[Code of Federal Regulations]
[Title 49, Volume 4]
[Revised as of October 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 49CFR211.45]

[Page 79-81]
 
                        TITLE 49--TRANSPORTATION
 
       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 
                             TRANSPORTATION
 
PART 211_RULES OF PRACTICE--Table of Contents
 
                            Subpart C_Waivers
 
Sec.  211.45  Petitions for emergency waiver of safety rules.

    (a) General. This section applies only to petitions for waiver of a 
safety rule, regulation, or standard that FRA determines are directly 
related to the occurrence of, or imminent threat of, an emergency event. 
For purposes of this section an emergency event could be local, 
regional, or national in scope and includes a natural or manmade 
disaster, such as a hurricane, flood, earthquake, mudslide, forest fire, 
significant snowstorm, terrorist act, biological outbreak, release of a 
dangerous radiological, chemical, or biological material, war-related 
activity, or other similar event.
    (b) Emergency Relief Docket. Each calendar year FRA creates an 
Emergency Relief Docket (ERD) in the publicly accessible DOT Document 
Management System (DMS). The DMS can be accessed 24 hours a day, seven 
days a week, via the Internet at the docket facility's Web site at 
http://dms.dot.gov. All documents in the DMS are available for 
inspection and copying on the Web site or are available for examination 
at the DOT Docket Management Facility, Room PL-401 (Plaza Level), 400 
7th Street, SW., Washington, DC 20590 during regular business hours (9 
a.m.-5 p.m.). By January 31st of each year, FRA publishes a notice in 
the Federal Register identifying by docket number the ERD for that year. 
A notice will also be published in the previous year's ERD identifying 
the new docket number.
    (c) Determining the existence of an emergency event. If the 
Administrator determines that an emergency event identified in paragraph 
(a) of this section has occurred, or that an imminent threat of it 
occurring exists, and determines that public safety or recovery efforts 
require that the provisions of this

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section be implemented, the Administrator will activate the Emergency 
Relief Docket identified in paragraph (d) of this section. In 
determining whether an emergency exists, the Administrator may consider 
declarations of emergency made by local, State, or Federal officials, 
and determinations by the Federal government that a credible threat of a 
terrorist attack exists.
    (d) Additional notification. When possible, FRA will post the FRA 
Administrator's determination described in paragraph (b)(1) of this 
section on its website at http://www.fra.dot.gov. FRA will also publish 
a notice in the Federal Register alerting interested parties of the FRA 
Administrator's determination as soon as practicable.
    (e) Content of petitions for emergency waivers. Petitions submitted 
to FRA pursuant to this section should specifically address how the 
petition is related to the emergency, and to the extent practicable, 
contain the information required under Sec.  211.9(a) and (b). The 
petition should at a minimum describe the following: how the petitioner 
or public is affected by the emergency (including the impact on railroad 
operations); what FRA regulations are implicated by the emergency (e.g. 
movement of defective equipment); how waiver of the implicated 
regulations would benefit petitioner during the emergency; and how long 
the petitioner expects to be affected by the emergency.
    (f) Filing requirements. Petitions filed under this section, shall 
be submitted using any of the following methods:
    (1) Direct e-mail to FRA at: RRS.Correspondence@fra.dot.gov;
    (2) Direct fax to FRA at: 202-493-6309; or
    (3) To FRA Docket Clerk, Office of Chief Counsel, RCC-10, Mail Stop 
10, 1120 Vermont Avenue, NW., Washington, DC 20590, fax no. (202) 493-
6068.
    (g) FRA Handling and Initial Review. Upon receipt and initial review 
of a petition for waiver, to verify that it meets the criteria for use 
of these emergency procedures, FRA will add the petition to the ERD. The 
DMS numbers each document that is added to a docket. (For example, the 
first document submitted to the docket in 2006 will be identified as 
FRA-2006-XXX-1.) Thus, each petition submitted to the ERD will have a 
unique document number which should be identified on all communications 
related to petitions contained in this docket. If FRA determines that 
the petition does not meet the criteria for use of these emergency 
procedures, FRA will notify the petitioner and will process the petition 
under normal waiver procedures of this subpart.
    (h) Comments. Comments should be submitted within 72 hours from the 
close of business on the day that the petition is entered into and 
available on the DMS. Any comment received after that period will be 
considered to the extent practicable. All comments should identify the 
appropriate ERD and should identify the specific document number of the 
petition designated by the DMS in the ERD. Interested parties commenting 
on a petition under this section should also include in their comments 
to the ERD telephone numbers at which their representatives may be 
reached. Interested parties may submit their comments using any of the 
following methods:
    (1) Direct e-mail to FRA at: RRS.Correspondence@fra.dot.gov.
    (2) Direct fax to FRA at: 202-493-6309.
    (3) Submission of comments to the Docket Clerk, DOT Docket 
Management Facility, Room PL-401 (Plaza Level), 400 7th Street, SW., 
Washington, DC 20590 or electronically via the internet at http://
dms.dot.gov. Any comments or information sent directly to FRA will be 
immediately provided to the DOT DMS for inclusion in the ERD.
    (i) Request for hearing. Parties desiring a public hearing on any 
petition being processed under this section must notify FRA through the 
comment process identified in paragraph (h) of this section within 72 
hours from the close of business on the day that the petition is entered 
into and available on the DMS. In response to a request for a public 
hearing, FRA will arrange a telephone conference between all interested 
parties to provide an opportunity for oral comment. The conference will 
be arranged as soon as practicable. After such conference, if a party 
stills desires a public hearing on

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the petition, then a public hearing will be arranged as soon as 
practicable pursuant to the provisions contained in 49 CFR part 211.
    (j) Decisions. FRA may grant a petition for waiver prior to 
conducting a public hearing if such action is in the public interest and 
consistent with safety or in situations where a hearing request is 
received subsequent to the 72-hour comment period. In such an instance, 
FRA will notify the party requesting the public hearing of its decision 
and will arrange to conduct such hearing as soon as practicable.
    (1) FRA reserves the right to reopen any docket and reconsider any 
decision made pursuant to these emergency procedures based upon its own 
initiative or based upon information or comments received subsequent to 
the 72-hour comment period or at a later scheduled public hearing.
    (2) FRA decision letters, either granting or denying a petition, 
will be posted in the appropriate ERD and will reference the document 
number of the petition to which it relates.
    (3) Relief granted shall not extend for more than nine months.
    (4) For matters that may significantly impact the missions of the 
Department of Homeland Security, FRA consults with the Department of 
Homeland Security as soon as practicable.

[72 FR 17438, Apr. 9, 2007]