[Code of Federal Regulations]
[Title 7, Volume 5]
[Revised as of January 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 7CFR340.6]

[Page 509-511]

                          TITLE 7--AGRICULTURE

 CHAPTER III--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF
                               AGRICULTURE

 PART 340_INTRODUCTION OF ORGANISMS AND PRODUCTS ALTERED OR PRODUCED THROUGH

Sec. 340.6  Petition for determination of nonregulated status. \11\
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    \11\ See footnote 5 in Sec. 340.3.
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    (a) General. Any person may submit to the Administrator, a petition
to seek a determination that an article should not be regulated under
this part. A petitioner may supplement, amend, or withdraw a petition in
writing without prior approval of the Administrator, and without
affecting resubmission at any time until the Administrator, rules on the
petition. A petition for determination of nonregulated status shall be
submitted in accordance with the procedure and format specified in this
section.
    (b) Submission procedures and format. A person shall submit two
copies of a petition to the Animal and Plant Health Inspection Service,
Plant Protection and Quarantine, Biotechnology and Scientific Services,
Biotechnology Coordination and Technical Assistance, 4700 River Road,
Unit 146, Riverdale, Maryland 20737-1237. The petition shall be dated
and structured as follows:

            Petition for Determination of Nonregulated Status

    The undersigned submits this petition under 7 CFR 340.6 to request
that the Administrator, make a determination that the article should not
be regulated under 7 CFR part 340.

(Signature)_____________________________________________________________

                         A. Statement of Grounds

    A person must present a full statement explaining the factual
grounds why the organism should not be regulated under 7 CFR part 340.
The petitioner shall include copies of scientific literature, copies of
unpublished studies, when available, and data from tests performed upon
which to base a determination. The petition shall include all
information set forth in paragraph (c) of 7 CFR 340.6. If there are
portions of the petition deemed to contain trade secret or confidential
business information (CBI), each page of the petition containing such
information should be marked ``CBI Copy''. In addition, those portions
of the petition which are deemed ``CBI'' shall be so designated. The
second copy shall have all such CBI deleted and shall have marked on
each page where the CBI was deleted: ``CBI Deleted.'' If a petition does
not contain CBI, the first page of both copies shall be marked: ``No
CBI.''
    A person shall also include information known to the petitioner
which would be unfavorable to a petition. If a person is not aware of
any unfavorable information, the petition should state, ``Unfavorable
information: NONE.''

                            B. Certification

    The undersigned certifies, that to the best knowledge and belief of
the undersigned, this petition includes all information and views on
which to base a determination, and that it includes relevant data and
information known to the petitioner which are unfavorable to the
petition.

(Signature)_____________________________________________________________

(Name of Petitioner)____________________________________________________

(Mailing Address)_______________________________________________________

(Telephone Number)______________________________________________________

    (c) Required data and information. The petition shall include the
following information:
    (1) Description of the biology of the nonmodified recipient plant
and information necessary to identify the recipient plant in the
narrowest taxonomic grouping applicable.
    (2) Relevant experimental data and publications.
    (3) A detailed description of the differences in genotype between
the regulated article and the nonmodified recipient organism. Include
all scientific, common, or trade names, and all designations necessary
to identify: the donor organism(s), the nature of the transformation
system (vector or vector agent(s)), the inserted genetic material and
its product(s), and the regulated article. Include country and locality
where the donor, the recipient, and the vector organisms and the
regulated articles are collected, developed, and produced.
    (4) A detailed description of the phenotype of the regulated
article. Describe known and potential differences from the unmodified
recipient organism that would substantiate that the regulated article is
unlikely to pose a greater plant pest risk than the unmodified organism
from which it was derived, including but not limited to: Plant pest risk
characteristics, disease and pest susceptibilities, expression of the
gene product, new enzymes, or changes to plant metabolism, weediness of
the regulated article, impact on the weediness of any other

[[Page 510]]

plant with which it can interbreed, agricultural or cultivation
practices, effects of the regulated article on nontarget organisms,
indirect plant pest effects on other agricultural products, transfer of
genetic information to organisms with which it cannot interbreed, and
any other information which the Administrator believes to be relevant to
a determination. Any information known to the petitioner that indicates
that a regulated article may pose a greater plant pest risk than the
unmodified recipient organism shall also be included.
    (5) Field test reports for all trials conducted under permit or
notification procedures, involving the regulated article, that were
submitted prior to submission of a petition for determination of
nonregulated status or prior to submission of a request for extension of
a determination of nonregulated status under paragraph (e) of this part.
Field test reports shall include the APHIS reference number, methods of
observation, resulting data, and analysis regarding all deleterious
effects on plants, nontarget organisms, or the environment.
    (d) Administrative action on a petition. (1) A petition for
determination of nonregulated status under this part which meets the
requirements of paragraphs (b) and (c) of this section will be filed by
the Administrator, stamped with the date of filing, and assigned a
petition number. The petition number shall identify the file established
for all submissions relating to the petition. APHIS will promptly notify
the petitioner in writing of the filing and the assigned petition
number. If a petition does not meet the requirements specified in this
section, the petitioner shall be sent a notice indicating how the
petition is deficient.
    (2) After the filing of a completed petition, APHIS shall publish a
notice in the Federal Register. This notice shall specify that comments
will be accepted from the public on the filed petition during a 60 day
period commencing with the date of the notice. During the comment
period, any interested person may submit to the Administrator, written
comments, regarding the filed petition, which shall become part of the
petition file.
    (3) The Administrator shall, based upon available information,
furnish a response to each petitioner within 180 days of receipt of a
completed petition. The response will either:
    (i) Approve the petition in whole or in part; or
    (ii) deny the petition.
    The petitioner shall be notified in writing of the Administrator's
decision. The decision shall be placed in the public petition file in
the offices of APHIS and notice of availability published in the Federal
Register.
    (e) Extensions to determinations of nonregulated status. (1) The
Administrator may determine that a regulated article does not pose a
potential for plant pest risk, and should therefore not be regulated
under this part, based on the similarity of that organism to an
antecedent organism.
    (2) A person may request that APHIS extend a determination of
nonregulated status to other organisms. Such a request shall include
information to establish the similarity of the antecedent organism and
the regulated articles in question.
    (3) APHIS will announce in the Federal Register all preliminary
decisions to extend determinations of nonregulated status 30 days before
the decisions become final and effective. If additional information
becomes available that APHIS believes justifies changing its decision,
it will issue a revised decision.
    (4) If a request to APHIS to extend a determination of nonregulated
status under this part is denied, APHIS will inform the submitter of
that request of the reasons for denial. The submitter may submit a
modified request or a separate petition for determination of
nonregulated status without prejudice.
    (f) Denial of a petition; appeal. (1) The Administrator's written
notification of denial of a petition shall briefly set forth the reason
for such denial. The written notification shall be sent by certified
mail. Any person whose petition has been denied may appeal the
determination in writing to the Administrator within 10 days from
receipt of the written notification of denial.

[[Page 511]]

    (2) The appeal shall state all of the facts and reasons upon which
the person relies, including any new information, to show that the
petition was wrongfully denied. The Administrator shall grant or deny
the appeal, in writing, stating the reasons for the decision as promptly
as circumstances allow. An informal hearing may be held by the
Administrator if there is a dispute of a material fact. Rules of
Practice concerning such a hearing will be adopted by the Administrator.

[58 FR 17057, Mar. 31, 1993, as amended at 59 FR 67611, Dec. 30, 1994;
62 FR 23957, May 2, 1997]