[Code of Federal Regulations]
[Title 10, Volume 4]
[Revised as of January 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 10CFR820.36]

[Page 502]
 
                            TITLE 10--ENERGY
 
                    CHAPTER III--DEPARTMENT OF ENERGY
 
PART 820_PROCEDURAL RULES FOR DOE NUCLEAR ACTIVITIES--Table of Contents
 
                      Subpart B_Enforcement Process
 
Sec. 820.36  Filing, form, and service of documents.

    (a) Filing in an enforcement proceeding. The original and three 
copies of any document in an enforcement proceeding shall be filed with 
the Docketing Clerk commencing with the filing of a Preliminary Notice 
of Violation.
    (b) Form of documents in an enforcement proceeding. (1) Except as 
provided herein, or by order of the DOE Official, there are no specific 
requirements as to the form of documents filed in an enforcement 
proceeding.
    (2) The first page of every document shall contain a caption 
identifying the respondent and the docket number.
    (3) The original of any document (other than exhibits) shall be 
signed by the person filing it or by his counsel or other 
representative. The signature constitutes a representation by the signer 
that he has read the pleading, letter or other document, that to the 
best of his knowledge, information and belief, the statements made 
therein are true, and that it is not interposed for delay.
    (4) The initial document filed by any person shall contain his name, 
address and telephone number. Any changes in this information shall be 
communicated promptly to the Docketing Clerk and all participants to the 
proceeding. A person who fails to furnish such information and any 
changes thereto shall be deemed to have waived his right to notice and 
service under this part.
    (5) The Docketing Clerk may refuse to file any document that does 
not comply with this section. Written notice of such refusal, stating 
the reasons therefor, shall be promptly given to the person submitting 
the document. Such person may amend and resubmit any document refused 
for filing.