[Code of Federal Regulations]
[Title 31, Volume 2]
[Revised as of July 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 31CFR357.0]

[Page 408-409]
 
                  TITLE 31--MONEY AND FINANCE: TREASURY
 
         CHAPTER II--FISCAL SERVICE, DEPARTMENT OF THE TREASURY
 
PART 357_REGULATIONS GOVERNING BOOK-ENTRY TREASURY BONDS, NOTES AND BILLS HELD 
 
                      Subpart A_General Information
 
Sec.  357.0  Book-entry systems.


    (a) Treasury securities. Treasury securities are maintained in one 
of the following book-entry systems:
    (1) Commercial book-entry system. The commercial book-entry system 
is the book-entry system in which Treasury securities are held in a 
tiered system through securities intermediaries such as financial 
institutions or brokerage firms. A Treasury security is maintained in 
the commercial book-entry system if it is credited by a Federal Reserve 
Bank to a Participant's Securities Account. The regulations governing 
the commercial book-entry system are found at subpart B of this part, 
and are referred to as Treasury/Reserve Automated Debt Entry System 
(TRADES).
    (2) Legacy Treasury Direct [reg]. The Legacy Treasury 
Direct system is a non-Internet-based book-entry system maintained by 
Treasury for purchasing and holding marketable Treasury securities as 
book-entry products. A Treasury security is maintained in Legacy 
Treasury Direct if it is credited to a Legacy Treasury Direct account as 
described in Sec.  357.20 of this part. Treasury securities are held 
directly by the Department of the Treasury in accounts maintained in the 
investor's name. A Legacy Treasury Direct account may be accessed 
through a designated Federal Reserve Bank or the Bureau of the Public 
Debt. See subpart C of this part for rules pertaining to Legacy Treasury 
Direct.
    (3) TreasuryDirect [reg]. TreasuryDirect is a book-entry, 
online system maintained by the Department of the Treasury for 
purchasing and holding eligible marketable Treasury securities, United 
States Savings Bonds, and certificates of indebtedness in electronic 
form as a computer record on the books of Treasury. The regulations 
governing TreasuryDirect are found at 31 CFR part 363.
    (b) Transferability between TRADES and Legacy Treasury Direct. A 
Treasury security eligible to be maintained in Legacy Treasury Direct 
under the terms of its offering circular or pursuant to notice published 
by the Secretary may be transferred to or from an account in TRADES from 
or to an account in Legacy Treasury Direct in accordance with Sec.  
357.22(a).
    (c) TreasuryDirect system. TreasuryDirect is an Internet-based book-
entry system maintained by the Department of the Treasury. The 
regulations governing TreasuryDirect are found at part 363 of this 
chapter. Legacy Treasury Direct is a separate, non-

[[Page 409]]

Internet-based book-entry system for marketable Treasury securities 
only.

[67 FR 64278, Oct. 17, 2002, as amended at 70 FR 57431, Sept. 30, 2005; 
70 FR 57441, Sept. 30, 2005]