[Code of Federal Regulations]
[Title 37, Volume 1]
[Revised as of July 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 37CFR202.5]

[Page 553-554]
 
              TITLE 37--PATENTS, TRADEMARKS, AND COPYRIGHTS
 
                                CONGRESS
 
PART 202_PREREGISTRATION AND REGISTRATION OF CLAIMS TO COPYRIGHT--Table of Contents
 
Sec. 202.5  Reconsideration Procedure for Refusals to Register.

    (a) General. This section prescribes rules pertaining to procedures 
for administrative review of the Copyright Office's refusal to register 
a claim to copyright, a mask work, or a vessel hull design upon a 
finding by the Office that the application for registration does not 
satisfy the legal requirements of title 17 of the United States Code. If 
an applicant's initial claim is refused, the applicant is entitled to 
request that the initial refusal to register be reconsidered.
    (b) First reconsideration. Upon receiving a written notification 
from the Registration and Recordation Program explaining the reasons for 
a refusal to register, an applicant may request that the Registration 
and Recordation Program reconsider its initial decision to refuse 
registration, subject to the following requirements:
    (1) An applicant must request in writing that the Registration and 
Recordation Program reconsider its decision. A request for 
reconsideration must include the reasons the applicant believes 
registration was improperly refused, including any legal arguments in 
support of those reasons and any supplementary information. The 
Registration and Recordation Program will base its decision on the 
applicant's written submissions.
    (2) The fee set forth in Sec. 201.3(d)(3)(i) of this chapter must 
accompany the first request for reconsideration.
    (3) The first request for reconsideration and the applicable fee 
must be received by the Copyright Office no later than three months from 
the date that appears in the Registration and Recordation Program 
written notice of its initial decision to refuse registration. When the 
ending date for the three-month time period falls on a weekend or a 
Federal holiday, the ending day of the three-month period shall be 
extended to the next Federal work day.
    (4) If the Registration and Recordation Program decides to register 
an applicant's work in response to the first request for 
reconsideration, it will notify the applicant in writing of the decision 
and the work will be registered. However, if the Registration and 
Recordation Program again refuses to register the work, it will send the 
applicant a written notification stating the reasons for refusal within 
four months of the date on which the first request for reconsideration 
is received by the Registration and Recordation Program. When the ending 
date for the four-month time period falls on a

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weekend or a Federal holiday, the ending day of the four-month period 
shall be extended to the next Federal work day. Failure by the 
Registration and Recordation Program to send the written notification 
within the four-month period shall not result in registration of the 
applicant's work.
    (c) Second reconsideration. Upon receiving written notification of 
the Registration and Recordation Program's decision to refuse 
registration in response to the first request for reconsideration, an 
applicant may request that the Review Board reconsider the Registration 
and Recordation Program's refusal to register, subject to the following 
requirements:
    (1) An applicant must request in writing that the Review Board 
reconsider the Registration and Recordation Program's decision to refuse 
registration. The second request for reconsideration must include the 
reasons the applicant believes registration was improperly refused, 
including any legal arguments in support of those reasons and any 
supplementary information, and must address the reasons stated by the 
Registration and Recordation Program for refusing registration upon 
first reconsideration. The Board will base its decision on the 
applicant's written submissions.
    (2) The fee set forth in Sec. 201.3(d)(3)(ii) of this chapter must 
accompany the second request for reconsideration.
    (3) The second request for reconsideration and the applicable fee 
must be received in the Copyright Office no later than three months from 
the date that appears in the Registration and Recordation Program's 
written notice of its decision to refuse registration after the first 
request for reconsideration. When the ending date for the three-month 
time period falls on a weekend or a Federal holiday, the ending day of 
the three-month period shall be extended to the next Federal work day.
    (4) If the Review Board decides to register an applicant's work in 
response to a second request for reconsideration, it will notify the 
applicant in writing of the decision and the work will be registered. If 
the Review Board upholds the refusal to register the work, it will send 
the applicant a written notification stating the reasons for refusal.
    (d) Submission of reconsiderations. (1) All mail, including any that 
is hand delivered, should be addressed as follows: RECONSIDERATION, 
Copyright RAC Division, P.O. Box 71380, Washington, DC 20024-1380. If 
hand delivered by a commercial, non-government courier or messenger, a 
request for reconsideration must be delivered between 8:30 a.m. and 4 
p.m. to: Congressional Courier Acceptance Site, located at Second and D 
Streets, NE., Washington, DC. If hand delivered by a private party, a 
request for reconsideration must be delivered between 8:30 a.m. and 5 
p.m. to: Room 401 of the James Madison Memorial Building, located at 101 
Independence Avenue, SE., Washington, DC.
    (2) The first page of the written request must contain the Copyright 
Office control number and clearly indicate either ``FIRST 
RECONSIDERATION'' or ``SECOND RECONSIDERATION,'' as appropriate, on the 
subject line.
    (e) Suspension or wavier of time requirements. For any particular 
request for reconsideration, the provisions relating to the time 
requirements for submitting a request under this section may be 
suspended or waived, in whole or in part, by the Register of Copyrights 
upon a showing of good cause. Such suspension or waiver shall apply only 
to the request at issue and shall not be relevant with respect to any 
other request for reconsideration from that applicant or any other 
applicant.
    (f) Composition of the Review Board. The Review Board shall consist 
of three members; the first two members are the Register of Copyrights 
and the General Counsel or their respective designees. The third member 
will be designated by the Register.
    (g) Final agency action. A decision by the Review Board in response 
to a second request for reconsideration constitutes final agency action.

[69 FR 77636, Dec. 28, 2004, as amended at 70 FR 7177, Feb. 11, 2005; 73 
FR 37839, July 2, 2008]

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