[Code of Federal Regulations]
[Title 46, Volume 1]
[Revised as of October 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR12.01-6]

[Page 197-199]
 
                           TITLE 46--SHIPPING
 
         CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
 
PART 12_CERTIFICATION OF SEAMEN--Table of Contents
 
                          Subpart 12.01_General
 
Sec. 12.01-6  Definitions of terms used in this part.

    Approved means approved by the Coast Guard in accordance with 46 CFR 
10.302.
    Coast Guard-accepted means that the Coast Guard has officially 
acknowledged in writing that the material or process at issue meets the 
applicable requirements; that the Coast Guard has issued an official 
policy statement listing or describing the material or process as 
meeting the applicable requirements; or that an entity acting on behalf 
of the Coast Guard under a Memorandum of Agreement has determined that 
the material or process meets the applicable requirements.
    Conviction means the applicant for a merchant mariner's document has 
been found guilty by judgment or plea by a court of record of the United 
States, the District of Columbia, any State, territory, or possession of 
the United States, a foreign country, or any military court, of a 
criminal felony or misdemeanor or of an offense described in section 205 
of the National Driver Register Act of 1982, as amended (49 U.S.C. 
30304). If an applicant pleads guilty or no contest, is granted deferred 
adjudication, or is required by the court to attend classes, make 
contributions of time or money, receive treatment, submit to any manner 
of probation or supervision, or forgo appeal of a trial court's 
conviction, then the Coast Guard will consider the applicant to have 
received a conviction. A later expungement of the conviction will not 
negate a conviction unless the Coast Guard is satisfied that the 
expungement is based upon a showing that the court's earlier conviction 
was in error.
    Designated examiner means a person who has been trained or 
instructed in techniques of training or assessment

[[Page 198]]

and is otherwise qualified to evaluate whether a candidate for a 
license, document, or endorsement has achieved the level of competence 
required to hold the license, document, or endorsement. This person may 
be designated by the Coast Guard, or by a Coast Guard-approved or 
accepted program of training or assessment. A faculty member employed at 
a State maritime academy or the U.S. Merchant Marine Academy operated in 
accordance with regulations in 46 CFR part 310 and instructing in a 
navigation or engineering course is qualified to serve as a designated 
examiner in his or her area(s) of specialization without individual 
evaluation by the Coast Guard.
    Evaluation means processing an application, from the point of 
receipt to approval or rejection of the application, including review of 
all documents and records submitted with an application as well as those 
obtained from public records and databases.
    Fails a chemical test for dangerous drugs means that the result of a 
chemical test conducted in accordance with 49 CFR part 40 is reported as 
``positive'' for the presence of dangerous drugs or drug metabolites in 
an individual's system by a Medical Review Officer in accordance with 
that part.
    National Driver Register (NDR) means the nationwide repository of 
information on drivers maintained by the National Highway Traffic Safety 
Administration as provided under 49 U.S.C. Chapter 303.
    NDR listed convictions means a conviction of any of the following 
motor vehicle-related offenses or comparable offenses:
    (a) Operating a motor vehicle while under the influence of, or 
impaired by, alcohol or a controlled substance; or
    (b) A traffic violation arising in connection with a fatal traffic 
accident, reckless driving, or racing on the highways.
    Officer in Charge, Marine Inspection (OCMI) for the purposes of part 
12 means the officer or individual so designated at one of the Regional 
Examination Centers, or any person so designated by the Commandant.
    Original document means the first merchant mariner's document issued 
to any person by the Coast Guard.
    Passes a chemical test for dangerous drugs means the result of a 
chemical test conducted in accordance with 49 CFR part 40 is reported as 
``negative'' by a Medical Review Officer in accordance with that part.
    Practical demonstration means the performance of an activity under 
the direct observation of a designated examiner for the purpose of 
establishing that the performer is sufficiently proficient in a 
practical skill to meet a specified standard of competence or other 
objective criterion.
    Qualified instructor means a person who has been trained or 
instructed in instructional techniques and is otherwise qualified to 
provide required training to candidates for licenses, documents, and 
endorsements. A faculty member employed or at a State maritime academy 
or the U.S. Merchant Marine Academy operated in accordance with 46 CFR 
part 310 and instructing in a navigation or engineering course is 
qualified to serve as a qualified instructor in his or her area(s) of 
specialization without individual evaluation by the Coast Guard.
    Qualified rating means various categories of Able Seaman, Qualified 
Member of the Engine Department, Lifeboatman, or Tankerman endorsements 
on merchant mariner's documents.
    Safe and suitable person is one whose character and habits of life 
are such as to support the belief that his or her presence on board 
vessels of the United States is not, or may not be, adverse to the 
security of the United States.
    Safety and Security Check is the process or action taken by the 
Coast Guard to determine whether an applicant for, or holder of, a 
merchant mariner's document is a safe and suitable person to be issued 
such a document or to be employed on a vessel under the authority of 
such a document.
    Standard of competence means the level of proficiency to be achieved 
for the proper performance of duties on board vessels in accordance with 
national and international criteria.
    STCW means the International Convention on Standards of Training, 
Certification and Watchkeeping for Seafarers, 1978, as amended 
(incorporated by reference in Sec. 12.01-3).

[[Page 199]]

    STCW Code means the Seafarer's Training, Certification and 
Watchkeeping Code.
    STCW endorsement means a certificate or endorsement issued in 
accordance with STCW. An STCW endorsement issued by the Officer in 
Charge, Marine Inspection (OCMI), will be valid only when accompanied by 
the appropriate U.S. license or document; and, if the license or 
document is revoked, then the associated STCW endorsement will no longer 
be valid for any purpose. References to STCW placed on a U.S. license or 
merchant mariner's document will suffice as STCW endorsements for the 
mariner serving on a vessel operating exclusively on a domestic voyage 
(i.e., to and from U.S. ports or places subject to U.S. jurisdiction).

[CGD 91-002, 58 FR 15238, Mar. 19, 1993, as amended by CGD 91-223, 60 FR 
4525, Jan. 23, 1995; CGD 91-212, 60 FR 65487, Dec. 19, 1995; CGD 95-062, 
62 FR 34534, June 26, 1997; CGD 97-057, 62 FR 51042, Sept. 30, 1997; 
USCG-1999-5610, 67 FR 66068, Oct. 30, 2002; USCG-2003-14500, 69 FR 531, 
Jan. 6, 2004; USCG-2006-25535, 71 FR 48482, Aug. 21, 2006]