[Code of Federal Regulations]
[Title 40, Volume 21]
[Revised as of July 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR132.2]

[Page 483-487]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 132_WATER QUALITY GUIDANCE FOR THE GREAT
LAKES SYSTEM--Table of Contents
 
Sec.  132.2  Definitions.

    The following definitions apply in this part. Terms not defined in 
this section have the meaning given by the Clean Water Act and EPA 
implementing regulations.
    Acute-chronic ratio (ACR) is a standard measure of the acute 
toxicity of a material divided by an appropriate measure of the chronic 
toxicity of the same material under comparable conditions.
    Acute toxicity is concurrent and delayed adverse effect(s) that 
results from an acute exposure and occurs within any short observation 
period which begins when the exposure begins, may extend beyond the 
exposure period, and usually does not constitute a substantial portion 
of the life span of the organism.
    Adverse effect is any deleterious effect to organisms due to 
exposure to a substance. This includes effects which are or may become 
debilitating, harmful or

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toxic to the normal functions of the organism, but does not include non-
harmful effects such as tissue discoloration alone or the induction of 
enzymes involved in the metabolism of the substance.
    Bioaccumulation is the net accumulation of a substance by an 
organism as a result of uptake from all environmental sources.
    Bioaccumulation factor (BAF) is the ratio (in L/kg) of a substance's 
concentration in tissue of an aquatic organism to its concentration in 
the ambient water, in situations where both the organism and its food 
are exposed and the ratio does not change substantially over time.
    Bioaccumulative chemical of concern (BCC) is any chemical that has 
the potential to cause adverse effects which, upon entering the surface 
waters, by itself or as its toxic transformation product, accumulates in 
aquatic organisms by a human health bioaccumulation factor greater than 
1000, after considering metabolism and other physicochemical properties 
that might enhance or inhibit bioaccumulation, in accordance with the 
methodology in appendix B of this part. Chemicals with half-lives of 
less than eight weeks in the water column, sediment, and biota are not 
BCCs. The minimum BAF information needed to define an organic chemical 
as a BCC is either a field-measured BAF or a BAF derived using the BSAF 
methodology. The minimum BAF information needed to define an inorganic 
chemical, including an organometal, as a BCC is either a field-measured 
BAF or a laboratory-measured BCF. BCCs include, but are not limited to, 
the pollutants identified as BCCs in section A of Table 6 of this part.
    Bioconcentration is the net accumulation of a substance by an 
aquatic organism as a result of uptake directly from the ambient water 
through gill membranes or other external body surfaces.
    Bioconcentration factor (BCF) is the ratio (in L/kg) of a 
substance's concentration in tissue of an aquatic organism to its 
concentration in the ambient water, in situations where the organism is 
exposed through the water only and the ratio does not change 
substantially over time.
    Biota-sediment accumulation factor (BSAF) is the ratio (in kg of 
organic carbon/kg of lipid) of a substance's lipid-normalized 
concentration in tissue of an aquatic organism to its organic carbon-
normalized concentration in surface sediment, in situations where the 
ratio does not change substantially over time, both the organism and its 
food are exposed, and the surface sediment is representative of average 
surface sediment in the vicinity of the organism.
    Carcinogen is a substance which causes an increased incidence of 
benign or malignant neoplasms, or substantially decreases the time to 
develop neoplasms, in animals or humans. The classification of 
carcinogens is discussed in section II.A of appendix C to part 132.
    Chronic toxicity is concurrent and delayed adverse effect(s) that 
occurs only as a result of a chronic exposure.
    Connecting channels of the Great Lakes are the Saint Mary's River, 
Saint Clair River, Detroit River, Niagara River, and Saint Lawrence 
River to the Canadian Border.
    Criterion continuous concentration (CCC) is an estimate of the 
highest concentration of a material in the water column to which an 
aquatic community can be exposed indefinitely without resulting in an 
unacceptable effect.
    Criterion maximum concentration (CMC) is an estimate of the highest 
concentration of a material in the water column to which an aquatic 
community can be exposed briefly without resulting in an unacceptable 
effect.
    EC50 is a statistically or graphically estimated concentration that 
is expected to cause one or more specified effects in 50 percent of a 
group of organisms under specified conditions.
    Endangered or threatened species are those species that are listed 
as endangered or threatened under section 4 of the Endangered Species 
Act.
    Existing Great Lakes discharger is any building, structure, 
facility, or installation from which there is or may be a ``discharge of 
pollutants'' (as defined in 40 CFR 122.2) to the Great Lakes System, 
that is not a new Great Lakes discharger.

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    Federal Indian reservation, Indian reservation, or reservation means 
all land within the limits of any Indian reservation under the 
jurisdiction of the United States Government, notwithstanding the 
issuance of any patent, and including rights-of-way running through the 
reservation.
    Final acute value (FAV) is (a) a calculated estimate of the 
concentration of a test material such that 95 percent of the genera 
(with which acceptable acute toxicity tests have been conducted on the 
material) have higher GMAVs, or (b) the SMAV of an important and/or 
critical species, if the SMAV is lower than the calculated estimate.
    Final chronic value (FCV) is (a) a calculated estimate of the 
concentration of a test material such that 95 percent of the genera 
(with which acceptable chronic toxicity tests have been conducted on the 
material) have higher GMCVs, (b) the quotient of an FAV divided by an 
appropriate acute-chronic ratio, or (c) the SMCV of an important and/or 
critical species, if the SMCV is lower than the calculated estimate or 
the quotient, whichever is applicable.
    Final plant value (FPV) is the lowest plant value that was obtained 
with an important aquatic plant species in an acceptable toxicity test 
for which the concentrations of the test material were measured and the 
adverse effect was biologically important.
    Genus mean acute value (GMAV) is the geometric mean of the SMAVs for 
the genus.
    Genus mean chronic value (GMCV) is the geometric mean of the SMCVs 
for the genus.
    Great Lakes means Lake Ontario, Lake Erie, Lake Huron (including 
Lake St. Clair), Lake Michigan, and Lake Superior; and the connecting 
channels (Saint Mary's River, Saint Clair River, Detroit River, Niagara 
River, and Saint Lawrence River to the Canadian Border).
    Great Lakes States and Great Lakes Tribes, or Great Lakes States and 
Tribes means the States of Illinois, Indiana, Michigan, Minnesota, New 
York, Ohio, Pennsylvania, and Wisconsin, and any Indian Tribe as defined 
in this part which is located in whole or in part within the drainage 
basin of the Great Lakes, and for which EPA has approved water quality 
standards under section 303 of the Clean Water Act or which EPA has 
authorized to administer an NPDES program under section 402 of the Clean 
Water Act.
    Great Lakes System means all the streams, rivers, lakes and other 
bodies of water within the drainage basin of the Great Lakes within the 
United States.
    Human cancer criterion (HCC) is a Human Cancer Value (HCV) for a 
pollutant that meets the minimum data requirements for Tier I specified 
in appendix C of this part.
    Human cancer value (HCV) is the maximum ambient water concentration 
of a substance at which a lifetime of exposure from either: drinking the 
water, consuming fish from the water, and water-related recreation 
activities; or consuming fish from the water, and water-related 
recreation activities, will represent a plausible upper-bound risk of 
contracting cancer of one in 100,000 using the exposure assumptions 
specified in the Methodologies for the Development of Human Health 
Criteria and Values in appendix C of this part.
    Human noncancer criterion (HNC) is a Human Noncancer Value (HNV) for 
a pollutant that meets the minimum data requirements for Tier I 
specified in appendix C of this part.
    Human noncancer value (HNV) is the maximum ambient water 
concentration of a substance at which adverse noncancer effects are not 
likely to occur in the human population from lifetime exposure via 
either: drinking the water, consuming fish from the water, and water-
related recreation activities; or consuming fish from the water, and 
water-related recreation activities using the Methodologies for the 
Development of Human Health Criteria and Values in appendix C of this 
part.
    Indian Tribe or Tribe means any Indian Tribe, band, group, or 
community recognized by the Secretary of the Interior and exercising 
governmental authority over a Federal Indian reservation.
    LC50 is a statistically or graphically estimated concentration that 
is expected to be lethal to 50 percent of a group of organisms under 
specified conditions.

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    Load allocation (LA) is the portion of a receiving water's loading 
capacity that is attributed either to one of its existing or future 
nonpoint sources or to natural background sources, as more fully defined 
at 40 CFR 130.2(g). Nonpoint sources include: in-place contaminants, 
direct wet and dry deposition, groundwater inflow, and overland runoff.
    Loading capacity is the greatest amount of loading that a water can 
receive without violating water quality standards.
    Lowest observed adverse effect level (LOAEL) is the lowest tested 
dose or concentration of a substance which resulted in an observed 
adverse effect in exposed test organisms when all higher doses or 
concentrations resulted in the same or more severe effects.
    Method detection level is the minimum concentration of an analyte 
(substance) that can be measured and reported with a 99 percent 
confidence that the analyte concentration is greater than zero as 
determined by the procedure set forth in appendix B of 40 CFR part 136.
    Minimum Level (ML) is the concentration at which the entire 
analytical system must give a recognizable signal and acceptable 
calibration point. The ML is the concentration in a sample that is 
equivalent to the concentration of the lowest calibration standard 
analyzed by a specific analytical procedure, assuming that all the 
method-specified sample weights, volumes and processing steps have been 
followed.
    New Great Lakes discharger is any building, structure, facility, or 
installation from which there is or may be a ``discharge of pollutants'' 
(as defined in 40 CFR 122.2) to the Great Lakes System, the construction 
of which commenced after March 23, 1997.
    No observed adverse effect level (NOAEL) is the highest tested dose 
or concentration of a substance which resulted in no observed adverse 
effect in exposed test organisms where higher doses or concentrations 
resulted in an adverse effect.
    No observed effect concentration (NOEC) is the highest concentration 
of toxicant to which organisms are exposed in a full life-cycle or 
partial life-cycle (short-term) test, that causes no observable adverse 
effects on the test organisms (i.e., the highest concentration of 
toxicant in which the values for the observed responses are not 
statistically significantly different from the controls).
    Open waters of the Great Lakes (OWGLs) means all of the waters 
within Lake Erie, Lake Huron (including Lake St. Clair), Lake Michigan, 
Lake Ontario, and Lake Superior lakeward from a line drawn across the 
mouth of tributaries to the Lakes, including all waters enclosed by 
constructed breakwaters, but not including the connecting channels.
    Quantification level is a measurement of the concentration of a 
contaminant obtained by using a specified laboratory procedure 
calibrated at a specified concentration above the method detection 
level. It is considered the lowest concentration at which a particular 
contaminant can be quantitatively measured using a specified laboratory 
procedure for monitoring of the contaminant.
    Quantitative structure activity relationship (QSAR) or structure 
activity relationship (SAR) is a mathematical relationship between a 
property (activity) of a chemical and a number of descriptors of the 
chemical. These descriptors are chemical or physical characteristics 
obtained experimentally or predicted from the structure of the chemical.
    Risk associated dose (RAD) is a dose of a known or presumed 
carcinogenic substance in (mg/kg)/day which, over a lifetime of 
exposure, is estimated to be associated with a plausible upper bound 
incremental cancer risk equal to one in 100,000.
    Species mean acute value (SMAV) is the geometric mean of the results 
of all acceptable flow-through acute toxicity tests (for which the 
concentrations of the test material were measured) with the most 
sensitive tested life stage of the species. For a species for which no 
such result is available for the most sensitive tested life stage, the 
SMAV is the geometric mean of the results of all acceptable acute 
toxicity tests with the most sensitive tested life stage.
    Species mean chronic value (SMCV) is the geometric mean of the 
results of all acceptable life-cycle and partial life-cycle toxicity 
tests with the species;

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for a species of fish for which no such result is available, the SMCV is 
the geometric mean of all acceptable early life-stage tests.
    Stream design flow is the stream flow that represents critical 
conditions, upstream from the source, for protection of aquatic life, 
human health, or wildlife.
    Threshold effect is an effect of a substance for which there is a 
theoretical or empirically established dose or concentration below which 
the effect does not occur.
    Tier I criteria are numeric values derived by use of the Tier I 
methodologies in appendixes A, C and D of this part, the methodology in 
appendix B of this part, and the procedures in appendix F of this part, 
that either have been adopted as numeric criteria into a water quality 
standard or are used to implement narrative water quality criteria.
    Tier II values are numeric values derived by use of the Tier II 
methodologies in appendixes A and C of this part, the methodology in 
appendix B of this part, and the procedures in appendix F of this part, 
that are used to implement narrative water quality criteria.
    Total maximum daily load (TMDL) is the sum of the individual 
wasteload allocations for point sources and load allocations for 
nonpoint sources and natural background, as more fully defined at 40 CFR 
130.2(i). A TMDL sets and allocates the maximum amount of a pollutant 
that may be introduced into a water body and still assure attainment and 
maintenance of water quality standards.
    Tributaries of the Great Lakes System means all waters of the Great 
Lakes System that are not open waters of the Great Lakes, or connecting 
channels.
    Uncertainty factor (UF) is one of several numeric factors used in 
operationally deriving criteria from experimental data to account for 
the quality or quantity of the available data.
    Uptake is acquisition of a substance from the environment by an 
organism as a result of any active or passive process.
    Wasteload allocation (WLA) is the portion of a receiving water's 
loading capacity that is allocated to one of its existing or future 
point sources of pollution, as more fully defined at 40 CFR 130.2(h). In 
the absence of a TMDL approved by EPA pursuant to 40 CFR 130.7 or an 
assessment and remediation plan developed and approved in accordance 
with procedure 3.A of appendix F of this part, a WLA is the allocation 
for an individual point source, that ensures that the level of water 
quality to be achieved by the point source is derived from and complies 
with all applicable water quality standards.
    Wet weather point source means any discernible, confined and 
discrete conveyance from which pollutants are, or may be, discharged as 
the result of a wet weather event. Discharges from wet weather point 
sources shall include only: discharges of storm water from a municipal 
separate storm sewer as defined at 40 CFR 122.26(b)(8); storm water 
discharge associated with industrial activity as defined at 40 CFR 
122.26(b)(14); discharges of storm water and sanitary wastewaters 
(domestic, commercial, and industrial) from a combined sewer overflow; 
or any other stormwater discharge for which a permit is required under 
section 402(p) of the Clean Water Act. A storm water discharge 
associated with industrial activity which is mixed with process 
wastewater shall not be considered a wet weather point source.