[Code of Federal Regulations]
[Title 46, Volume 1]
[Revised as of January 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR12.02-11]

[Page 205-206]
 
                           TITLE 46--SHIPPING
 
         CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
 
PART 12_CERTIFICATION OF SEAMEN--Table of Contents
 
          Subpart 12.02_General Requirements for Certification
 
Sec. 12.02-11  General provisions respecting merchant mariners' 

documents.

    (a) As provided in Sec. 12.02-5, every certificate of service, 
certificate of efficiency, or certificate of identification issued or 
reissued shall be in the form of a merchant mariner's document, Coast 
Guard Form CG-2838.
    (b) Any licensed officer or unlicensed seaman currently holding, in 
a valid status, any of the documents listed in paragraph (a) of this 
section may, upon request and without examination, be issued a merchant 
mariner's document.
    (c) A merchant mariner's document shall be a certificate of service 
authorizing the holder to serve in any rating endorsed thereon, or in 
any lower rating in the same department, or in any rating covered by a 
general endorsement thereon.
    (d)(1) A merchant mariner's document issued to a licensed deck 
officer will be endorsed for, any unlicensed rating in the deck 
department, except able seaman, and will be a certificate of service 
authorizing the holder to serve in any unlicensed capacity in the deck 
department, except able seaman, without being required to present his 
license. If a licensed deck officer qualifies as able seaman, the 
merchant mariner's document will be endorsed, any unlicensed rating in 
the deck department, including able seaman, and such endorsement will be 
deemed to include a certificate of efficiency as lifeboatman.
    (2) A merchant mariner's document issued to an engineer officer 
licensed for inspected vessels of over 2,000 horsepower, will be 
endorsed for any unlicensed rating in the engine department, and will be 
a certificate of service authorizing the holder to serve in any 
unlicensed capacity in the engine department without being required to 
present his license. If a licensed engineer qualifies as a lifeboatman, 
the further endorsement, lifeboatman, will be placed on the merchant 
mariner's document.
    (3) A merchant mariner's document issued to a licensed radio officer 
will be endorsed as follows: See License as Radio Officer. If a licensed 
radio officer qualifies as a lifeboatman, the further endorsement, 
Lifeboatman, will be placed on the merchant mariner's document. 
Qualifications for other ratings for which a radio officer is eligible 
may also be endorsed on the document.
    (e)(1) A merchant mariner's document issued to a staff officer will 
be endorsed as follows: See Certificate of Registry. The holder of a 
certificate of registry as chief purser, purser, senior assistant 
purser, or junior assistant purser, may also serve in any capacity in 
the staff department not requiring a certificate of registry without 
obtaining an additional endorsement on his merchant mariner's document.
    (2) The authorized holder of any valid merchant mariner's document, 
however endorsed, may serve in any capacity in the staff department of a 
vessel, except in those capacities requiring registered staff officers: 
Provided, That whenever such service includes the handling of food no 
person may be so employed unless his document bears

[[Page 206]]

the food handler's endorsement ``(F.H.).''
    (f) A merchant mariner's document endorsed as able seaman or as 
lifeboatman shall be a certificate of efficiency as lifeboatman.
    (g) Every merchant mariner's document shall be a certificate of 
identification unless the holder also holds a continuous discharge book. 
The holder of a certificate of identification in the form issued before 
November 1, 1945, shall surrender that certificate before he is issued a 
merchant mariner's document.
    (h) When a merchant mariner's document is issued, renewed, or 
endorsed, the Officer in Charge, Marine Inspection, will determine 
whether the holder of the document is required to hold an STCW 
endorsement for service on a seagoing vessel, and then, if the holder is 
qualified, the Officer in Charge, Marine Inspection will issue the 
appropriate endorsement. The Officer in Charge, Marine Inspection will 
also issue an STCW endorsement at other times, if circumstances so 
require and if the holder of the document is qualified to hold the 
endorsement. The Officer in Charge, Marine Inspection will issue an STCW 
endorsement for the following ratings:
    (1) A rating forming part of a navigational watch on a seagoing ship 
of 500 GT or more if the holder of the document is qualified in 
accordance with STCW Regulation II/4 and Section A-II/4 of the STCW Code 
(incorporated by reference in Sec. 12.01-3), to perform the 
navigational function at the support level.
    (2) A rating forming part of a watch in a manned engine-room, or 
designated to perform duties in a periodically unmanned engine-room, on 
a seagoing ship driven by main propulsion machinery of 750 kW [1,000 hp] 
of propulsion power or more, if the holder is qualified in accordance 
with STCW Regulation III/4 and Section A-III/4 of the STCW Code, to 
perform the marine-engineering function at the support level.
    (i) At the request of the holder of the document, the Officer in 
Charge, Marine Inspection may add an endorsement to indicate that a 
qualified holder has received basic safety-training or instruction 
required under Chapter VI of STCW.

[CGFR 65-50, 30 FR 16640, Dec. 30, 1965, as amended by CGD 95-062, 62 FR 
34535, June 26, 1997; USCG-1999-5610, 67 FR 66068, Oct. 30, 2002; USCG-
2004-18884, 69 FR 58343, Sept. 30, 2004]