[Code of Federal Regulations]
[Title 21, Volume 8]
[Revised as of April 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 21CFR801.410]

[Page 30-31]
 
                        TITLE 21--FOOD AND DRUGS
 
CHAPTER I--FOOD AND DRUG ADMINISTRATION, DEPARTMENT OF HEALTH AND HUMAN 
                          SERVICES (CONTINUED)
 
PART 801_LABELING--Table of Contents
 
           Subpart H_Special Requirements for Specific Devices
 
Sec. 801.410  Use of impact-resistant lenses in eyeglasses and sunglasses.

    (a) Examination of data available on the frequency of eye injuries 
resulting from the shattering of ordinary crown glass lenses indicates 
that the use of such lenses constitutes an avoidable hazard to the eye 
of the wearer.
    (b) The consensus of the ophthalmic community is that the number of 
eye injuries would be substantially reduced by the use in eyeglasses and 
sunglasses of impact-resistant lenses.
    (c)(1) To protect the public more adequately from potential eye 
injury, eyeglasses and sunglasses must be fitted with impact-resistant 
lenses, except in those cases where the physician or optometrist finds 
that such lenses will not fulfill the visual requirements of the 
particular patient, directs in writing the use of other lenses, and 
gives written notification thereof to the patient.
    (2) The physician or optometrist shall have the option of ordering 
glass lenses, plastic lenses, or laminated glass lenses made impact 
resistant by any method; however, all such lenses shall be capable of 
withstanding the impact test described in paragraph (d)(2) of this 
section.
    (3) Each finished impact-resistant glass lens for prescription use 
shall be individually tested for impact resistance and shall be capable 
of withstanding the impact test described in paragraph (d)(2) of this 
section. Raised multifocal lenses shall be impact resistant but need not 
be tested beyond initial design testing. Prism segment multifocal, slab-
off prism, lenticular cataract, iseikonic, depressed segment one-piece 
multifocal, bioconcave, myodisc and minus lenticular, custom laminate 
and cemented assembly lenses shall be impact resistant but need not be 
subjected to impact testing. To demonstrate that all other types of 
impact-resistant lenses, including impact-resistant laminated glass 
lenses (i.e., lenses other than those described in the three preceding 
sentences of this paragraph (c)(3)), are capable of withstanding the 
impact test described in this regulation, the manufacturer of these 
lenses shall subject to an impact test a statistically significant 
sampling of lenses from each production batch, and the lenses so tested 
shall be representative of the finished forms as worn by the wearer, 
including finished forms that are of minimal lens thickness and have 
been subjected to any treatment used to impart impact resistance. All 
nonprescription lenses and plastic prescription lenses tested on the 
basis of statistical significance shall be tested in uncut-finished or 
finished form.
    (d)(1) For the purpose of this regulation, the impact test described 
in paragraph (d)(2) of this section shall be the ``referee test,'' 
defined as ``one which will be utilized to determine compliance with a 
regulation.'' The referee test provides the Food and Drug Administration 
with the means of examining a medical device for performance and does 
not inhibit the manufacturer from using equal or superior test methods. 
A lens manufacturer shall conduct tests of lenses using the impact test 
described in paragraph (d)(2) of this section or any equal or superior 
test. Whatever test is used, the lenses shall be capable of withstanding 
the impact test described in paragraph (d)(2) of this section if the 
Food and Drug Administration examines them for performance.
    (2) In the impact test, a \5/8\-inch steel ball weighing 
approximately 0.56 ounce is dropped from a height of 50 inches upon the 
horizontal upper surface of the lens. The ball shall strike within a \5/
8\-inch diameter circle located at the geometric center of the lens. The 
ball may be guided but not restricted in its fall by being dropped 
through a tube extending to within approximately 4 inches of the lens. 
To pass the test, the lens must not fracture; for the purpose of this 
section, a lens will be considered to have fractured if it cracks 
through its entire thickness, including a laminar layer, if any, and 
across a complete diameter into two or more separate pieces, or if any 
lens material visible to the naked eyes becomes detached from the ocular 
surface. The test shall be conducted with the lens

[[Page 31]]

supported by a tube (1-inch inside diameter, 1\1/4\-inch outside 
diameter, and approximately 1-inch high) affixed to a rigid iron or 
steel base plate. The total weight of the base plate and its rigidly 
attached fixtures shall be not less than 27 pounds. For lenses of small 
minimum diameter, a support tube having an outside diameter of less than 
1\1/4\ inches may be used. The support tube shall be made of rigid 
acrylic plastic, steel, or other suitable substance and shall have 
securely bonded on the top edge a \1/8\- by \1/8\-inch neoprene gasket 
having a hardness of 40 5, as determined by ASTM 
Method D 1415-88, ``Standard Test Method for Rubber Property--
International Hardness'' a minimum tensile strength of 1,200 pounds, as 
determined by ASTM Method D 412-98A, ``Standard Test Methods for 
Vulcanized Rubber and Thermoplastic Elastomers--Tension,'' and a minimum 
ultimate elongation of 400 percent, as determined by ASTM Method D 412-
68 (Both methods are incorporated by reference and are available from 
the American Society for Testing Materials, 100 Barr Harbor Dr., West 
Conshohocken, Philadelphia, PA 19428, or available for inspection at the 
Center for Devices and Radiological Health's Library, 9200 Corporate 
Blvd., Rockville, MD 20850, or at the National Archives and Records 
Administration (NARA). For information on the availability of this 
material at NARA, call 202-741-6030, or go to: http://www.archives.gov/
federal--register/code--of--federal--regulations/ibr--locations.html. 
The diameter or contour of the lens support may be modified as necessary 
so that the \1/8\- by \1/8\-inch neoprene gasket supports the lens at 
its periphery.
    (e) Copies of invoice(s), shipping document(s), and records of sale 
or distribution of all impact resistant lenses, including finished 
eyeglasses and sunglasses, shall be kept and maintained for a period of 
3 years; however, the names and addresses of individuals purchasing 
nonprescription eyeglasses and sunglasses at the retail level need not 
be kept and maintained by the retailer. The records kept in compliance 
with this paragraph shall be made available upon request at all 
reasonable hours by any officer or employee of the Food and Drug 
Administration or by any other officer or employee acting on behalf of 
the Secretary of Health and Human Services and such officer or employee 
shall be permitted to inspect and copy such records, to make such 
inventories of stock as he deems necessary, and otherwise to check the 
correctness of such inventories.
    (f) In addition, those persons conducting tests in accordance with 
paragraph (d) of this section shall maintain the results thereof and a 
description of the test method and of the test apparatus for a period of 
3 years. These records shall be made available upon request at any 
reasonable hour by any officer or employee acting on behalf of the 
Secretary of Health and Human Services. The persons conducting tests 
shall permit the officer or employee to inspect and copy the records, to 
make such inventories of stock as the officer or employee deems 
necessary, and otherwise to check the correctness of the inventories.
    (g) For the purpose of this section, the term ``manufacturer'' 
includes an importer for resale. Such importer may have the tests 
required by paragraph (d) of this section conducted in the country of 
origin but must make the results thereof available, upon request, to the 
Food and Drug Administration, as soon as practicable.
    (h) All lenses must be impact-resistant except when the physician or 
optometrist finds that impact-resistant lenses will not fulfill the 
visual requirements for a particular patient.
    (i) This statement of policy does not apply to contact lenses.

[41 FR 6896, Feb. 13, 1976, as amended at 44 FR 20678, Apr. 6, 1979; 47 
FR 9397, Mar. 5, 1982; 65 FR 3586, Jan. 24, 2000; 65 FR 44436, July 18, 
2000; 69 FR 18803, Apr. 9, 2004]