[Code of Federal Regulations]
[Title 46, Volume 1]
[Revised as of January 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR12.02-27]

[Page 210-213]
 
                           TITLE 46--SHIPPING
 
         CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
 
PART 12_CERTIFICATION OF SEAMEN--Table of Contents
 
          Subpart 12.02_General Requirements for Certification
 
Sec. 12.02-27  Requirements for renewal of a merchant mariner's document.

    (a) General. Except as provided in paragraph (g) of this section, an 
applicant for renewal of a merchant mariner's document shall establish 
possession of all of the necessary qualifications before the document is 
renewed. The Coast Guard will not process an application until the 
applicant has submitted a complete application package that complies 
with the requirements of Sec. 12.02-9. A request for a renewed merchant 
mariner's document may be denied for any reason listed in Sec. 12.02-4.
    (1) Each application for a merchant mariner's document must be made 
on form CG-719B furnished by the Coast Guard and be accompanied by the 
evaluation fee (including examination and issuance fees when required) 
established in Table 12.02-18 of Sec. 12.02-18. Each application must 
contain all necessary proofs of qualifications, identity, and 
citizenship or nationality. It must be current and up-to-date with 
respect to service, the physical examination, and all other pertinent 
matters.
    (2) The applicant may apply either in person at any Regional 
Examination Center listed in Sec. 12.01-7(a) or by mail under paragraph 
(e)(3) of this section.
    (3) Each applicant who elects to renew by mail shall submit the 
merchant mariner's document with his or

[[Page 211]]

her application. If a document is submitted, it will not be returned to 
the applicant. A photocopy of a merchant mariner's document showing both 
the front and the back of the document may be submitted in place of the 
existing document.
    (4) The expiration date of a merchant mariner's document that was 
issued without an expiration date is determined in accordance with Sec. 
12.02-29.
    (5) Each applicant shall comply with Sec. 12.02-09(b)(1) of this 
part.
    (b) Fitness. No merchant mariner's document will be renewed if it 
has been suspended without probation or revoked as a result of action 
under part 5 of this chapter, or facts which would render a renewal 
improper have come to the attention of the Coast Guard.
    (c) Professional requirements. (1) In order to renew a merchant 
mariner's document endorsed with a qualified rating, the applicant shall 
comply with one of the following:
    (i) Present evidence of at least 1 year of sea service during the 
past 5 years;
    (ii) Pass a comprehensive, open-book exercise covering the general 
subject matter required by this part for the applicable endorsement or 
pass an open-book license exercise that covers the same subject matter 
required for the MMD endorsement;
    (iii) Complete an approved refresher training course; or,
    (iv) Present evidence of employment in a position closely related to 
the operation, construction, or repair of vessels (either deck or 
engineer as appropriate for the endorsement) for at least 3 years during 
the past 5 years.
    (2) There are no professional requirements for renewal of a merchant 
mariner's document that is not endorsed with any qualified ratings.
    (d) Physical requirements. (1) An applicant for renewal of a 
merchant mariner's document endorsed with a qualified rating other than 
lifeboatman, shall submit a certification by a licensed physician or 
physician assistant that he or she is in good health and has no physical 
impairment or medical condition which would render him or her 
incompetent to perform the ordinary duties of that qualified rating(s). 
This certification must address visual acuity and hearing in addition to 
general physical condition, and must have been completed within the 
previous 12 months.
    (2) If the Officer in Charge, Marine Inspection has reason to 
believe that an applicant suffers from some physical impairment or 
medical condition which would render the applicant incompetent to 
perform the duties of the qualified rating(s) (other than lifeboatman), 
the applicant may be required to submit the results of an examination by 
a licensed physician or physician assistant that meets the requirements 
for originally obtaining the rating(s).
    (3) An applicant who has lost sight in one eye may renew a merchant 
mariner's document with qualified ratings, provided the applicant is 
qualified in all other respects and that the visual acuity in the 
remaining eye passes the test required in Sec. 10.205(d) of this 
chapter.
    (e) Special circumstances--(1) Reissuance after expiration, Period 
of grace. Except as provided in this paragraph, a merchant mariner's 
document may not be renewed more than 12 months after it has expired. To 
obtain a reissuance of a merchant mariner's document expired more than 
12 months, an applicant shall comply with the requirements of paragraph 
(f) of this section. When an applicant's merchant mariner's document 
expires during a time of service with the Armed Forces and there is no 
reasonable opportunity for renewal, including by mail, this 12-month 
period of grace may be extended. The period of military service 
following the date of merchant mariner's document expiration which 
precluded renewal may be added to the 12 month period of grace. The 12 
month period of grace, and any extension, do not affect the expiration 
date of the document. A merchant mariner's document, and any 
endorsements that it contains, are not valid for use after the 
expiration date.
    (2) Renewal in advance. A merchant mariner's document may not be 
renewed more that 12 months before expiration unless it is being renewed 
in conjunction with a license or certificate of registry which is either 
due for renewal or being upgraded, or unless

[[Page 212]]

the Officer in Charge, Marine Inspection is satisfied that special 
circumstances exist to justify renewal.
    (3) Renewal by mail. (i) Applications for renewal of merchant 
mariner's documents by mail may be sent to any Coast Guard Regional 
Examination Center. The following documents must be submitted:
    (A) A completed application and the evaluation fee (including 
examination and issuance fees when required) established in Table 12.02-
18 in Sec. 12.02-18.
    (B) The document to be renewed, or, if it has not expired, a 
photocopy of it, showing both the front and the back.
    (C) A copy (both front and back if the credentials are printed on 
two sides) of two credentials deemed acceptable proofs of identity in 
Sec. 12.02-12, one of which must be a photo identification.
    (D) A certification from a licensed physician or physician assistant 
in accordance with paragraph (d) of this section.
    (E) Evidence of, or acceptable substitute for, sea service in 
accordance with paragraph (c) of this section.
    (ii) The open-book exercise, if required, may be administered 
through the mail.
    (4) Concurrent renewal of merchant mariner's documents, and 
licenses, or certificates of registry. An applicant for concurrent 
renewal of more than one merchant mariner credential shall satisfy the 
individual renewal requirements and pay the applicable fees required by 
tables in Sec. Sec. 12.02-18 and 10.109 of this chapter for each 
merchant mariner's document, license, or certificate of registry being 
renewed.
    (5) Each applicant applying for renewal by mail must appear in 
person at an REC at least one time during the application process to 
obtain a renewed merchant mariner's document. At that time, the 
applicant must show the same proofs of identity submitted with the 
application package as required by paragraph (e)(3)(i)(C) of this 
section. No other proofs of identity will be accepted. At the time the 
applicant appears in person at the REC, the applicant shall provide 
fingerprints in a form and manner specified by the Coast Guard. The 
applicant shall return the expired or expiring document to the Coast 
Guard. If the applicant has applied in person, shown the proofs of 
identity, submitted the expired or expiring document with the 
application, and provided fingerprints, then the renewed document may be 
mailed to an address provided by the applicant.
    (f) Reissuance of expired merchant mariner's documents. (1) Whenever 
an applicant applies for reissuance of a merchant mariner's document 
endorsed with qualified rating(s) more than 12 months after expiration, 
in lieu of the requirements of paragraph (c) of this section the 
applicant shall demonstrate continued professional knowledge for each 
qualified rating for which reissuance is sought by completing a course 
approved for this purpose or, by passing the complete examination for 
each rating, or by passing the examination for a related license 
required by Sec. 10.209(f)(1) of this chapter. The fees listed in 
tables in Sec. Sec. 12.02-18 and 10.109 apply to these examinations.
    (2) A merchant mariner's document without any qualified rating 
endorsements that has been expired more than 12 months shall be reissued 
in the same manner as a current merchant mariner's document. There are 
no additional requirements for reissuing merchant mariner's documents 
without qualified ratings that have been expired more than 12 months.
    (g) Inactive document renewal. (1) Applicants for renewal of 
merchant mariner's documents that are endorsed with qualified ratings, 
who are unwilling or otherwise unable to meet the requirements of 
paragraphs (c) or (d) of this section may renew the merchant mariner's 
document, with the following restrictive endorsement placed on the 
document: ``Continuity only; service under document prohibited.'' 
Holders of merchant mariner's documents with this continuity endorsement 
may have the prohibition rescinded at any time by satisfying the renewal 
requirements in paragraphs (c) and (d) of this section and Sec. 12.02-
9(f) of this part.
    (2) Applications for renewal of a document with the continuity 
endorsement must include:
    (i) The document to be renewed, or, if it is unexpired, a photocopy 
of the document including the back and,
    (ii) A signed statement from the applicant attesting to an awareness 
of

[[Page 213]]

the restriction to be placed on the renewed document and of the 
requirements for rescinding the continuity endorsement.

[CGD 91-211, 59 FR 49301, Sept. 27, 1994, as amended by CGD 91-223, 60 
FR 4525, Jan. 23, 1995; USCG-1997-2799, 64 FR 42816, Aug. 5, 1999; USCG-
2003-14500, 69 FR 532, Jan. 6, 2004]