[Code of Federal Regulations]
[Title 46, Volume 1]
[Revised as of October 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR10.304]

[Page 138-140]
 
                           TITLE 46--SHIPPING
 
         CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
 
PART 10_LICENSING OF MARITIME PERSONNEL--Table of Contents
 
            Subpart C_Training Schools with Approved Courses
 
Sec. 10.304  Substitution of training for required service, use of
training-record books, and use of towing officer assessment records.

    (a) Satisfactory completion of certain training courses approved by 
the Commandant may be substituted for a portion of the required service 
for many deck and engineer licenses and for qualified ratings of 
unlicensed personnel. The list of all currently approved courses of 
instruction including the equivalent service and applicable licenses and 
ratings is maintained by Commanding Officer, National Maritime Center. 
Satisfactory completion of an approved training course may be 
substituted for not more than two-thirds of the required service on deck 
or in the engine department for deck or engineer licenses, respectively, 
and for qualified ratings.
    (b) Service time gained at an approved training course does not 
satisfy recent service requirements nor does training on a simulator; 
however, any underway service at an approved course may be used for this 
purpose. An applicant who had met the recent service requirement before 
entering school will not be penalized by attending the approved training 
course.
    (c) Training obtained prior to receiving a license may not be used 
for subsequent raises of grade.
    (d) Simulator training in combination with a Coast Guard approved 
training course may be submitted to the Commanding Officer, National 
Maritime Center, for evaluation and determination of equivalency to 
required sea service. Simulator training cannot be substituted for 
recency requirements, but may substitute for a maximum of 25 percent of 
the required service for any license transaction.
    (e) Except as provided in Sec. 10.202, when a candidate both 
applies for an STCW certificate or endorsement as an

[[Page 139]]

officer in charge of a navigational watch, on the basis of training or 
sea service commencing on or after August 1, 1998, and uses completion 
of approved training to substitute for required service, then not less 
than 1 year of the remaining service must be part of approved training 
that meets the appropriate requirements of Chapter II of STCW and the 
requirements of subpart C of this part. The training of a candidate must 
be documented in a Coast Guard-accepted training-record book.
    (f) Except as provided in Sec. 10.202, each candidate who applies 
for an STCW certificate or endorsement as an officer in charge of an 
engineering watch or as a designated duty engineer on the basis of 
training or sea service commencing on or after August 1, 1998, for 
service on seagoing vessels, shall complete onboard training as part of 
approved training that meets the appropriate requirements of Chapter III 
of STCW (incorporated by reference in Sec. 10.102) and the requirements 
of subpart C of this part. The training must be documented in a Coast 
Guard-accepted training-record book.
    (g) The training-record book referred to in paragraphs (e) and (f) 
of this section must contain at least the following:
    (1) The identity of the candidate.
    (2) The tasks to be performed or the skills to be demonstrated, with 
reference to the standards of competence set forth in the tables of the 
appropriate sections in part A of the STCW Code.
    (3) The criteria to be used in determining that the tasks or skills 
have been performed properly, again with reference to the standards of 
competence set forth in the tables of the appropriate sections in part A 
of the STCW Code.
    (4) A place for a qualified instructor to indicate by his or her 
initials that the candidate has received training in the proper 
performance of the task or skill.
    (5) A place for a designated examiner to indicate by his or her 
initials that the candidate has successfully completed a practical 
demonstration and has proved competent in the task or skill under the 
criteria, when assessment of competence is to be documented in the 
record books.
    (6) The identity of each qualified instructor, including any Coast 
Guard license or document held, and the instructor's signature.
    (7) The identity of each designated examiner, when any assessment of 
competence is recorded, including any Coast Guard license or document 
held, and the examiner's signature confirming that his or her initials 
certify that he or she has witnessed the practical demonstration of a 
particular task or skill by the candidate.
    (h) Each applicant for a license as master or mate (pilot) of towing 
vessels, and each master or mate of self-propelled vessels of greater 
than 200 gross tons seeking an endorsement for towing vessels, shall 
complete a towing officers' assessment record that contains at least the 
following:
    (1) Identification of the candidate, including full name, home 
address, photograph or photo-image, and personal signature.
    (2) Objectives of the training and assessment.
    (3) Tasks to perform or skills to demonstrate.
    (4) Criteria to use in determining that the tasks or skills have 
been performed properly.
    (5) A place for a qualified instructor or licensed officer (with 
authority to operate a towing vessel) to indicate by his or her initials 
that the candidate has received training in the proper performance of 
the tasks or skills.
    (6) A place for a designated examiner to indicate by his or her 
initials that the candidate has successfully completed a practical 
demonstration and has proved proficient in the task or skill under the 
criteria.
    (7) Identification of each qualified instructor or licensed officer 
(with authority to operate a towing vessel) by full name, home address, 
employer, job title, ship name or business address, number of any Coast 
Guard licenses or documents held, and personal signature.
    (8) Identification of each designated examiner by full name, home 
address, employer, job title, ship name or business address, number of 
any Coast Guard licenses or documents held, and

[[Page 140]]

personal signature confirming that his or her initials certify that he 
or she has witnessed the practical demonstration of a particular task or 
skill by the candidate.
    (i) The training-record book referred to in paragraphs (e) and (f) 
of this section may be maintained electronically, if the electronic 
record meets Coast Guard-accepted standards for accuracy, integrity, and 
availability.

[CGD 81-059, 52 FR 38623, Oct. 16, 1987, as amended at 54 FR 135, Jan. 
4, 1989; CGD 95-072, 60 FR 50460, Sept. 29, 1995; CGD 95-062, 62 FR 
34531, June 26, 1997; USCG-1998-4442, 63 FR 52189, Sept. 30, 1998; USCG-
1999-6224, 64 FR 63225, Nov. 19, 1999; 66 FR 20936, Apr. 26, 2001; USCG-
1999-5610, 67 FR 66068, Oct. 30, 2002; USCG-2004-18884, 69 FR 58342, 
Sept. 30, 2004; USCG-2007-29018, 72 FR 53964, Sept. 21, 2007; USCG-2008-
0906, 73 FR 56508, Sept. 29, 2008]

    Effective Date Note: By USCG-2006-26202, 73 FR 52794, Sept. 11, 
2008, Sec. 10.304 was amended by adding a new paragraph (j), effective 
Oct. 14, 2008. For the convenience of the user, the added text is set 
forth as follows:


                           TITLE 46--SHIPPING
 
         CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
 
PART 10_LICENSING OF MARITIME PERSONNEL--Table of Contents
 
            Subpart C_Training Schools with Approved Courses
 
Sec. 10.304  Substitution of training for required service, use of 
          training-record books, and use of towing officer assessment 
          records.

                                * * * * *

    (j) Substitution of a training program in lieu of required service 
for a license as mate (pilot) of towing vessels is governed by Sec. 
10.465(a) and table 10.465-1 of this part.