

comment process identified in paragraph (h) of this section within 72-

hours from the time the petition is entered into and available on the 

DMS. In response to a request for a public hearing, FRA will arrange a 

telephone conference between all interested parties to provide an 

opportunity for oral comment. The conference will be arranged as soon as 

practicable. After such conference, if a



[[Page 71]]



party stills desires a public hearing on the petition, then a public 

hearing will be arranged as soon as practicable pursuant to the 

provisions contained in 49 CFR part 211.

    (j) Decisions. FRA may grant a petition for waiver prior to 

conducting a public hearing if such action is in the public interest and 

consistent with safety or in situations where a hearing request is 

received subsequent to the 72-hour comment period. In such an instance, 

FRA will notify the party requesting the public hearing of its decision 

and will arrange to conduct such hearing as soon as practicable.

    (1) FRA reserves the right to reopen any docket and reconsider any 

decision made pursuant to these emergency procedures based upon its own 

initiative or based upon information or comments received subsequent to 

the 72-hour comment period or at a later scheduled public hearing.

    (2) FRA decision letters, either granting or denying a petition, 

will be posted in the appropriate ERD and will reference the document 

number of the petition to which it relates.

    (3) Relief granted shall not extend for more than nine months.

    (4) For matters that may significantly impact the missions of the 

Department of Homeland Security, FRA consults with the Department of 

Homeland Security as soon as practicable.



[71 FR 51521, Aug. 30, 2006]