[Code of Federal Regulations]
[Title 40, Volume 15]
[Revised as of January 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR64.1]

[Page 5-7]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 64_COMPLIANCE ASSURANCE MONITORING--Table of Contents
 
Sec.  64.1  Definitions.

    The following definitions apply to this part. Except as specifically 
provided in this section, terms used in this part retain the meaning 
accorded them under the applicable provisions of the Act.
    Act means the Clean Air Act, as amended by Pub.L. 101-549, 42 U.S.C. 
7401, et seq.
    Applicable requirement shall have the same meaning as provided under 
part 70 of this chapter.
    Capture system means the equipment (including but not limited to 
hoods, ducts, fans, and booths) used to contain, capture and transport a 
pollutant to a control device.
    Continuous compliance determination method means a method, specified 
by the applicable standard or an applicable permit condition, which:
    (1) Is used to determine compliance with an emission limitation or 
standard on a continuous basis, consistent with the averaging period 
established for the emission limitation or standard; and
    (2) Provides data either in units of the standard or correlated 
directly with the compliance limit.
    Control device means equipment, other than inherent process 
equipment, that is used to destroy or remove air pollutant(s) prior to 
discharge to the atmosphere. The types of equipment that may commonly be 
used as control devices include, but are not limited to, fabric filters, 
mechanical collectors, electrostatic precipitators, inertial separators, 
afterburners, thermal or catalytic incinerators, adsorption devices 
(such as carbon beds), condensers, scrubbers (such as wet collection and 
gas absorption devices), selective catalytic or non-catalytic reduction 
systems, flue gas recirculation systems, spray dryers, spray towers, 
mist eliminators, acid plants, sulfur recovery plants, injection systems 
(such as water, steam, ammonia, sorbent or limestone injection), and 
combustion devices independent of the particular process being conducted 
at an emissions unit (e.g., the destruction of emissions achieved by 
venting process emission streams to flares, boilers or process heaters). 
For purposes of this part, a control device does not include passive 
control measures that act to prevent pollutants from forming, such as 
the use of seals, lids, or roofs to prevent the release of pollutants, 
use of low-polluting fuel or feedstocks, or the use of combustion or 
other process design features or characteristics. If an applicable 
requirement establishes that particular equipment which otherwise meets 
this definition of a control device does not constitute a control device 
as applied to a particular pollutant-specific emissions unit, then that 
definition shall be binding for purposes of this part.
    Data means the results of any type of monitoring or method, 
including the results of instrumental or non-instrumental monitoring, 
emission calculations, manual sampling procedures, recordkeeping 
procedures, or any other form of information collection procedure used 
in connection with any type of monitoring or method.
    Emission limitation or standard means any applicable requirement 
that constitutes an emission limitation, emission standard, standard of 
performance or means of emission limitation as defined under the Act. An 
emission limitation or standard may be expressed in terms of the 
pollutant, expressed either

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as a specific quantity, rate or concentration of emissions (e.g., pounds 
of SO2 per hour, pounds of SO2 per million British 
thermal units of fuel input, kilograms of VOC per liter of applied 
coating solids, or parts per million by volume of SO2) or as 
the relationship of uncontrolled to controlled emissions (e.g., 
percentage capture and destruction efficiency of VOC or percentage 
reduction of SO2). An emission limitation or standard may 
also be expressed either as a work practice, process or control device 
parameter, or other form of specific design, equipment, operational, or 
operation and maintenance requirement. For purposes of this part, an 
emission limitation or standard shall not include general operation 
requirements that an owner or operator may be required to meet, such as 
requirements to obtain a permit, to operate and maintain sources in 
accordance with good air pollution control practices, to develop and 
maintain a malfunction abatement plan, to keep records, submit reports, 
or conduct monitoring.
    Emissions unit shall have the same meaning as provided under part 70 
of this chapter.
    Exceedance shall mean a condition that is detected by monitoring 
that provides data in terms of an emission limitation or standard and 
that indicates that emissions (or opacity) are greater than the 
applicable emission limitation or standard (or less than the applicable 
standard in the case of a percent reduction requirement) consistent with 
any averaging period specified for averaging the results of the 
monitoring.
    Excursion shall mean a departure from an indicator range established 
for monitoring under this part, consistent with any averaging period 
specified for averaging the results of the monitoring.
    Inherent process equipment means equipment that is necessary for the 
proper or safe functioning of the process, or material recovery 
equipment that the owner or operator documents is installed and operated 
primarily for purposes other than compliance with air pollution 
regulations. Equipment that must be operated at an efficiency higher 
than that achieved during normal process operations in order to comply 
with the applicable emission limitation or standard is not inherent 
process equipment. For the purposes of this part, inherent process 
equipment is not considered a control device.
    Major source shall have the same meaning as provided under part 70 
or 71 of this chapter.
    Monitoring means any form of collecting data on a routine basis to 
determine or otherwise assess compliance with emission limitations or 
standards. Recordkeeping may be considered monitoring where such records 
are used to determine or assess compliance with an emission limitation 
or standard (such as records of raw material content and usage, or 
records documenting compliance with work practice requirements). The 
conduct of compliance method tests, such as the procedures in appendix A 
to part 60 of this chapter, on a routine periodic basis may be 
considered monitoring (or as a supplement to other monitoring), provided 
that requirements to conduct such tests on a one-time basis or at such 
times as a regulatory authority may require on a non-regular basis are 
not considered monitoring requirements for purposes of this paragraph. 
Monitoring may include one or more than one of the following data 
collection techniques, where appropriate for a particular circumstance:
    (1) Continuous emission or opacity monitoring systems.
    (2) Continuous process, capture system, control device or other 
relevant parameter monitoring systems or procedures, including a 
predictive emission monitoring system.
    (3) Emission estimation and calculation procedures (e.g., mass 
balance or stoichiometric calculations).
    (4) Maintenance and analysis of records of fuel or raw materials 
usage.
    (5) Recording results of a program or protocol to conduct specific 
operation and maintenance procedures.
    (6) Verification of emissions, process parameters, capture system 
parameters, or control device parameters using portable or in situ 
measurement devices.
    (7) Visible emission observations.
    (8) Any other form of measuring, recording, or verifying on a 
routine basis

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emissions, process parameters, capture system parameters, control device 
parameters or other factors relevant to assessing compliance with 
emission limitations or standards.
    Owner or operator means any person who owns, leases, operates, 
controls or supervises a stationary source subject to this part.
    Part 70 or 71 permit shall have the same meaning as provided under 
part 70 or 71 of this chapter, provided that it shall also refer to a 
permit issued, renewed, amended, revised, or modified under any federal 
permit program promulgated under title V of the Act.
    Part 70 or 71 permit application shall mean an application 
(including any supplement to a previously submitted application) that is 
submitted by the owner or operator in order to obtain a part 70 or 71 
permit.
    Permitting authority shall have the same meaning as provided under 
part 70 or 71 of this chapter.
    Pollutant-specific emissions unit means an emissions unit considered 
separately with respect to each regulated air pollutant.
    Potential to emit shall have the same meaning as provided under part 
70 or 71 of this chapter, provided that it shall be applied with respect 
to an ``emissions unit'' as defined under this part in addition to a 
``stationary source'' as provided under part 70 or 71 of this chapter.
    Predictive emission monitoring system (PEMS) means a system that 
uses process and other parameters as inputs to a computer program or 
other data reduction system to produce values in terms of the applicable 
emission limitation or standard.
    Regulated air pollutant shall have the same meaning as provided 
under part 70 or 71 of this chapter.