[Code of Federal Regulations]
[Title 40, Volume 21]
[Revised as of July 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR125.84]

[Page 337-340]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 125_CRITERIA AND STANDARDS FOR THE NATIONAL POLLUTANT DISCHARGE
ELIMINATION SYSTEM--Table of Contents
 
Subpart I_Requirements Applicable to Cooling Water Intake Structures for 
             New Facilities Under Section 316(b) of the Act
 
Sec.  125.84  As an owner or operator of a new facility, what must I do to comply with this subpart?

    (a)(1) The owner or operator of a new facility must comply with 
either:
    (i) Track I in paragraph (b) or (c) of this section; or
    (ii) Track II in paragraph (d) of this section.
    (2) In addition to meeting the requirements in paragraph (b), (c), 
or (d) of this section, the owner or operator of a new facility may be 
required to comply with paragraph (e) of this section.
    (b) Track I requirements for new facilities that withdraw equal to 
or greater than 10 MGD. You must comply with all of the following 
requirements:
    (1) You must reduce your intake flow, at a minimum, to a level 
commensurate with that which can be attained by a closed-cycle 
recirculating cooling water system;
    (2) You must design and construct each cooling water intake 
structure at

[[Page 338]]

your facility to a maximum through-screen design intake velocity of 0.5 
ft/s;
    (3) You must design and construct your cooling water intake 
structure such that the total design intake flow from all cooling water 
intake structures at your facility meets the following requirements:
    (i) For cooling water intake structures located in a freshwater 
river or stream, the total design intake flow must be no greater than 
five (5) percent of the source water annual mean flow;
    (ii) For cooling water intake structures located in a lake or 
reservoir, the total design intake flow must not disrupt the natural 
thermal stratification or turnover pattern (where present) of the source 
water except in cases where the disruption is determined to be 
beneficial to the management of fisheries for fish and shellfish by any 
fishery management agency(ies);
    (iii) For cooling water intake structures located in an estuary or 
tidal river, the total design intake flow over one tidal cycle of ebb 
and flow must be no greater than one (1) percent of the volume of the 
water column within the area centered about the opening of the intake 
with a diameter defined by the distance of one tidal excursion at the 
mean low water level;
    (4) You must select and implement design and construction 
technologies or operational measures for minimizing impingement 
mortality of fish and shellfish if:
    (i) There are threatened or endangered or otherwise protected 
federal, state, or tribal species, or critical habitat for these 
species, within the hydraulic zone of influence of the cooling water 
intake structure; or
    (ii) Based on information submitted by any fishery management 
agency(ies) or other relevant information, there are migratory and/or 
sport or commercial species of impingement concern to the Director that 
pass through the hydraulic zone of influence of the cooling water intake 
structure; or
    (iii) It is determined by the Director, based on information 
submitted by any fishery management agency(ies) or other relevant 
information, that the proposed facility, after meeting the technology-
based performance requirements in paragraphs (b)(1), (2), and (3) of 
this section, would still contribute unacceptable stress to the 
protected species, critical habitat of those species, or species of 
concern;
    (5) You must select and implement design and construction 
technologies or operational measures for minimizing entrainment of 
entrainable life stages of fish and shellfish if:
    (i) There are threatened or endangered or otherwise protected 
federal, state, or tribal species, or critical habitat for these 
species, within the hydraulic zone of influence of the cooling water 
intake structure; or
    (ii) Based on information submitted by any fishery management 
agency(ies) or other relevant information, there are or would be 
undesirable cumulative stressors affecting entrainable life stages of 
species of concern to the Director and the Director determines that the 
proposed facility, after meeting the technology-based performance 
requirements in paragraphs (b)(1), (2), and (3) of this section, would 
still contribute unacceptable stress to the protected species , critical 
habitat of those species, or these species of concern;
    (6) You must submit the application information required in 40 CFR 
122.21(r) and Sec.  125.86(b);
    (7) You must implement the monitoring requirements specified in 
Sec.  125.87;
    (8) You must implement the record-keeping requirements specified in 
Sec.  125.88.
    (c) Track I requirements for new facilities that withdraw equal to 
or greater than 2 MGD and less than 10 MGD and that choose not to comply 
with paragraph (b) of this section. You must comply with all the 
following requirements:
    (1) You must design and construct each cooling water intake 
structure at your facility to a maximum through-screen design intake 
velocity of 0.5 ft/s;
    (2) You must design and construct your cooling water intake 
structure such that the total design intake flow from all cooling water 
intake structures at your facility meets the following requirements:
    (i) For cooling water intake structures located in a freshwater 
river or stream, the total design intake flow

[[Page 339]]

must be no greater than five (5) percent of the source water annual mean 
flow;
    (ii) For cooling water intake structures located in a lake or 
reservoir, the total design intake flow must not disrupt the natural 
thermal stratification or turnover pattern (where present) of the source 
water except in cases where the disruption is determined to be 
beneficial to the management of fisheries for fish and shellfish by any 
fishery management agency(ies);
    (iii) For cooling water intake structures located in an estuary or 
tidal river, the total design intake flow over one tidal cycle of ebb 
and flow must be no greater than one (1) percent of the volume of the 
water column within the area centered about the opening of the intake 
with a diameter defined by the distance of one tidal excursion at the 
mean low water level;
    (3) You must select and implement design and construction 
technologies or operational measures for minimizing impingement 
mortality of fish and shellfish if:
    (i) There are threatened or endangered or otherwise protected 
federal, state, or tribal species, or critical habitat for these 
species, within the hydraulic zone of influence of the cooling water 
intake structure; or
    (ii) Based on information submitted by any fishery management 
agency(ies) or other relevant information, there are migratory and/or 
sport or commercial species of impingement concern to the Director that 
pass through the hydraulic zone of influence of the cooling water intake 
structure; or
    (iii) It is determined by the Director, based on information 
submitted by any fishery management agency(ies) or other relevant 
information, that the proposed facility, after meeting the technology-
based performance requirements in paragraphs (c)(1) and (2) of this 
section, would still contribute unacceptable stress to the protected 
species, critical habitat of those species, or species of concern;
    (4) You must select and implement design and construction 
technologies or operational measures for minimizing entrainment of 
entrainable life stages of fish and shellfish;
    (5) You must submit the application information required in 40 CFR 
122.21(r) and Sec.  125.86(b)(2), (3), and (4);
    (6) You must implement the monitoring requirements specified in 
Sec.  125.87;
    (7) You must implement the recordkeeping requirements specified in 
Sec.  125.88.
    (d) Track II. The owner or operator of a new facility that chooses 
to comply under Track II must comply with the following requirements:
    (1) You must demonstrate to the Director that the technologies 
employed will reduce the level of adverse environmental impact from your 
cooling water intake structures to a comparable level to that which you 
would achieve were you to implement the requirements of paragraphs 
(b)(1) and (2) of this section. This demonstration must include a 
showing that the impacts to fish and shellfish, including important 
forage and predator species, within the watershed will be comparable to 
those which would result if you were to implement the requirements of 
paragraphs (b)(1) and (2) of this section. This showing may include 
consideration of impacts other than impingement mortality and 
entrainment, including measures that will result in increases in fish 
and shellfish, but it must demonstrate comparable performance for 
species that the Director identifies as species of concern. In 
identifying such species, the Director may consider information provided 
by any fishery management agency(ies) along with data and information 
from other sources.
    (2) You must design and construct your cooling water intake 
structure such that the total design intake flow from all cooling water 
intake structures at your facility meet the following requirements:
    (i) For cooling water intake structures located in a freshwater 
river or stream, the total design intake flow must be no greater than 
five (5) percent of the source water annual mean flow;
    (ii) For cooling water intake structures located in a lake or 
reservoir, the total design intake flow must not disrupt the natural 
thermal stratification or turnover pattern (where present) of the source 
water except in cases where

[[Page 340]]

the disruption is determined to be beneficial to the management of 
fisheries for fish and shellfish by any fishery management agency(ies);
    (iii) For cooling water intake structures located in an estuary or 
tidal river, the total design intake flow over one tidal cycle of ebb 
and flow must be no greater than one (1) percent of the volume of the 
water column within the area centered about the opening of the intake 
with a diameter defined by the distance of one tidal excursion at the 
mean low water level.
    (3) You must submit the application information required in 40 CFR 
122.21(r) and Sec.  125.86(c).
    (4) You must implement the monitoring requirements specified in 
Sec.  125.87.
    (5) You must implement the record-keeping requirements specified in 
Sec.  125.88.
    (e) You must comply with any more stringent requirements relating to 
the location, design, construction, and capacity of a cooling water 
intake structure or monitoring requirements at a new facility that the 
Director deems are reasonably necessary to comply with any provision of 
state law, including compliance with applicable state water quality 
standards (including designated uses, criteria, and antidegradation 
requirements).

[66 FR 65338, Dec. 18, 2001, as amended at 68 FR 36754, June 19, 2003]