[Code of Federal Regulations]
[Title 49, Volume 6]
[Revised as of October 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 49CFR571.202a]

[Page 531-546]
 
                        TITLE 49--TRANSPORTATION
 
                            OF TRANSPORTATION
 
PART 571_FEDERAL MOTOR VEHICLE SAFETY STANDARDS--Table of Contents
 
            Subpart B_Federal Motor Vehicle Safety Standards
 
Sec.  571.202a  Standard No. 202a; Head restraints; Mandatory applicability begins on September 1, 2009.

    S1. Purpose and scope. This standard specifies requirements for head 
restraints to reduce the frequency and severity of neck injury in rear-
end and other collisions.
    S2. Application & incorporation by reference.
    S2.1 Application. This standard applies to passenger cars, and to 
multipurpose passenger vehicles, trucks and buses with a GVWR of 4,536 
kg or less, manufactured on or after September 1, 2009. However, the 
standard's requirements for rear head restraints do not apply to 
vehicles manufactured before September 1, 2010, and, for vehicles 
manufactured between September 1, 2010 and August 31, 2011, the 
requirements for rear head restraints apply only to the extent provided 
in S7. Until September 1, 2009, manufacturers may comply with the 
standard in this

[[Page 532]]

Sec.  571.202a, with the standard in Sec.  571.202, or with the European 
regulations referenced in S4.3(a) of Sec.  571.202. For vehicles 
manufactured on or after September 1, 2009 and before September 1, 2010, 
manufacturers may comply with the standard in Sec.  571.202 or with the 
European regulations referenced in S4.3(a) of Sec.  571.202, instead of 
the standard in this Sec.  571.202a, only to the extent consistent with 
the phase-in specified in this Sec.  571.202a.
    S2.2 Incorporation by reference.
    (a) Society of Automotive Engineers (SAE) Recommended Practice J211/
1 rev. Mar 95, ``Instrumentation for Impact Test--Part 1--Electronic 
Instrumentation,'' SAE J211/1 (rev. Mar 95) is incorporated by reference 
in S5.2.5(b), S5.3.8, S5.3.9, and 5.3.10 of this section. The Director 
of the Federal Register has approved the incorporation by reference of 
this material in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. A 
copy of SAE J211/1 (rev. Mar 95) may be obtained from SAE at the Society 
of Automotive Engineers, Inc., 400 Commonwealth Drive, Warrendale, PA 
15096. A copy of SAE J211/1 (rev. Mar 95) may be inspected at NHTSA's 
Technical Information Services, 400 Seventh Street, SW., Plaza Level, 
Room 403, Washington, DC, or at the National Archives and Records 
Administration (NARA). For information on the availability of this 
material at NARA, call 202-741-6030, or go to: http://www.archives.gov/
federal--register/code--of--federal--regulations/ibr--locations.html.
    (b) Society of Automotive Engineers (SAE) Standard J826 ``Devices 
for Use in Defining and Measuring Vehicle Seating Accommodation,'' SAE 
J826 (rev. Jul 95) is incorporated by reference in S3, S5, S5.1, S5.1.1, 
S5.2, S5.2.1, S5.2.2, and S5.2.7 of this section. The Director of the 
Federal Register has approved the incorporation by reference of this 
material in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. A copy of 
SAE J826 (rev. Jul 95) may be obtained from SAE at the Society of 
Automotive Engineers, Inc., 400 Commonwealth Drive, Warrendale, PA 
15096. A copy of SAE J826 (rev. Jul 95) may be inspected at NHTSA's 
Technical Information Services, 400 Seventh Street, SW., Plaza Level, 
Room 403, Washington, DC or at the National Archives and Records 
Administration (NARA). For information on the availability of this 
material at NARA, call 202-741-6030, or go to: http://www.archives.gov/
federal--register/code--of--federal--regulations/ibr--locations.html.
    S3. Definitions.
    Backset means the minimum horizontal distance between the rear of a 
representation of the head of a seated 50th percentile male occupant and 
the head restraint, as measured by the head restraint measurement 
device.
    Head restraint means a device that limits rearward displacement of a 
seated occupant's head relative to the occupant's torso.
    Head restraint measurement device (HRMD) means the Society of 
Automotive Engineers (SAE) (July 1995) J826 three-dimensional manikin 
with a head form attached, representing the head position of a seated 
50th percentile male, with sliding scale at the back of the head for the 
purpose of measuring backset. The head form is designed by and available 
from the ICBC, 151 West Esplanade, North Vancouver, BC V7M 3H9, Canada 
(www.icbc.com).
    Height means, when used in reference to a head restraint, the 
distance from the H-point, measured parallel to the torso reference line 
defined by the three dimensional SAE J826 (July 1995) manikin, to a 
plane normal to the torso reference line.
    Intended for occupant use means, when used in reference to the 
adjustment of a seat, positions other than that intended solely for the 
purpose of allowing ease of ingress and egress of occupants and access 
to cargo storage areas of a vehicle.
    Rear head restraint means, at any rear outboard designated seating 
position, a rear seat back, or any independently adjustable seat 
component attached to or adjacent to a seat back, that has a height 
equal to or greater than 700 mm, in any position of backset and height 
adjustment, as measured in accordance with S5.1.1.
    Top of the head restraint means the point on the head restraint with 
the greatest height.

[[Page 533]]

    S4. Requirements. Except as provided in S4.4, S4.2.1(a)(2) and 
S4.2.1(b)(2) of this section, each vehicle must comply with S4.1 of this 
section with the seat adjusted as intended for occupant use. Whenever a 
range of measurements is specified, the head restraint must meet the 
requirement at any position of adjustment within the specified range.
    S4.1 Performance levels. In each vehicle other than a school bus, a 
head restraint that conforms to either S4.2 or S4.3 of this section must 
be provided at each front outboard designated seating position. In each 
equipped with rear outboard head restraints, the rear head restraint 
must conform to either S4.2 or S4.3 of this section. In each school bus, 
a head restraint that conforms to either S4.2 or S4.3 of this section 
must be provided for the driver's seating position. At each designated 
seating position incapable of seating a 50th percentile male Hybrid III 
test dummy specified in 49 CFR part 572, subpart E, the applicable head 
restraint must conform to S4.2 of this section.
    S4.2 Dimensional and static performance. Each head restraint located 
in the front outboard designated seating position and each head 
restraint located in the rear outboard designated seating position must 
conform to paragraphs S4.2.1 through S4.2.7 of this section. Compliance 
is determined for the height requirements of S4.2.1 and the backset 
requirements of S4.2.3 of this section by taking the arithmetic average 
of three measurements.
    S4.2.1 Minimum height.
    (a) Front outboard designated seating positions. (1) Except as 
provided in S4.2.1(a)(2) of this section, when measured in accordance 
with S5.2.1(a)(1) of this section, the top of a head restraint located 
in a front outboard designated seating position must have a height not 
less than 800 mm in at least one position of adjustment.
    (2) Exception. The requirements of S4.2.1(a)(1) do not apply if the 
interior surface of the vehicle at the roofline physically prevents a 
head restraint, located in the front outboard designated seating 
position, from attaining the required height. In those instances in 
which this head restraint cannot attain the required height, when 
measured in accordance with S5.2.1(a)(2), the maximum vertical distance 
between the top of the head restraint and the interior surface of the 
vehicle at the roofline must not exceed 50 mm for convertibles and 25 mm 
for all other vehicles. Notwithstanding this exception, when measured in 
accordance with S5.2.1(a)(2), the top of a head restraint located in a 
front outboard designated seating position must have a height not less 
than 700 mm in the lowest position of adjustment.
    (b) All outboard designated seating positions equipped with head 
restraints.
    (1) Except as provided in S4.2.1(b)(2) of this section, when 
measured in accordance with S5.2.1(b)(1) of this section, the top of a 
head restraint located in an outboard designated seating position must 
have a height not less than 750 mm in any position of adjustment.
    (2) Exception. The requirements of S4.2.1(b)(1) do not apply if the 
interior surface of the vehicle at the roofline or the interior surface 
of the backlight physically prevent a head restraint, located in the 
rear outboard designated seating position, from attaining the required 
height. In those instances in which this head restraint cannot attain 
the required height, when measured in accordance with S5.2.1(b)(2), the 
maximum vertical distance between the top of the head restraint and the 
interior surface of the vehicle at the roofline or the interior surface 
of the backlight must not exceed 50 mm for convertibles and 25 mm for 
all other vehicles.
    S4.2.2 Width. When measured in accordance with S5.2.2 of this 
section, 65  3 mm below the top of the head 
restraint, the lateral width of a head restraint must be not less than 
170 mm, except the lateral width of the head restraint for front 
outboard designated seating positions in a vehicle with a front center 
designated seating position, must be not less than 254 mm.
    S4.2.3 Front Outboard Designated Seating Position Backset. When 
measured in accordance with S5.2.3 of this section, the backset must not 
be more than 55 mm, when the seat is adjusted in accordance with S5.1. 
For adjustable restraints, the requirements of this section must be met 
with the top of the head restraint in any height position of adjustment 
between 750 mm and 800

[[Page 534]]

mm, inclusive. If the top of the head restraint, in its lowest position 
of adjustment, is above 800 mm, the requirements of this section must be 
met at that position. If the head restraint position is independent of 
the seat back inclination position, the head restraint must not be 
adjusted such that backset is more than 55 mm when the seat back 
inclination is positioned closer to vertical than the position specified 
in S5.1.
    S4.2.4 Gaps.
    All head restraints must meet limits for gaps in the head restraint 
specified in S4.2.4.1. For gaps between the seat and head restraint, 
adjustable head restraints must meet either the limits specified in 
S4.2.4.1 or S4.2.4.2.
    S4.2.4.1 Gaps within the head restraint and between the head 
restraint and seat using a 165 mm sphere. When measured in accordance 
with S5.2.4.1 of this section using the head form specified in that 
paragraph, there must not be any gap greater than 60 mm within or 
between the anterior surface of the head restraint and anterior surface 
of the seat, with the head restraint adjusted to its lowest height 
position and any backset position, except as allowed by S4.4.
    S4.2.4.2 Gaps between the adjustable head restraint and seat using a 
25 mm cylinder. When measured in accordance with S5.2.4.2 of this 
section using the 25 mm cylinder specified in that paragraph, there must 
not be any gap greater than 25 mm between the anterior surface of the 
head restraint and anterior surface of the seat, with the head restraint 
adjusted to its lowest height position and any backset position, except 
as allowed by S4.4.
    S4.2.5 Energy absorption. When the anterior surface of the head 
restraint is impacted in accordance with S5.2.5 of this section by the 
head form specified in that paragraph at any velocity up to and 
including 24.1 km/h, the deceleration of the head form must not exceed 
785 m/s\2\ (80 g) continuously for more than 3 milliseconds.
    S4.2.6 Height retention. When tested in accordance with S5.2.6 of 
this section, the cylindrical test device specified in S5.2.6(b) must 
return to within 13 mm of its initial reference position after 
application of at least a 500 N load and subsequent reduction of the 
load to 50 N  1 N. During application of the 
initial 50 N reference load, as specified in S5.2.6(b)(2) of this 
section, the cylindrical test device must not move downward more than 25 
mm.
    S4.2.7 Backset retention, displacement, and strength.
    (a) Backset retention and displacement. When tested in accordance 
with S5.2.7 of this section, the described head form must:
    (1) Not be displaced more than 25 mm during the application of the 
initial reference moment of 37  0.7 Nm;
    (2) Not be displaced more than 102 mm perpendicularly and posterior 
of the displaced extended torso reference line during the application of 
a 373  7.5 Nm moment about the H-point; and
    (3) Return to within 13 mm of its initial reference position after 
the application of a 373  7.5 Nm moment about the 
H-point and reduction of the moment to 37  0.7 Nm.
    (b) Strength. When the head restraint is tested in accordance with 
S5.2.7(b) of this section with the test device specified in that 
paragraph, the load applied to the head restraint must reach 890 N and 
remain at 890 N for a period of 5 seconds.
    S4.3 Dynamic performance and width. At each forward-facing outboard 
designated seating position equipped with a head restraint, the head 
restraint adjusted midway between the lowest and the highest position of 
adjustment must conform to the following:
    S4.3.1 Injury criteria. When tested in accordance with S5.3 of this 
section, during a forward acceleration of the dynamic test platform 
described in S5.3.1, the head restraint must:
    (a) Angular rotation. Limit posterior angular rotation between the 
head and torso of the 50th percentile male Hybrid III test dummy 
specified in 49 CFR part 572, subpart E, fitted with sensors to measure 
rotation between the head and torso, to 12 degrees for the dummy in all 
outboard designated seating positions;
    (b) Head injury criteria. Limit the maximum HIC15 value 
to 500. HIC15 is calculated as follows--
    For any two points in time, t1 and t2, during 
the event which are separated by not more than a 15 millisecond time

[[Page 535]]

interval and where t1 is less than t2, the head 
injury criterion (HIC15) is determined using the resultant 
head acceleration at the center of gravity of the dummy head, a 
r, expressed as a multiple of g (the acceleration of gravity) 
and is calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR04MY07.164

    4.3.2 Width. The head restraint must have the lateral width 
specified in S4.2.2 of this section.
    S4.4 Folding or retracting rear head restraints non-use positions. A 
rear head restraint may be adjusted to a position at which its height 
does not comply with the requirements of S4.2.1 of this section. 
However, in any such position, the head restraint must meet either 
S4.4(a), (b) or (c) of this section.
    (a) The head restraint must automatically return to a position in 
which its minimum height is not less than that specified in S4.2.1(b) of 
this section when a test dummy representing a 5th percentile female 
Hybrid III test dummy specified in 49 CFR part 572, subpart O is 
positioned according to S5.4(a); or
    (b) The head restraint must, when tested in accordance with S5.4(b) 
of this section, be capable of manually rotating forward or rearward by 
not less than 60 degrees from any position of adjustment in which its 
minimum height is not less than that specified in S4.2.1(b) of this 
section.
    (c) The head restraint must, when tested in accordance with S5.4(b) 
of this section, cause the torso reference line angle to be at least 10 
degrees closer to vertical than when the head restraint is in any 
position of adjustment in which its height is not less than that 
specified in S4.2.1(b)(1) of this section.
    S4.5 Removability of head restraints. The head restraint must not be 
removable without a deliberate action distinct from any act necessary 
for upward adjustment.
    S4.6 Compliance option selection. Where manufacturer options are 
specified in this section, the manufacturer must select an option by the 
time it certifies the vehicle and may not thereafter select a different 
option for that vehicle. The manufacturer may select different 
compliance options for different designated seating positions to which 
the requirements of this section are applicable. Each manufacturer must, 
upon request from the National Highway Traffic Safety Administration, 
provide information regarding which of the compliance options it has 
selected for a particular vehicle or make/model.
    S4.7 Information in owner's manual.
    S4.7.1 The owner's manual for each vehicle must emphasize that all 
occupants, including the driver, should not operate a vehicle or sit in 
a vehicle's seat until the head restraints are placed in their proper 
positions in order to minimize the risk of neck injury in the event of a 
crash.
    S4.7.2 The owner's manual for each vehicle must--
    (a) Include an accurate description of the vehicle's head restraint 
system in an easily understandable format. The owner's manual must 
clearly identify which seats are equipped with head restraints;
    (b) If the head restraints are removable, the owner's manual must 
provide instructions on how to remove the head restraint by a deliberate 
action distinct from any act necessary for upward adjustment, and how to 
reinstall head restraints;
    (c) Warn that all head restraints must be reinstalled to properly 
protect vehicle occupants.
    (d) Describe in an easily understandable format the adjustment of 
the head restraints and/or seat back to achieve appropriate head 
restraint position relative to the occupant's head. This discussion must 
include, at a minimum, accurate information on the following topics:
    (1) A presentation and explanation of the main components of the 
vehicle's head restraints.
    (2) The basic requirements for proper head restraint operation, 
including an explanation of the actions that may affect the proper 
functioning of the head restraints.
    (3) The basic requirements for proper positioning of a head 
restraint in relation to an occupant's head position, including 
information regarding the

[[Page 536]]

proper positioning of the center of gravity of an occupant's head or 
some other anatomical landmark in relation to the head restraint.
    S5. Procedures. Demonstrate compliance with S4.2 through S4.4 of 
this section with any adjustable lumbar support adjusted to its most 
posterior nominal design position. If the seat cushion adjusts 
independently of the seat back, position the seat cushion such that the 
highest H-point position is achieved with respect to the seat back, as 
measured by SAE J826 (July 1995) manikin, with leg length specified in 
S10.4.2.1 of Sec.  571.208 of this part. If the specified position of 
the H-point can be achieved with a range of seat cushion inclination 
angles, adjust the seat inclination such that the most forward part of 
the seat cushion is at its lowest position with respect to the most 
rearward part. All tests specified by this standard are conducted with 
the ambient temperature between 18 degrees C. and 28 degrees C.
    S5.1 Except as specified in S5.2.3 and S5.3 of this section, if the 
seat back is adjustable, it is set at an initial inclination position 
closest to the manufacturer's design seat back angle, as measured by SAE 
J826 manikin. If there is more than one inclination position closest to 
the design angle, set the seat back inclination to the position closest 
to and rearward of the design angle.
    S5.1.1 Procedure for determining presence of head restraints in rear 
outboard seats. Measure the height of the top of a rear seat back or the 
top of any independently adjustable seat component attached to or 
adjacent to the rear seat back in its highest position of adjustment 
using the scale incorporated into the SAE J826 (July 1995) manikin or an 
equivalent scale, which is positioned laterally within 15 mm of the 
centerline of the rear seat back or any independently adjustable seat 
component attached to or adjacent to the rear seat back.
    S5.2 Dimensional and static performance procedures. Demonstrate 
compliance with S4.2 of this section in accordance with S5.2.1 through 
S5.2.7 of this section. Position the SAE J826 (July 1995) manikin 
according to the seating procedure found in SAE J826 (July 1995).
    S5.2.1 Procedure for height measurement. Demonstrate compliance with 
S4.2.1 of this section in accordance with S5.2.1 (a) and (b) of this 
section, using the headroom probe scale incorporated into the SAE J826 
(July 1995) manikin with the appropriate offset for the H-point position 
or an equivalent scale, which is positioned laterally within 15 mm of 
the head restraint centerline. If the head restraint position is 
independent of the seat back inclination position, compliance is 
determined at a seat back inclination position closest to the design 
seat back angle, and each seat back inclination position less than the 
design seat back angle.
    (a)(1) For head restraints in front outboard designated seating 
positions, adjust the top of the head restraint to the highest position 
and measure the height.
    (2) For head restraints located in the front outboard designated 
seating positions that are prevented by the interior surface of the 
vehicle at the roofline from meeting the required height as specified in 
S4.2.1(a)(1), measure the clearance between the top of the head 
restraint and the interior surface of the vehicle at the roofline, with 
the seat adjusted to its lowest vertical position intended for occupant 
use, by attempting to pass a 25 mm sphere between them. Adjust the top 
of the head restraint to the lowest position and measure the height.
    (b)(1) For head restraints in all outboard designated seating 
positions equipped with head restraints, adjust the top of the head 
restraint to the lowest position other than allowed by S4.4 and measure 
the height.
    (2) For head restraints located in rear outboard designated seating 
positions that are prevented by the interior surface of the vehicle at 
the roofline or the interior surface of the rear backlight from meeting 
the required height as specified in S4.2.1(b)(1), measure the clearance 
between the top of the head restraint or the seat back and the interior 
surface of the vehicle at the roofline or the interior surface of the 
rear backlight, with the seat adjusted to its lowest vertical position

[[Page 537]]

intended for occupant use, by attempting to pass a 25 mm sphere between 
them.
    S5.2.2 Procedure for width measurement. Demonstrate compliance with 
S4.2.2 of this section using calipers to measure the maximum dimension 
perpendicular to the vehicle vertical longitudinal plane of the 
intersection of the head restraint with a plane that is normal to the 
torso reference line of SAE J826 (July 1995) manikin and 65  3 mm below the top of the head restraint.
    S5.2.3 Procedure for backset measurement. Demonstrate compliance 
with S4.2.3 of this section using the HRMD positioned laterally within 
15 mm of the head restraint centerline. Adjust the front head restraint 
so that its top is at any height between and inclusive of 750 mm and 800 
mm and its backset is in the maximum position other than allowed by 
S4.4. If the lowest position of adjustment is above 800 mm, adjust the 
head restraint to that position. If the head restraint position is 
independent of the seat back inclination position, compliance is 
determined at each seat back inclination position closest to and less 
than the design seat back angle.
    S5.2.4 Procedures for gap measurement.
    S5.2.4.1 Procedure using a 165 mm sphere.
    Demonstrate compliance with S4.2.4.1 of this section in accordance 
with the procedures of S5.2.4.1 (a) through (c) of this section, with 
the head restraint adjusted to its lowest height position and any 
backset position, except as allowed by S4.4.
    (a) The area of measurement is anywhere on the anterior surface of 
the head restraint or seat with a height greater than 540 mm and within 
the following distances from the centerline of the seat--
    (1) 127 mm for seats required to have 254 mm minimum head restraint 
width; and
    (2) 85 mm for seats required to have a 170 mm head restraint width.
    (b) Applying a load of no more than 5 N against the area of 
measurement specified in subparagraph (a), place a 165  2 mm diameter spherical head form against any gap such 
that at least two points of contact are made within the area. The 
surface roughness of the head form is less than 1.6 [micro]m, root mean 
square.
    (c) Determine the gap dimension by measuring the vertical straight 
line distance between the inner edges of the two furthest contact 
points, as shown in Figures 2, 3 and 4.
    S5.2.4.2 Procedure using a 25 mm cylinder.
    Demonstrate compliance with S4.2.4.2 of this section in accordance 
with the procedures of S5.2.4.2 (a) through (c) of this section, with 
the head restraint adjusted to its lowest height position and any 
backset position, except as allowed by S4.4.
    (a) The area of measurement is between the anterior surface of the 
head restraint and seat with a height greater than 540 mm and within the 
following distances from the centerline of the seat--
    (1) 127 mm for seats required to have 254 mm minimum head restraint 
width; and
    (2) 85 mm for seats required to have a 170 mm head restraint width.
    (b) Orient a 25  1 mm diameter cylinder such 
that its long axis is perpendicular to the seat back angle and in a 
vertical longitudinal vehicle plane. Applying a load of no more than 5 N 
along the axis of the cylinder, place the cylinder against any gap 
within the area of measurement specified in subparagraph (a). The 
surface roughness of the cylinder is less than 1.6 [micro]m, root mean 
square.
    (c) Determine if at least 125 mm of the cylinder can completely pass 
through the gap.
    S5.2.5 Procedures for energy absorption. Demonstrate compliance with 
S4.2.5 of this section in accordance with S5.2.5 (a) through (e) of this 
section, with adjustable head restraints in any height and backset 
position of adjustment.
    (a) Use an impactor with a semispherical head form with a 165  2 mm diameter and a surface roughness of less than 1.6 
[micro]m, root mean square. The head form and associated base have a 
combined mass of 6.8  0.05 kg.
    (b) Instrument the impactor with an acceleration sensing device 
whose output is recorded in a data channel that

[[Page 538]]

conforms to the requirements for a 600 Hz channel class as specified in 
SAE Recommended Practice J211/1 (March 1995). The axis of the 
acceleration-sensing device coincides with the geometric center of the 
head form and the direction of impact.
    (c) Propel the impactor toward the head restraint. At the time of 
launch, the longitudinal axis of the impactor is within 2 degrees of 
being horizontal and parallel to the vehicle longitudinal axis. The 
direction of travel is posteriorly.
    (d) Constrain the movement of the head form so that it travels 
linearly along the path described in S5.2.5(c) of this section for not 
less than 25 mm before making contact with the head restraint.
    (e) Impact the anterior surface of the seat or head restraint at any 
point with a height greater than 635 mm and within a distance of the 
head restraint vertical centerline of 70 mm.
    S5.2.6 Procedures for height retention. Demonstrate compliance with 
S4.2.6 of this section in accordance with S5.2.6(a) through (e) of this 
section. For head restraints that move with respect to the seat when 
occupant loading is applied to the seat back, S5.2.6(a) through (e) may 
be performed with the head restraint fixed in a position corresponding 
to the position when the seat is unoccupied.
    (a) Adjust the adjustable head restraint so that its top is at any 
of the following height positions at any backset position--
    (1) For front outboard designated seating positions--
    (i) The highest position; and
    (ii) Not less than, but closest to 800 mm; and
    (2) For rear outboard designated seating positions equipped with 
head restraints--
    (i) The highest position; and
    (ii) Not less than, but closest to 750 mm.
    (b)(1) Orient a cylindrical test device having a 165  2 mm diameter in plan view (perpendicular to the axis 
of revolution), and a 152 mm length in profile (through the axis of 
revolution) with a surface roughness of less than 1.6 [micro]m, root 
mean square, such that the axis of the revolution is horizontal and in 
the longitudinal vertical plane through the longitudinal centerline of 
the head restraint. Position the midpoint of the bottom surface of the 
cylinder in contact with the head restraint.
    (2) Establish initial reference position by applying a vertical 
downward load of 50  1 N at the rate of 250  50 N/minute. Determine the reference position after 5.5 
 0.5 seconds at this load.
    (c) Increase the load at the rate of 250  50 
N/minute to at least 500 N and maintain this load for 5.5  0.5 seconds.
    (d) Reduce the load at the rate of 250  50 N/
minute until the load is completely removed. Maintain this condition for 
not more than two minutes.
    (e) Increase the load at the rate of 250  50 
N/minute to 50  1 N and, after 5.5  0.5 seconds at this load, determine the position of the 
cylindrical device with respect to its initial reference position.
    S5.2.7 Procedures for backset retention, displacement, and strength. 
Demonstrate compliance with S4.2.7 of this section in accordance with 
S5.2.7(a) and (b) of this section. The load vectors that generate moment 
on the head restraint are initially contained in a vertical plane 
parallel to the vehicle longitudinal centerline.
    (a) Backset retention and displacement. For head restraints that 
move with respect to the seat when occupant loading is applied to the 
seat back, S5.2.7(a)(1) through (8) may be performed with the head 
restraint fixed in a position corresponding to the position when the 
seat is unoccupied.
    (1) Adjust the head restraint so that its top is at a height closest 
to and not less than:
    (i) 800 mm for front outboard designated seating positions (or the 
highest position of adjustment for head restraints subject to 
S4.2.1(a)(2)); and
    (ii) 750 mm for rear outboard designated seating positions equipped 
with head restraints (or the highest position of adjustment for rear 
head restraints subject to S4.2.1(b)(2)).
    (2) Adjust the head restraint to any backset position.
    (3) In the seat, place a test device having the back pan dimensions 
and torso reference line (vertical center line), when viewed laterally, 
with the

[[Page 539]]

head room probe in the full back position, of the three dimensional SAE 
J826 (July 1995) manikin;
    (4) Establish the displaced torso reference line by creating a 
posterior moment of 373  7.5 Nm about the H-point 
by applying a force to the seat back through the back pan at the rate of 
187  37 Nm/minute. The initial location on the 
back pan of the moment generating force vector has a height of 290 mm 
 13 mm. Apply the force vector normal to the torso 
reference line and maintain it within 2 degrees of a vertical plane 
parallel to the vehicle longitudinal centerline. Constrain the back pan 
to rotate about the H-point. Rotate the force vector direction with the 
back pan.
    (5) Maintain the position of the back pan as established in 
S5.2.7(a)(4) of this section. Using a 165  2 mm 
diameter spherical head form with a surface roughness of less than 1.6 
[micro]m, root mean square, establish the head form initial reference 
position by applying, perpendicular to the displaced torso reference 
line, a posterior initial load at the seat centerline at a height 65 
 3 mm below the top of the head restraint that 
will produce a 37  0.7 Nm moment about the H-
point. After maintaining this moment for 5.5  0.5 
seconds, measure the posterior displacement of the head form during the 
application of the load.
    (6) Increase the initial load at the rate of 187  37 Nm/minute until a 373  7.5 Nm 
moment about the H-point is produced. Maintain the load level producing 
that moment for 5.5  0.5 seconds and then measure 
the posterior displacement of the head form relative to the displaced 
torso reference line.
    (7) Reduce the load at the rate of 187  37 Nm/
minute until it is completely removed. Maintain this condition for not 
more than two minutes.
    (8) Increase the load at the rate of 187  37 
Nm/minute until a 37  0.7 Nm moment about the H-
point is produced. After maintaining the load level producing that 
moment for 5.5  0.5 seconds, measure the posterior 
displacement of the head form position with respect to its initial 
reference position; and
    (b) Strength. Increase the load specified in S5.2.7(a)(7) of this 
section at the rate of 250  50 N/minute to at 
least 890 N and maintain this load level for 5.5  
0.5 seconds.
    S5.3 Procedures for dynamic performance. Demonstrate compliance with 
S4.3 of this section in accordance with S5.3.1 though S5.3.9 of this 
section with a 50th percentile male Hybrid III test dummy specified in 
49 CFR part 572 subpart E, fitted with sensors to measure head to torso 
rotation. The dummy with all sensors is to continue to meet all 
specifications in 49 CFR part 572 subpart E. The restraint is positioned 
midway between the lowest and the highest position of adjustment.
    S5.3.1 Mount the vehicle on a dynamic test platform at the vehicle 
altitude set forth in S13.3 of Sec.  571.208 of this part, so that the 
longitudinal centerline of the vehicle is parallel to the direction of 
the test platform travel and so that movement between the base of the 
vehicle and the test platform is prevented. Instrument the platform with 
an accelerometer and data processing system. Position the accelerometer 
sensitive axis parallel to the direction of test platform travel.
    S5.3.2 Remove the tires, wheels, fluids, and all unsecured 
components. Remove or rigidly secure the engine, transmission, axles, 
exhaust, vehicle frame and any other vehicle component necessary to 
assure that all points on the acceleration vs. time plot measured by an 
accelerometer on the dynamic test platform fall within the corridor 
described in Figure 1 and Table 1.
    S5.3.3 Place any moveable windows in the fully open position.
    S5.3.4 Seat Adjustment. At each outboard designated seating 
position, if the seat back is adjustable, it is set at an initial 
inclination position closest to 25 degrees from the vertical, as 
measured by SAE J826 (July 1995) manikin. If there is more than one 
inclination position closest to 25 degrees from the vertical, set the 
seat back inclination to the position closest to and rearward of 25 
degrees. Using any control that primarily moves the entire seat 
vertically, place the seat in the lowest position. Using any control 
that primarily moves the entire seat in the fore and aft directions, 
place the seat midway between the forwardmost and rearmost position. If 
an adjustment position does not exist midway between

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the forwardmost and rearmost positions, the closest adjustment position 
to the rear of the midpoint is used. Adjust the seat cushion and seat 
back as required by S5 and S5.1 of this section. If the head restraint 
is adjustable, adjust the top of the head restraint to a position midway 
between the lowest position of adjustment and the highest position of 
adjustment. If an adjustment position midway between the lowest and the 
highest position does not exist, adjust the head restraint to a position 
below and nearest to midway between the lowest position of adjustment 
and the highest position of adjustment.
    S5.3.5 Seat Belt Adjustment. Prior to placing the Type 2 seat belt 
around the test dummy, fully extend the webbing from the seat belt 
retractor(s) and release it three times to remove slack. If an 
adjustable seat belt D-ring anchorage exists, place it in the adjustment 
position closest to the mid-position. If an adjustment position does not 
exist midway between the highest and lowest position, the closest 
adjustment position above the midpoint is used.
    S5.3.6 Dress and adjust each test dummy as specified in S8.1.8.2 
through S8.1.8.3 of Sec.  571.208 of this Part. The stabilized test 
temperature of the test dummy is at any temperature level between 69 
degrees F and 72 degrees F, inclusive.
    S5.3.7 Test dummy positioning procedure. Place a test dummy at each 
outboard designated seating position equipped with a head restraint.
    S5.3.7.1 Head. The transverse instrumentation platform of the head 
is level within \1/2\ degree. To level the head of the test dummy, the 
following sequence is followed. First, adjust the position of the H-
point within the limits set forth in S10.4.2.1 of Sec.  571.208 to level 
the transverse instrumentation platform of the head of the test dummy. 
If the transverse instrumentation platform of the head is still not 
level, then adjust the pelvic angle of the test dummy. If the transverse 
instrumentation platform of the head is still not level, then adjust the 
neck bracket of the dummy the minimum amount necessary from the non-
adjusted ``0'' setting to ensure that the transverse instrumentation 
platform of the head is horizontal within \1/2\ degree. The test dummy 
remains within the limits specified in S10.4.2.1 of Sec.  571.208 after 
any adjustment of the neck bracket.
    S5.3.7.2 Upper arms and hands. Position each test dummy as specified 
in S10.2 and S10.3 of Sec.  571.208 of this Part.
    S5.3.7.3 Torso. Position each test dummy as specified in S10.4.1.1, 
S10.4.1.2, and S10.4.2.1 of Sec.  571.208 of this Part, except that the 
midsagittal plane of the dummy is aligned within 15 mm of the head 
restraint centerline. If the midsagittal plane of the dummy cannot be 
aligned within 15 mm of the head restraint centerline then align the 
midsagittal plane of the dummy as close as possible to the head 
restraint centerline.
    S5.3.7.4 Legs. Position each test dummy as specified in S10.5 of 
Sec.  571.208 of this part, except that final adjustment to accommodate 
placement of the feet in accordance with S5.3.7.5 of this section is 
permitted.
    S5.3.7.5 Feet. Position each test dummy as specified in S10.6 of 
Sec.  571.208 of this part, except that for rear outboard designated 
seating positions the feet of the test dummy are placed flat on the 
floorpan and beneath the front seat as far forward as possible without 
front seat interference. For rear outboard designated seating positions, 
if necessary, the distance between the knees can be changed in order to 
place the feet beneath the seat.
    S5.3.8 Accelerate the dynamic test platform to 17.3  0.6 km/h. All of the points on the acceleration vs. 
time curve fall within the corridor described in Figure 1 and Table 1 
when filtered to channel class 60, as specified in the SAE Recommended 
Practice J211/1 (March 1995). Measure the maximum posterior angular 
displacement.
    S5.3.9 Calculate the angular displacement from the output of 
instrumentation placed in the torso and head of the test dummy and an 
algorithm capable of determining the relative angular displacement to 
within one degree and conforming to the requirements of a 600 Hz channel 
class, as specified in SAE Recommended Practice J211/1, March 1995. No 
data generated after 200 ms from the beginning of the forward 
acceleration are used in

[[Page 541]]

determining angular displacement of the head with respect to the torso.
    S5.3.10 Calculate the HIC15 from the output of 
instrumentation placed in the head of the test dummy, using the equation 
in S4.3.1(b) of this section and conforming to the requirements for a 
1000 Hz channel class as specified in SAE Recommended Practice J211/1 
(March 1995). No data generated after 200 ms from the beginning of the 
forward acceleration are used in determining HIC.
    S5.4 Procedures for folding or retracting head restraints for 
unoccupied rear outboard designated seating positions.
    (a) Demonstrate compliance with S4.4 (a) of this section, using a 
5th percentile female Hybrid III test dummy specified in 49 CFR part 
572, subpart O, in accordance with the following procedure--
    (1) Position the test dummy in the seat such that the dummy's 
midsaggital plane is aligned within the 15 mm of the head restraint 
centerline and is parallel to a vertical plane parallel to the vehicle 
longitudinal centerline.
    (2) Hold the dummy's thighs down and push rearward on the upper 
torso to maximize the dummy's pelvic angle.
    (3) Place the legs as close as possible to 90 degrees to the thighs. 
Push rearward on the dummy's knees to force the pelvis into the seat so 
there is no gap between the pelvis and the seat back or until contact 
occurs between the back of the dummy's calves and the front of the seat 
cushion such that the angle between the dummy's thighs and legs begins 
to change.
    (4) Note the position of the head restraint. Remove the dummy from 
the seat. If the head restraint returns to a retracted position upon 
removal of the dummy, manually place it in the noted position. Determine 
compliance with the height requirements of S4.2.1 of this section by 
using the test procedures of S5.2.1 of this section.
    (b) Demonstrate compliance with S4.4 (b) of this section in 
accordance with the following procedure:
    (1) Place the rear head restraint in any position meeting the 
requirements of S4.2 of this section;
    (2) Strike a line on the head restraint. Measure the angle or range 
of angles of the head restraint reference line as projected onto a 
vertical longitudinal vehicle plane. Alternatively, measure the torso 
reference line angle with the SAE J826 (July 1995) manikin;
    (3) Fold or retract the head restraint to a position in which its 
minimum height is less than that specified in S4.2.1 (b) of this 
section;
    (4) Determine the minimum change in the head restraint reference 
line angle as projected onto a vertical longitudinal vehicle plane from 
the angle or range of angles measured in 5.4(b)(2). Alternatively, 
determine the change in the torso reference line angle with the SAE J826 
(July 1995) manikin.
    S6 Vehicles manufactured on or after September 1, 2009, and before 
September 1, 2010 (Phase-in of Sec.  571.202a).
    (a) For vehicles manufactured for sale in the United States on or 
after September 1, 2009, and before September 1, 2010, a percentage of 
the manufacturer's production, as specified in S6.1, shall meet the 
requirements specified in this Sec.  571.202a without regard to any 
option to comply with the standard in Sec.  571.202 or with the European 
regulations referenced in S4.3(a) of Sec.  571.202. So long as this 
percentage requirement is met, a vehicle may comply with the standard in 
this Sec.  571.202a, with the standard in Sec.  571.202, or with the 
European regulations referenced in S4.3(a) of Sec.  571.202.
    (b) Notwithstanding S6(a), vehicles that are manufactured in two or 
more stages or that are altered (within the meaning of 49 CFR 567.7) 
after having previously been certified in accordance with part 567 of 
this chapter may comply with the standard in this Sec.  571.202a, with 
the standard in Sec.  571.202, or with the European regulations 
referenced in S4.3(a) of Sec.  571.202.
    S6.1 Phase-in percentage. For vehicles manufactured by a 
manufacturer on or after September 1, 2009, and before September 1, 
2010, the amount of vehicles complying with S6(a) shall be not less than 
80 percent of:
    (a) If the manufacturer has manufactured vehicles for sale in the 
United States during both of the two production years prior to September 
1, 2009,

[[Page 542]]

the manufacturer's average annual production of vehicles manufactured on 
or after September 1, 2007, and before September 1, 2010, or
    (b) The manufacturer's production on or after September 1, 2009, and 
before September 1, 2010.
    S6.2 Vehicles produced by more than one manufacturer.
    S6.2.1 For the purpose of calculating average annual production of 
vehicles for each manufacturer and the number of vehicles manufactured 
by each manufacturer under S6.1, a vehicle produced by more than one 
manufacturer shall be attributed to a single manufacturer as follows, 
subject to S6.2.2.
    (a) A vehicle that is imported shall be attributed to the importer.
    (b) A vehicle manufactured in the United States by more than one 
manufacturer, one of which also markets the vehicle, shall be attributed 
to the manufacturer that markets the vehicle.
    S6.2.2 A vehicle produced by more than one manufacturer shall be 
attributed to any one of the vehicle's manufacturers specified by an 
express written contract, reported to the National Highway Traffic 
Safety Administration under 49 CFR part 585, between the manufacturer so 
specified and the manufacturer to which the vehicle would otherwise be 
attributed under S6.2.1.
    S7. Vehicles manufactured on or after September 1, 2010, and before 
September 1, 2011 (Phase-in of rear seat requirements of Sec.  
571.202a).
    (a) For vehicles manufactured for sale in the United States on or 
after September 1, 2010, and before September 1, 2011 a percentage of 
the manufacturer's production of vehicles equipped with rear outboard 
head restraints, as specified in S7.1, shall meet the requirements 
specified in this Sec.  571.202a for rear head restraints.
    (b) Vehicles that are manufactured in two or more stages or that are 
altered (within the meaning of 49 CFR 567.7) after having previously 
been certified in accordance with part 567 of this chapter are not 
subject to the requirement specified in S7(a).
    S7.1 Phase-in percentage. For vehicles manufactured by a 
manufacturer on or after September 1, 2010, and before September 1, 
2011, the amount of vehicles equipped with rear outboard head restraints 
complying with S7(a) shall be not less than 80 percent of:
    (a) If the manufacturer has manufactured vehicles for sale in the 
United States during both of the two production years prior to September 
1, 2010, the manufacturer's average annual production of vehicles 
equipped with rear outboard head restraints manufactured on or after 
September 1, 2008, and before September 1, 2011, or
    (b) The manufacturer's production of vehicles equipped with rear 
outboard head restraints on or after September 1, 2010, and before 
September 1, 2011.
    S7.2 Vehicles produced by more than one manufacturer.
    S7.2.1 For the purpose of calculating average annual production of 
vehicles for each manufacturer and the number of vehicles manufactured 
by each manufacturer under S6.1, a vehicle produced by more than one 
manufacturer shall be attributed to a single manufacturer as follows, 
subject to S7.2.2.
    (a) A vehicle that is imported shall be attributed to the importer.
    (b) A vehicle manufactured in the United States by more than one 
manufacturer, one of which also markets the vehicle, shall be attributed 
to the manufacturer that markets the vehicle.
    S7.2.2 A vehicle produced by more than one manufacturer shall be 
attributed to any one of the vehicle's manufacturers specified by an 
express written contract, reported to the National Highway Traffic 
Safety Administration under 49 CFR part 585, between the manufacturer so 
specified and the manufacturer to which the vehicle would otherwise be 
attributed under S7.2.1.

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[72 FR 25514, May 4, 2007]