[Code of Federal Regulations]
[Title 45, Volume 4]
[Revised as of October 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 45CFR1308.6]

[Page 163-165]
 
                        TITLE 45--PUBLIC WELFARE
 
CHAPTER XIII--OFFICE OF HUMAN DEVELOPMENT SERVICES, DEPARTMENT OF HEALTH 
                           AND HUMAN SERVICES
 
PART 1308_HEAD START PROGRAM PERFORMANCE STANDARDS ON SERVICES FOR CHILDREN 
 
             Subpart D_Health Services Performance Standards
 
Sec.  1308.6  Assessment of children.


    (a) The disabilities coordinator must be involved with other program 
staff throughout the full process of assessment of children, which has 
three steps:
    (1) All children enrolled in Head Start are screened as the first 
step in the assessment process;
    (2) Staff also carry out on-going developmental assessment for all 
enrolled children throughout the year to determine progress and to plan 
program activities;
    (3) Only those children who need further specialized assessment to 
determine whether they have a disability and may require special 
education and related services proceed to the next step, evaluation. The 
disabilities coordinator has primary responsibility for this third step, 
evaluation, only.
    (b) Screening, the first step in the assessment process, consists of 
standardized health screening and developmental screening which includes 
speech, hearing and vision. It is a brief process, which can be 
repeated, and is never used to determine that a child has a disability. 
It only indicates that a child may need further evaluation to determine 
whether the child has a disability. Rescreening must be provided as 
needed.
    (1) Grantees must provide for developmental, hearing and vision 
screenings of all Early Head Start and Head Start children within 45 
days of the child's entry into the program. This does not preclude 
starting screening in the spring, before program services begin in the 
fall.
    (2) Grantees must make concerted efforts to reach and include the 
most in need and hardest to reach in the screening effort, providing 
assistance but urging parents to complete screening before the start of 
the program year.

[[Page 164]]

    (3) Developmental screening is a brief check to identify children 
who need further evaluation to determine whether they may have 
disabilities. It provides information in three major developmental 
areas: visual/motor, language and cognition, and gross motor/body 
awareness for use along with observation data, parent reports and home 
visit information. When appropriate standardized developmental screening 
instruments exist, they must be used. The disabilities coordinator must 
coordinate with the health coordinator and staff who have the 
responsibility for implementing health screening and with the education 
staff who have the responsibility for implementing developmental 
screening.
    (c) Staff must inform parents of the types and purposes of the 
screening well in advance of the screening, the results of these 
screenings and the purposes and results of any subsequent evaluations.
    (d) Developmental assessment, the second step, is the collection of 
information on each child's functioning in these areas: gross and fine 
motor skills, perceptual discrimination, cognition, attention skills, 
self-help, social and receptive skills and expressive language. The 
disabilities coordinator must coordinate with the education coordinator 
in the on-going assessment of each Head Start child's functioning in all 
developmental areas by including this developmental information in later 
diagnostic and program planning activities for children with 
disabilities.
    (e) The disabilities coordinator must arrange for further, formal, 
evaluation of a child who has been identified as possibly having a 
disability, the third step. (1) The disabilities coordinator must refer 
a child to the LEA for evaluation as soon as the need is evident, 
starting as early as the child's third birthday.
    (2) If the LEA does not evaluate the child, Head Start is 
responsible for arranging or providing for an evaluation, using its own 
resources and accessing others. In this case, the evaluation must meet 
the following requirements:
    (i) Testing and evaluation procedures must be selected and 
administered so as not to be racially or culturally discriminatory, 
administered in the child's native language or mode of communication, 
unless it clearly is not feasible to do so.
    (ii) Testing and evaluation procedures must be administered by 
trained (State certified or licensed) personnel.
    (iii) No single procedure may be the sole criterion for determining 
an appropriate educational program for a child.
    (iv) The evaluation must be made by a multidisciplinary team or 
group of persons including at least one teacher or specialist with 
knowledge in the area of suspected disability.
    (v) Evaluators must use only assessment materials which have been 
validated for the specific purpose for which they are used.
    (vi) Tests used with children with impaired sensory, manual or 
communication skills must be administered so that they reflect the 
children's aptitudes and achievement levels and not just the 
disabilities.
    (vii) Tests and materials must assess all areas related to the 
suspected disability.
    (viii) In the case of a child whose primary disability appears to be 
a speech or language impairment, the team must assure that enough tests 
are used to determine that the impairment is not a symptom of another 
disability and a speech or language pathologist should be involved in 
the evaluation.
    (3) Parental consent in writing must be obtained before a child can 
have an initial evaluation to determine whether the child has a 
disability.
    (4) Confidentiality must be maintained in accordance with grantee 
and State requirements. Parents must be given the opportunity to review 
their child's records in a timely manner and they must be notified and 
give permission if additional evaluations are proposed. Grantees must 
explain the purpose and results of the evaluation and make concerted 
efforts to help the parents understand them.
    (5) The multidisciplinary team provides the results of the 
evaluation, and its professional opinion that the child does or does not 
need special education and related services, to the disabilities 
coordinator. If it is their professional opinion that a child has a 
disability,

[[Page 165]]

the team is to state which of the eligibility criteria applies and 
provide recommendations for programming, along with their findings. Only 
children whom the evaluation team determines need special education and 
related services may be counted as children with disabilities.

[58 FR 5501, Jan. 21, 1993, as amended at 61 FR 57227, Nov. 5, 1996]