[Code of Federal Regulations]
[Title 40, Volume 21]
[Revised as of July 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR125.94]

[Page 350-353]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 125_CRITERIA AND STANDARDS FOR THE NATIONAL POLLUTANT DISCHARGE
ELIMINATION SYSTEM--Table of Contents
 
Subpart J_Requirements Applicable to Cooling Water Intake Structures for 
      Phase II Existing Facilities Under Section 316(b) of the Act
 
Sec.  125.94  How will requirements reflecting best technology available for minimizing adverse environmental impact be established for my Phase II existing 
          facility?

    (a) Compliance alternatives. You must select and implement one of 
the following five alternatives for establishing best technology 
available for minimizing adverse environmental impact at your facility:
    (1)(i)You may demonstrate to the Director that you have reduced, or 
will reduce, your flow commensurate with a closed-cycle recirculating 
system. In this case, you are deemed to have met the applicable 
performance standards and will not be required to demonstrate further 
that your facility meets the impingement mortality and entrainment 
performance standards specified in paragraph (b) of this section. In 
addition, you are not subject to the requirements in Sec. Sec.  125.95, 
125.96, 125.97, or 125.98. However, you may still be subject to any more 
stringent requirements established under paragraph (e) of this section; 
or
    (ii) You may demonstrate to the Director that you have reduced, or 
will reduce, your maximum through-screen design intake velocity to 0.5 
ft/s or less. In this case, you are deemed to have met the impingement 
mortality performance standards and will not be required to demonstrate 
further that your facility meets the performance standards for 
impingement mortality specified in paragraph (b) of this section and you 
are not subject to the requirements in Sec. Sec.  125.95, 125.96, 
125.97, or 125.98 as they apply to impingement mortality. However, you 
are still subject to any applicable requirements for entrainment 
reduction and may still be subject to any more stringent requirements 
established under paragraph (e) of this section.
    (2) You may demonstrate to the Director that your existing design 
and construction technologies, operational measures, and/or restoration 
measures meet the performance standards specified in paragraph (b) of 
this section and/or the restoration requirements in paragraph (c) of 
this section.
    (3) You may demonstrate to the Director that you have selected, and 
will install and properly operate and maintain, design and construction 
technologies, operational measures, and/or restoration measures that 
will, in combination with any existing design and construction 
technologies, operational measures, and/or restoration measures, meet 
the performance standards specified in paragraph (b) of this section 
and/or the restoration requirements in paragraph (c) of this section;
    (4) You may demonstrate to the Director that you have installed, or 
will install, and properly operate and maintain an approved design and 
construction technology in accordance with Sec.  125.99(a) or (b); or
    (5) You may demonstrate to the Director that you have selected, 
installed, and are properly operating and maintaining, or will install 
and properly operate and maintain design and construction technologies, 
operational measures, and/or restoration measures that the Director has 
determined to be the best technology available to minimize adverse 
environmental impact for your facility in accordance with paragraphs 
(a)(5)(i) or (ii) of this section.

[[Page 351]]

    (i) If the Director determines that data specific to your facility 
demonstrate that the costs of compliance under alternatives in 
paragraphs (a)(2) through (4) of this section would be significantly 
greater than the costs considered by the Administrator for a facility 
like yours in establishing the applicable performance standards in 
paragraph (b) of this section, the Director must make a site-specific 
determination of the best technology available for minimizing adverse 
environmental impact. This determination must be based on reliable, 
scientifically valid cost and performance data submitted by you and any 
other information that the Director deems appropriate. The Director must 
establish site-specific alternative requirements based on new and/or 
existing design and construction technologies, operational measures, 
and/or restoration measures that achieve an efficacy that is, in the 
judgment of the Director, as close as practicable to the applicable 
performance standards in paragraph (b) of this section, without 
resulting in costs that are significantly greater than the costs 
considered by the Administrator for a facility like yours in 
establishing the applicable performance standards. The Director's site-
specific determination may conclude that design and construction 
technologies, operational measures, and/or restoration measures in 
addition to those already in place are not justified because of the 
significantly greater costs. To calculate the costs considered by the 
Administrator for a facility like yours in establishing the applicable 
performance standards you must:
    (A) Determine which technology the Administrator modeled as the most 
appropriate compliance technology for your facility;
    (B) Using the Administrator's costing equations, calculate the 
annualized capital and net operation and maintenance (O&M) costs for a 
facility with your design intake flow using this technology;
    (C) Determine the annualized net revenue loss associated with net 
construction downtime that the Administrator modeled for your facility 
to install this technology;
    (D) Determine the annualized pilot study costs that the 
Administrator modeled for your facility to test and optimize this 
technology;
    (E) Sum the cost items in paragraphs (a)(5)(i)(B), (C), and (D) of 
this section; and
    (F) Determine if the performance standards that form the basis of 
these estimates (i.e., impingement mortality reduction only or 
impingement mortality and entrainment reduction) are applicable to your 
facility, and if necessary, adjust the estimates to correspond to the 
applicable performance standards.
    (ii) If the Director determines that data specific to your facility 
demonstrate that the costs of compliance under alternatives in 
paragraphs (a)(2) through (4) of this section would be significantly 
greater than the benefits of complying with the applicable performance 
standards at your facility, the Director must make a site-specific 
determination of best technology available for minimizing adverse 
environmental impact. This determination must be based on reliable, 
scientifically valid cost and performance data submitted by you and any 
other information the Director deems appropriate. The Director must 
establish site-specific alternative requirements based on new and/or 
existing design and construction technologies, operational measures, 
and/or restoration measures that achieve an efficacy that, in the 
judgment of the Director, is as close as practicable to the applicable 
performance standards in paragraph (b) of this section without resulting 
in costs that are significantly greater than the benefits at your 
facility. The Director's site-specific determination may conclude that 
design and construction technologies, operational measures, and/or 
restoration measures in addition to those already in place are not 
justified because the costs would be significantly greater than the 
benefits at your facility.
    (b) National performance standards.--(1) Impingement mortality 
performance standards. If you choose compliance alternatives in 
paragraphs (a)(2), (a)(3), or (a)(4) of this section, you must reduce 
impingement mortality for all life

[[Page 352]]

stages of fish and shellfish by 80 to 95 percent from the calculation 
baseline.
    (2) Entrainment performance standards. If you choose compliance 
alternatives in paragraphs (a)(1)(ii), (a)(2), (a)(3), or (a)(4) of this 
section, you must also reduce entrainment of all life stages of fish and 
shellfish by 60 to 90 percent from the calculation baseline if:
    (i) Your facility has a capacity utilization rate of 15 percent or 
greater, and
    (ii)(A) Your facility uses cooling water withdrawn from a tidal 
river, estuary, ocean, or one of the Great Lakes; or
    (B) Your facility uses cooling water withdrawn from a freshwater 
river or stream and the design intake flow of your cooling water intake 
structures is greater than five percent of the mean annual flow.
    (3) Additional performance standards for facilities withdrawing from 
a lake (other than one of the Great Lakes) or a reservoir. If your 
facility withdraws cooling water from a lake (other than one of the 
Great Lakes) or a reservoir and you propose to increase the design 
intake flow of cooling water intake structures it uses, your increased 
design intake flow must not disrupt the natural thermal stratification 
or turnover pattern (where present) of the source water, except in cases 
where the disruption does not adversely affect the management of 
fisheries. In determining whether any such disruption does not adversely 
affect the management of fisheries, you must consult with Federal, 
State, or Tribal fish and wildlife management agencies).
    (4) Use of performance standards for site-specific determinations of 
best technology available. The performance standards in paragraphs 
(b)(1) through (3) of this section must also be used for determining 
eligibility for site-specific determinations of best technology 
available for minimizing adverse environmental impact and establishing 
site specific requirements that achieve an efficacy as close as 
practicable to the applicable performance standards without resulting in 
costs that are significantly greater than those considered by the 
Administrator for a facility like yours in establishing the performance 
standards or costs that are significantly greater than the benefits at 
your facility, pursuant to Sec.  125.94(a)(5).
    (c) Requirements for restoration measures. With the approval of the 
Director, you may implement and adaptively manage restoration measures 
that produce and result in increases of fish and shellfish in your 
facility's watershed in place of or as a supplement to installing design 
and control technologies and/or adopting operational measures that 
reduce impingement mortality and entrainment. You must demonstrate to 
the Director that:
    (1) You have evaluated the use of design and construction 
technologies and operational measures for your facility and determined 
that the use of restoration measures is appropriate because meeting the 
applicable performance standards or site-specific requirements through 
the use of design and construction technologies and/or operational 
measures alone is less feasible, less cost-effective, or less 
environmentally desirable than meeting the standards or requirements in 
whole or in part through the use of restoration measures; and
    (2) The restoration measures you will implement, alone or in 
combination with design and construction technologies and/or operational 
measures, will produce ecological benefits (fish and shellfish), 
including maintenance or protection of community structure and function 
in your facility's waterbody or watershed, at a level that is 
substantially similar to the level you would achieve by meeting the 
applicable performance standards under paragraph (b) of this section, or 
that satisfies alternative site-specific requirements established 
pursuant to paragraph (a)(5) of this section.
    (d)(1) Compliance using a technology installation and operation plan 
or restoration plan. If you choose one of the compliance alternatives in 
paragraphs (a)(2), (3), (4), or (5) of this section, you may request 
that compliance with the requirements of Sec.  125.94(b) during the 
first permit containing requirements consistent with this subpart be 
determined based on whether you have complied with the construction, 
operational, maintenance, monitoring, and adaptive management 
requirements of

[[Page 353]]

a Technology Installation and Operation Plan developed in accordance 
with Sec.  125.95(b)(4)(ii) (for any design and construction 
technologies and/or operational measures) and/or a Restoration Plan 
developed in accordance with Sec.  125.95(b)(5) (for any restoration 
measures). The Technology Installation and Operation Plan must be 
designed to meet applicable performance standards in paragraph (b) of 
this section or alternative site-specific requirements developed 
pursuant to paragraph (a)(5) of this section. The Restoration Plan must 
be designed to achieve compliance with the applicable requirements in 
paragraph (c) of this section.
    (2) During subsequent permit terms, if you selected and installed 
design and construction technologies and/or operational measures and 
have been in compliance with the construction, operational, maintenance, 
monitoring, and adaptive management requirements of your Technology 
Installation and Operation Plan during the preceding permit term, you 
may request that compliance with the requirements of Sec.  125.94 during 
the following permit term be determined based on whether you remain in 
compliance with your Technology Installation and Operation Plan, revised 
in accordance with your adaptive management plan in Sec.  
125.95(b)(4)(ii)(C) if applicable performance standards are not being 
met. Each request and approval of a Technology Installation and 
Operation Plan shall be limited to one permit term.
    (3) During subsequent permit terms, if you selected and installed 
restoration measures and have been in compliance with the construction, 
operational, maintenance, monitoring, and adaptive management 
requirements in your Restoration Plan during the preceding permit term, 
you may request that compliance with the requirements of this section 
during the following permit term be determined based on whether you 
remain in compliance with your Restoration Plan, revised in accordance 
with your adaptive management plan in Sec.  125.95(b)(5)(v) if 
applicable performance standards are not being met. Each request and 
approval of a Restoration Plan shall be limited to one permit term.
    (e) More stringent standards. The Director may establish more 
stringent requirements as best technology available for minimizing 
adverse environmental impact if the Director determines that your 
compliance with the applicable requirements of this section would not 
meet the requirements of applicable State and Tribal law, or other 
Federal law.
    (f) Nuclear facilities. If you demonstrate to the Director based on 
consultation with the Nuclear Regulatory Commission that compliance with 
this subpart would result in a conflict with a safety requirement 
established by the Commission, the Director must make a site-specific 
determination of best technology available for minimizing adverse 
environmental impact that would not result in a conflict with the 
Nuclear Regulatory Commission's safety requirement.