[Code of Federal Regulations]
[Title 50, Volume 7]
[Revised as of January 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 50CFR404.11]

[Page 846-848]
 
                    TITLE 50--WILDLIFE AND FISHERIES
 
CHAPTER IV--JOINT REGULATIONS (UNITED STATES FISH AND WILDLIFE SERVICE, 
 
PART 404_NORTHWESTERN HAWAIIAN ISLANDS MARINE NATIONAL MONUMENT--Table 
 
Sec. 404.11  Permitting procedures and criteria.

    (a) Issuance. Subject to such terms and conditions as the 
Secretaries deem appropriate, a person may conduct an activity 
prohibited by Sec. 404.7 if such activity is specifically authorized by 
a permit issued under this section.
    (b) Application requirements. Applicants for permits under this 
section shall submit applications to: Northwestern Hawaiian Islands 
Marine National Monument, 6600 Kalanianaole Highway, Suite 300, 
Honolulu, HI 96825.
    (c) Permit Types. A permit under this subpart may be issued if the 
Secretaries find that the activity:
    (1) Is research designed to further understanding of Monument 
resources and qualities;
    (2) Will further the educational value of the Monument;
    (3) Will assist in the conservation and management of the Monument;
    (4) Will allow Native Hawaiian practices subject to paragraph (e) of 
this section;
    (5) Will allow a special ocean use subject to paragraph (f) of this 
section; or
    (6) Will allow recreational activities subject to paragraph (g) of 
this section.
    (d) Findings. A permit may not be issued under this section unless 
the Secretaries find:
    (1) The activity can be conducted with adequate safeguards for the 
resources and ecological integrity of the Monument;
    (2) The activity will be conducted in a manner compatible with the 
purposes of the Proclamation, considering the extent to which the 
conduct of the activity may diminish or enhance Monument resources, 
qualities, and ecological integrity, any indirect, secondary or 
cumulative effects of the activity, and the duration of such effects;
    (3) There is no practicable alternative to conducting the activity 
within the Monument;
    (4) The end value of the activity outweighs its adverse impacts on 
Monument resources, qualities, and ecological integrity;
    (5) The duration of the activity is no longer than necessary to 
achieve its stated purpose;
    (6) The applicant is qualified to conduct and complete the activity 
and mitigate any potential impacts resulting from its conduct;
    (7) The applicant has adequate financial resources available to 
conduct and complete the activity and mitigate any potential impacts 
resulting from its conduct;
    (8) The methods and procedures proposed by the applicant are 
appropriate to achieve the proposed activity's goals in relation to 
their impacts to Monument resources, qualities, and ecological 
integrity;
    (9) The applicant's vessel has been outfitted with a mobile 
transceiver unit approved by OLE and complies with the requirements of 
Sec. 404.5; and
    (10) There are no other factors that would make the issuance of a 
permit for the activity inappropriate.
    (e) Additional findings for Native Hawaiian practice permits. In 
addition to the findings listed in paragraph (d) of this section, a 
permit to allow Native Hawaiian practices under paragraph (c)(4) of this 
section, may not be issued unless:
    (1) The activity is non-commercial and will not involve the sale of 
any organism or material collected;
    (2) The purpose and intent of the activity are appropriate and 
deemed necessary by traditional standards in the Native Hawaiian culture 
(pono), and demonstrate an understanding of, and background in, the 
traditional practice, and its associated values and protocols;
    (3) The activity benefits the resources of the Northwestern Hawaiian 
Islands and the Native Hawaiian community;
    (4) The activity supports or advances the perpetuation of 
traditional knowledge and ancestral connections of Native Hawaiians to 
the Northwestern Hawaiian Islands; and
    (5) Any Monument resource harvested from the Monument will be 
consumed in the Monument.
    (f) Additional findings, criteria, and requirements for special 
ocean use permits. (1) In addition to the findings listed in paragraph 
(d) of this section, the following requirements apply to the issuance of 
a permit for a special ocean use under paragraph (c)(5) of this section:

[[Page 847]]

    (i) Any permit for a special ocean use issued under this section:
    (A) Shall authorize the conduct of an activity only if that activity 
is compatible with the purposes for which the Monument is designated and 
with protection of Monument resources;
    (B) Shall not authorize the conduct of any activity for a period of 
more than 5 years unless renewed;
    (C) Shall require that activities carried out under the permit be 
conducted in a manner that does not destroy, cause the loss of, or 
injure Monument resources; and
    (D) Shall require the permittee to purchase and maintain 
comprehensive general liability insurance, or post an equivalent bond, 
against claims arising out of activities conducted under the permit and 
to agree to hold the United States harmless against such claims;
    (ii) Each person issued a permit for a special ocean use under this 
section shall submit an annual report to the Secretaries not later than 
December 31 of each year which describes activities conducted under that 
permit and revenues derived from such activities during the year.
    (2) In addition to the findings listed in paragraph (d) of this 
section, a permit may not be issued for a special ocean use unless the 
activity has been determined to be consistent with the findings made 
pursuant to paragraph (f) of this section.
    (3) Categories of special ocean use being permitted for the first 
time under this section will be restricted in duration and permitted as 
a special ocean use pilot project. Subsequent permits for any category 
of special ocean use may only be issued if a special ocean use pilot 
project for that category meets the requirements of this section, and 
any terms and conditions placed on the permit for the pilot project.
    (4) Public notice shall be provided prior to requiring a special 
ocean use permit for any category of activity not previously identified 
as a special ocean use.
    (5) The following requirements apply to permits for a special ocean 
use for an activity within the Midway Atoll Special Management Area.
    (i) A permit for a special ocean use for activities within the 
Midway Atoll Special Management Area may be issued provided:
    (A) The activity furthers the conservation and management of the 
Monument; and
    (B) The Director of the United States Fish and Wildlife Service or 
his or her designee has determined that the activity is compatible with 
the purposes for which the Midway Atoll National Wildlife Refuge was 
designated.
    (ii) As part of a permit issued pursuant to this paragraph (f)(5), 
vessels may be allowed to transit the Monument as necessary to enter the 
Midway Atoll Special Management Area.
    (6) A permit for a special ocean use for activities outside the 
Midway Atoll Special Management Area may be issued provided:
    (i) The activity will directly benefit the conservation and 
management of the Monument;
    (ii) The purpose of the activity is for research or education 
related to the resources or qualities of the Monument;
    (iii) Public notice of the application and an opportunity to provide 
comments is given at least 30 days prior to issuing the permit; and
    (iv) The activity does not involve the use of a commercial passenger 
vessel.
    (g) Additional findings for recreation permits. A permit for 
recreational activities under paragraph (c)(6) of this section may be 
issued for activities to be conducted within the Midway Atoll Special 
Management area if, in addition to the findings listed in paragraph (d) 
of this section:
    (1) The activity is for the purpose of recreation as defined in 
section 404.3;
    (2) The activity is not associated with any for-hire operation; and
    (3) The activity does not involve any extractive use.
    (h) Sustenance fishing. Sustenance fishing, as defined in 404.3, may 
be allowed outside of any Special Preservation Area as a term or 
condition of any permit issued under this part. Sustenance fishing in 
the Midway Atoll Special Management Area shall not be allowed unless the 
activity has been determined by the Director of the U.S. Fish and 
Wildlife Service or his or her

[[Page 848]]

designee to be compatible with the purposes for which the Midway Atoll 
National Wildlife Refuge was established. Sustenance fishing must be 
conducted in a manner compatible with the Proclamation and this part, 
including considering the extent to which the conduct of the activity 
may diminish Monument resources, qualities, and ecological integrity, as 
well as any indirect, secondary, or cumulative effects of the activity 
and the duration of such effects. Sustenance fishing is subject to 
systematic reporting requirements when developed by the Secretaries.

[71 FR 51135, Aug. 29, 2006, as amended at 72 FR 5643, Feb. 7, 2007]